CEVA (NASDAQ: CEVA) files Form 144; broker Oppenheimer named

Rhea-AI Filing Summary

CEVA, Inc. submitted a Form 144 disclosing intended sales of Common Stock held as Restricted Stock Units, listing multiple grant dates and share amounts. The filing names Oppenheimer & Co. Inc., 85 Broad St, New York, NY as the broker and references Nasdaq.

Insights

Securities Counsel

Form 144 notifies brokered resale of restricted shares under Rule 144.

Form 144 is a notice of proposed sales of restricted or control securities; the excerpt lists RSU grant dates and share counts (e.g., 2,354, 3,040, 3,909, 5,452, 6,953). It also names Oppenheimer & Co. Inc. and lists Nasdaq as the market.

Timing, aggregate proceeds treatment, and seller identity beyond the listed securities are not detailed in the excerpt; subsequent filings or broker instructions will disclose completed transaction details.

Key Figures

Form type: Form 144 Broker named: Oppenheimer & Co. Inc. RSU grant amount: 2,354 shares +4 more

7 metrics

Form type Form 144 Notice of proposed resale

Broker named Oppenheimer & Co. Inc. Broker address listed as 85 Broad St, New York, NY

RSU grant amount 2,354 shares Grant date 05/12/2021

RSU grant amount 3,040 shares Grant date 05/12/2022

RSU grant amount 3,909 shares Grant date 01/01/2023

RSU grant amount 5,452 shares Grant date 02/17/2023

RSU grant amount 6,953 shares Grant date 02/16/2024

Key Terms

Restricted Stock Units, Form 144, Nasdaq

3 terms

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 2,354 | 05/12/2021"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Nasdaq market

"05/20/2026 | Nasdaq"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Oppenheimer & Co. Inc. 85 Broad St New York NY 10004	20922	762397.68	27859369	05/20/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/12/2021	Restricted Stock Units	Issuer			2354	05/12/2021	NA
Common Stock	05/12/2022	Restricted Stock Units	Issuer			3040	05/12/2022	NA
Common Stock	01/01/2023	Restricted Stock Units	Issuer			3909	01/01/2023	NA
Common Stock	02/17/2023	Restricted Stock Units	Issuer			5452	02/17/2023	NA
Common Stock	02/16/2024	Restricted Stock Units	Issuer			6953	02/16/2024	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CEVA's Form 144 filing mean?

It notifies a broker of an intended resale of restricted Common Stock under Rule 144. The excerpt lists multiple RSU grant dates and share amounts and names Oppenheimer & Co. as the broker, with Nasdaq identified as the market.

Which broker is named in the CEVA Form 144?

Oppenheimer & Co. Inc. at 85 Broad St, New York, NY, is named as the broker. The excerpt shows this address alongside the Common Stock listing and a Nasdaq market designation.

How many RSU grants and share amounts are listed in the filing?

Five RSU grant lines are listed with share amounts: 2,354, 3,040, 3,909, 5,452, and 6,953. Each line pairs a grant date with the Restricted Stock Unit label.

Does this excerpt state who will receive the sale proceeds?

The excerpt does not state proceeds recipients. It lists securities, grant dates, share counts, broker name, and Nasdaq, but it does not specify whether proceeds go to the issuer or selling holder.