Welcome to our dedicated page for Carlyle Group SEC filings (Ticker: CGABL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CGABL SEC filings page on Stock Titan provides access to regulatory documents that reference the 4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C., a class of securities listed on the Nasdaq Global Select Market and associated with The Carlyle Group Inc. An SEC registration table identifies CGABL as a registered security alongside The Carlyle Group Inc. common stock, making these filings a primary source of information about this note issuance.
In related filings, The Carlyle Group Inc. describes how its notes are governed by a base indenture and supplemental indentures with a trustee, and how these documents set out interest terms, maturity, redemption provisions, covenants, and events of default. The 8-K also explains that covenants can limit, subject to exceptions, the ability of the issuer and guarantors to merge, consolidate or sell, transfer or lease assets and create liens, and it outlines circumstances in which the trustee or a percentage of noteholders may accelerate the notes.
On this page, users can review forms such as 8-K and other registration-related documents to see how CGABL fits into The Carlyle Group Inc.’s overall capital structure. Stock Titan enhances these filings with AI-powered summaries that explain key sections of documents like indentures, underwriting agreements, and descriptions of note terms in plain language. Real-time updates from EDGAR ensure that new filings are available promptly, and users can quickly identify disclosures that discuss note covenants, events of default, or other features relevant to CGABL and related securities.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.
Carlyle Group Inc. filed a Form 13F Combination Report disclosing 20 holdings with a reported aggregate market value of $13,566,904,392. The filing lists 3 other included managers, including Abingworth LLP and AlpInvest Partners B.V.
The report was signed by Jeffrey W. Ferguson, General Counsel, and notes that AlpInvest Partners B.V. is an indirectly wholly owned adviser and that Carlyle acquired the Abingworth group in August 2022.
Carlyle Group Inc. filed a Form 13F Combination Report disclosing 20 holdings with a reported aggregate market value of $13,566,904,392. The filing lists 3 other included managers, including Abingworth LLP and AlpInvest Partners B.V.
The report was signed by Jeffrey W. Ferguson, General Counsel, and notes that AlpInvest Partners B.V. is an indirectly wholly owned adviser and that Carlyle acquired the Abingworth group in August 2022.
Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.
After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.
Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.
After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.
Carlyle Group Inc. Co-President Mark David Jenkins reported equity-related transactions on February 1, 2026. The company withheld 5,812 shares of common stock at $58.78 per share to cover taxes triggered by the vesting of previously reported restricted stock units; no shares were sold.
Jenkins also received two new restricted stock unit awards covering 144,488 and 12,965 shares of common stock, both recorded at $0 per share. These RSUs vest over time between August 1, 2027 and February 1, 2029, subject to his continued service, bringing his directly held common stock to 1,566,125 shares.
Carlyle Group Inc. Co-President Mark David Jenkins reported equity-related transactions on February 1, 2026. The company withheld 5,812 shares of common stock at $58.78 per share to cover taxes triggered by the vesting of previously reported restricted stock units; no shares were sold.
Jenkins also received two new restricted stock unit awards covering 144,488 and 12,965 shares of common stock, both recorded at $0 per share. These RSUs vest over time between August 1, 2027 and February 1, 2029, subject to his continued service, bringing his directly held common stock to 1,566,125 shares.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported routine equity transactions. On February 1, 2026, 6,092 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units; no shares were sold. He received 217,303 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and an additional 12,965 restricted stock units that vest in equal thirds on February 1, 2027, 2028, and 2029, all subject to continued service. After these transactions, he directly owned 1,724,057 shares of Carlyle common stock.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported routine equity transactions. On February 1, 2026, 6,092 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units; no shares were sold. He received 217,303 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and an additional 12,965 restricted stock units that vest in equal thirds on February 1, 2027, 2028, and 2029, all subject to continued service. After these transactions, he directly owned 1,724,057 shares of Carlyle common stock.
Carlyle Group Inc. Co-President John C. Redett reported equity compensation and related tax withholding transactions in company stock. On February 1, 2026, 2,926 shares of common stock were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit vesting, and no shares were sold.
On the same date, Redett received two new grants of common stock: 273,973 shares and 12,965 shares, each at a stated price of $0, reflecting restricted stock unit awards. After these transactions, he beneficially owned 1,935,093 Carlyle common shares directly.
The 273,973 restricted stock units will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. The 12,965 restricted stock units will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029, also conditioned on continued service.
Carlyle Group Inc. Co-President John C. Redett reported equity compensation and related tax withholding transactions in company stock. On February 1, 2026, 2,926 shares of common stock were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit vesting, and no shares were sold.
On the same date, Redett received two new grants of common stock: 273,973 shares and 12,965 shares, each at a stated price of $0, reflecting restricted stock unit awards. After these transactions, he beneficially owned 1,935,093 Carlyle common shares directly.
The 273,973 restricted stock units will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. The 12,965 restricted stock units will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029, also conditioned on continued service.
Carlyle Group Inc.’s Chief Accounting Officer, Charles Elliott Andrews Jr., reported insider equity transactions on February 1, 2026. The company withheld 1,084 shares of common stock at $58.78 per share to cover taxes due on a previously vested restricted stock unit award; no shares were sold by Andrews. He also received two new restricted stock unit awards for 15,493 and 7,747 shares of common stock at no cost. These awards vest between August 1, 2027 and August 1, 2029, and between February 1, 2027 and February 1, 2029, respectively, subject to continued service. Following these transactions, Andrews directly beneficially owned 153,330 shares of Carlyle common stock.
Carlyle Group Inc.’s Chief Accounting Officer, Charles Elliott Andrews Jr., reported insider equity transactions on February 1, 2026. The company withheld 1,084 shares of common stock at $58.78 per share to cover taxes due on a previously vested restricted stock unit award; no shares were sold by Andrews. He also received two new restricted stock unit awards for 15,493 and 7,747 shares of common stock at no cost. These awards vest between August 1, 2027 and August 1, 2029, and between February 1, 2027 and February 1, 2029, respectively, subject to continued service. Following these transactions, Andrews directly beneficially owned 153,330 shares of Carlyle common stock.
Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported several equity-related transactions in common stock on February 1, 2026. The filing shows 2,128 shares were withheld by Carlyle to cover taxes due on the vesting of previously reported restricted stock units at $58.78 per share, and no shares were sold.
LoBue also received new restricted stock unit (RSU) awards, including 114,156 RSUs that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, plus 12,965 RSUs vesting in three equal installments on February 1 of 2027, 2028, and 2029, all subject to continued service. After these transactions, LoBue beneficially owned 785,493 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported several equity-related transactions in common stock on February 1, 2026. The filing shows 2,128 shares were withheld by Carlyle to cover taxes due on the vesting of previously reported restricted stock units at $58.78 per share, and no shares were sold.
LoBue also received new restricted stock unit (RSU) awards, including 114,156 RSUs that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, plus 12,965 RSUs vesting in three equal installments on February 1 of 2027, 2028, and 2029, all subject to continued service. After these transactions, LoBue beneficially owned 785,493 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz, who is also a director, reported a tax-related share withholding on common stock. On February 1, 2026, 578,862 shares of common stock were withheld by Carlyle to cover taxes due from the vesting of a previously reported restricted stock unit award, including related dividend equivalent units.
The shares were treated as a disposition at $58.78 per share for tax purposes, but the filing states that no shares were sold by Schwartz. After this transaction, he beneficially owns 5,350,734 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz, who is also a director, reported a tax-related share withholding on common stock. On February 1, 2026, 578,862 shares of common stock were withheld by Carlyle to cover taxes due from the vesting of a previously reported restricted stock unit award, including related dividend equivalent units.
The shares were treated as a disposition at $58.78 per share for tax purposes, but the filing states that no shares were sold by Schwartz. After this transaction, he beneficially owns 5,350,734 shares of Carlyle common stock directly.