Welcome to our dedicated page for Carlyle Group SEC filings (Ticker: CGABL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. filings for CGABL document the registered debt security, Carlyle's capital structure, and corporate governance disclosures. The records identify the 4.625% subordinated notes due 2061 of Carlyle Finance L.L.C. and Carlyle's common stock as Nasdaq-listed securities, while 8-K reports cover Regulation FD materials, growth outlook and financial objectives, and debt agreements.
Proxy statements describe board and shareholder meeting matters, executive compensation, equity award adjustments, pay-versus-performance data, and voting mechanics. Debt-related filings disclose indentures, senior notes issuance terms, guarantor subsidiaries, trustee arrangements, shelf registration references, and obligations that affect Carlyle's reported financing structure.
Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported several equity-related transactions in common stock on February 1, 2026. The filing shows 2,128 shares were withheld by Carlyle to cover taxes due on the vesting of previously reported restricted stock units at $58.78 per share, and no shares were sold.
LoBue also received new restricted stock unit (RSU) awards, including 114,156 RSUs that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, plus 12,965 RSUs vesting in three equal installments on February 1 of 2027, 2028, and 2029, all subject to continued service. After these transactions, LoBue beneficially owned 785,493 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported several equity-related transactions in common stock on February 1, 2026. The filing shows 2,128 shares were withheld by Carlyle to cover taxes due on the vesting of previously reported restricted stock units at $58.78 per share, and no shares were sold.
LoBue also received new restricted stock unit (RSU) awards, including 114,156 RSUs that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, plus 12,965 RSUs vesting in three equal installments on February 1 of 2027, 2028, and 2029, all subject to continued service. After these transactions, LoBue beneficially owned 785,493 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz, who is also a director, reported a tax-related share withholding on common stock. On February 1, 2026, 578,862 shares of common stock were withheld by Carlyle to cover taxes due from the vesting of a previously reported restricted stock unit award, including related dividend equivalent units.
The shares were treated as a disposition at $58.78 per share for tax purposes, but the filing states that no shares were sold by Schwartz. After this transaction, he beneficially owns 5,350,734 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz, who is also a director, reported a tax-related share withholding on common stock. On February 1, 2026, 578,862 shares of common stock were withheld by Carlyle to cover taxes due from the vesting of a previously reported restricted stock unit award, including related dividend equivalent units.
The shares were treated as a disposition at $58.78 per share for tax purposes, but the filing states that no shares were sold by Schwartz. After this transaction, he beneficially owns 5,350,734 shares of Carlyle common stock directly.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported routine equity compensation and related tax withholding transactions in company common stock. On February 1, 2026, 503 shares were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit (RSU) vesting; no shares were sold for cash.
Ferguson received two new RSU awards: 24,462 shares that will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and 3,181 shares that will vest in three equal installments on February 1, 2027, 2028, and 2029, in each case subject to continued service. Following these transactions, he directly beneficially owned 782,067 common shares.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported routine equity compensation and related tax withholding transactions in company common stock. On February 1, 2026, 503 shares were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit (RSU) vesting; no shares were sold for cash.
Ferguson received two new RSU awards: 24,462 shares that will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and 3,181 shares that will vest in three equal installments on February 1, 2027, 2028, and 2029, in each case subject to continued service. Following these transactions, he directly beneficially owned 782,067 common shares.
The Carlyle Group’s Chief Financial Officer Justin Plouffe reported equity compensation and related tax withholding in company stock. On February 1, 2026, 2,792 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units, and no shares were sold.
On the same date, Plouffe received 40,770 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. He also received 9,704 restricted stock units vesting in three equal installments on February 1 of 2027, 2028, and 2029. After these transactions, he directly owned 949,893 shares of Carlyle common stock.
The Carlyle Group’s Chief Financial Officer Justin Plouffe reported equity compensation and related tax withholding in company stock. On February 1, 2026, 2,792 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units, and no shares were sold.
On the same date, Plouffe received 40,770 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. He also received 9,704 restricted stock units vesting in three equal installments on February 1 of 2027, 2028, and 2029. After these transactions, he directly owned 949,893 shares of Carlyle common stock.
The Carlyle Group Inc. entered into an indenture to issue $800,000,000 aggregate principal amount of 5.050% Senior Notes due 2035, fully and unconditionally guaranteed on a senior unsecured basis by key holding subsidiaries. The notes were issued under an effective shelf registration statement.
The notes bear interest at 5.050% per annum from September 19, 2025, with interest payable semiannually on March 19 and September 19 each year, starting March 19, 2026. They mature on September 19, 2035, and include covenants limiting certain mergers, asset transfers and liens, as well as customary events of default. Carlyle may redeem the notes at a make‑whole price before June 19, 2035 and at par plus accrued interest on or after that date.