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Carlyle Group (CG) Co-President granted 9,114 dividend equivalent units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. Co-President John C. Redett reported an acquisition of 9,114 shares of Common Stock through dividend equivalent units. These units were accrued on existing restricted stock unit awards in connection with the company’s quarterly dividend and carry no purchase price.

The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Redett directly holds a total of 1,857,426 shares of Carlyle Group Inc. common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Redett John C.

(Last) (First) (Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-President
3. Date of Earliest Transaction (Month/Day/Year)
02/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/20/2026 A(1) 9,114 A $0 1,857,426 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for John C. Redett 02/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Carlyle Group Inc. Co-President John C. Redett report on this Form 4 for CG?

John C. Redett reported acquiring 9,114 Carlyle Group Inc. common shares as dividend equivalent units. These units were accrued on previously granted restricted stock unit awards in connection with the company’s quarterly dividend and did not involve any cash purchase or sale transaction.

How many Carlyle Group (CG) shares does John C. Redett own after this transaction?

After the reported transaction, John C. Redett directly holds 1,857,426 shares of Carlyle Group Inc. common stock. This total includes the additional 9,114 dividend equivalent units that accrued on his existing restricted stock unit awards tied to the company’s quarterly dividend.

What is the nature of the 9,114 CG shares acquired by John C. Redett?

The 9,114 Carlyle Group Inc. shares are dividend equivalent units, not open-market purchases. They accrued automatically on existing restricted stock unit awards in connection with the company’s quarterly dividend and follow the same vesting schedule and terms as the underlying awards.

Did John C. Redett pay anything for the 9,114 Carlyle Group (CG) shares reported?

No cash was paid for the 9,114 shares; the transaction price per share is reported as 0.0000. The shares are dividend equivalent units accrued on outstanding restricted stock unit awards as part of the company’s quarterly dividend mechanism rather than a market purchase.

How will the newly accrued dividend equivalent units in CG vest for John C. Redett?

The dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying restricted stock unit awards. This means their vesting is aligned with the original RSU grants previously reported for John C. Redett.
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