Welcome to our dedicated page for Carlyle Group SEC filings (Ticker: CGABL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CGABL SEC filings page on Stock Titan provides access to regulatory documents that reference the 4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C., a class of securities listed on the Nasdaq Global Select Market and associated with The Carlyle Group Inc. An SEC registration table identifies CGABL as a registered security alongside The Carlyle Group Inc. common stock, making these filings a primary source of information about this note issuance.
In related filings, The Carlyle Group Inc. describes how its notes are governed by a base indenture and supplemental indentures with a trustee, and how these documents set out interest terms, maturity, redemption provisions, covenants, and events of default. The 8-K also explains that covenants can limit, subject to exceptions, the ability of the issuer and guarantors to merge, consolidate or sell, transfer or lease assets and create liens, and it outlines circumstances in which the trustee or a percentage of noteholders may accelerate the notes.
On this page, users can review forms such as 8-K and other registration-related documents to see how CGABL fits into The Carlyle Group Inc.’s overall capital structure. Stock Titan enhances these filings with AI-powered summaries that explain key sections of documents like indentures, underwriting agreements, and descriptions of note terms in plain language. Real-time updates from EDGAR ensure that new filings are available promptly, and users can quickly identify disclosures that discuss note covenants, events of default, or other features relevant to CGABL and related securities.
The Carlyle Group Inc. used this report to outline a multi‑year growth plan and new capital return program. At its 2026 Shareholder Update, the firm set three‑year targets through the end of 2028, including Fee Related Earnings of
Carlyle also announced that its Board of Directors approved a new
Carlyle Group Inc. Co-President John C. Redett reported an acquisition of 9,114 shares of Common Stock through dividend equivalent units. These units were accrued on existing restricted stock unit awards in connection with the company’s quarterly dividend and carry no purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Redett directly holds a total of 1,857,426 shares of Carlyle Group Inc. common stock.
Carlyle Group Inc. Co-President Mark David Jenkins reported an award related to his existing equity incentives. On
Carlyle Group Inc. Chief Accounting Officer Charles Elliott Andrews Jr. reported an acquisition of 343 shares of common stock equivalent units on time-vesting restricted stock unit awards. These units were credited as dividend equivalents in connection with Carlyle’s quarterly dividend and were received at no cash cost.
The new dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this credit, Andrews Jr. now directly holds a total of 147,319 shares or share-equivalent units of Carlyle common stock.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported an acquisition of 3,431 shares of common stock in the form of dividend equivalent units. These units were accrued on previously granted restricted stock unit awards in connection with the company’s quarterly dividend and carry no cash purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Plouffe now holds 907,148 shares of Carlyle Group common stock in direct ownership.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported an automatic acquisition of 6,507 common stock units. These are dividend equivalent units credited at a price of $0.0000 per share in connection with the company’s quarterly dividend.
The units relate to previously granted restricted stock unit awards and will vest on the same schedule and under the same terms as those underlying awards. Following this grant, Nedelman directly holds 1,638,212 shares of Carlyle Group common stock.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported an acquisition of 1,070 shares of common stock-equivalent units at a price of $0.00 per share. These are dividend equivalent units accrued on existing time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. After this grant, Ferguson’s directly owned common stock and related units total 782,200 shares.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
Carlyle Group Inc. reported that Chief Operating Officer Lindsay LoBue acquired 2,625 common stock dividend equivalent units as a grant or award in connection with the company’s quarterly dividend. These units relate to existing restricted stock unit awards and will vest on the same schedule as the underlying awards.
Following this award, LoBue directly holds a total of 713,085 shares or units of Carlyle common stock, reflecting ongoing equity-based compensation aligned with prior grants rather than an open-market purchase.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.