CFG shareholder plans Form 144 sale of 30,668 common shares

A shareholder of CFG has filed a Form 144 notice to sell up to 30,668 shares of common stock through Fidelity Brokerage Services LLC on the NYSE.

Accepted by SEC EDGAR 12/05/2025 - 02:01 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

A shareholder of CFG has filed a Form 144 notice to sell up to 30,668 shares of common stock through Fidelity Brokerage Services LLC on the NYSE.

The shares have an indicated aggregate market value of $1,716,794.64, compared with 429,500,000 shares of common stock stated as outstanding. The planned sale date listed in the notice is 12/05/2025.

The securities to be sold were originally acquired as common stock on 04/06/2022 in a merger/acquisition transaction from the issuer, with the full 30,668 shares acquired and paid for on that same date.

FAQ

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What does this Form 144 filing for CFG disclose?

It discloses that a shareholder intends to sell up to 30,668 shares of CFG common stock on the NYSE through Fidelity Brokerage Services LLC under Rule 144.

How many CFG shares are planned to be sold and what is the market value?

The notice covers 30,668 common shares with an aggregate market value of $1,716,794.64 as stated in the filing.

How many CFG shares are outstanding according to this notice?

The filing states that there are 429,500,000 shares of CFG common stock outstanding.

When and how were the CFG shares being sold originally acquired?

The 30,668 CFG common shares were acquired on 04/06/2022 in a merger/acquisition transaction from the issuer, with payment completed on the same date.

What is the approximate sale date and trading venue for the CFG shares?

The approximate sale date listed is 12/05/2025, and the securities are to be sold on the NYSE.

Which broker is handling this planned sale of CFG shares under Form 144?

The broker named is Fidelity Brokerage Services LLC, located at 245 Summer Street, Boston, MA 02110.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001663813
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CITIZENS FINANCIAL GROUP INC/RI
SEC File Number	001-36636
Address of Issuer	1 CITIZENS PLAZA PROVIDENCE RHODE ISLAND 02903
Phone	2039006715
Name of Person for Whose Account the Securities are To Be Sold	Citizens Bank, National Association
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	30668	1716794.64	429500000	12/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/06/2022	Merger/Acquisition	Issuer			30668	04/06/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	12/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Audrey Skillern, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Citizens Bank, NA
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)