STOCK TITAN
  1. Home
  2. Sec-filings
  3. CG
  4. [Form 4] Carlyle Group Inc. Insider Trading Activity

Director Mark Ordan receives Carlyle (CG) stock and RSU awards as pay

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. director Mark S. Ordan reported two equity awards of common stock. He received 4,450 restricted stock units under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan, which will vest on May 1, 2027 if he continues serving on the Board.

He was also granted 4,450 vested shares of common stock under the same plan, received in lieu of his annual cash retainers for Board service. After these awards, his reported direct holdings in common stock were updated in the filing, reflecting these compensation-related acquisitions rather than open-market purchases.

Positive

  • None.

Negative

  • None.
Insider ORDAN MARK S
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,450 $0.00 --
Grant/Award Common Stock 4,450 $49.44 $220K
Holdings After Transaction: Common Stock — 26,163 shares (Direct, null)
Footnotes (1)
  1. These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. These securities are shares of the Issuer's common stock granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities are vested upon grant pursuant to an election made by the reporting person to receive shares of the Issuer's common stock in lieu of the reporting person's annual cash retainers for service on the Issuer's Board of Directors.
Restricted stock units granted 4,450 units RSU award under 2012 Equity Incentive Plan, vests May 1, 2027
Grant price reference $49.44 per share Price per share shown for one 4,450-share award of common stock
Vested shares granted 4,450 shares Common stock granted in lieu of annual cash retainers for Board service
Shares held after RSU grant line 30,613 shares Total direct common stock holdings reported following one acquisition entry
Shares held after vested share grant line 26,163 shares Total direct common stock holdings reported following the other acquisition entry
RSU vesting date May 1, 2027 Restricted stock units vest subject to continued Board service through this date
restricted stock unit award financial
"These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan."
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
Amended & Restated 2012 Equity Incentive Plan financial
"granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan."
vested upon grant financial
"These securities are vested upon grant pursuant to an election made by the reporting person"
annual cash retainers financial
"in lieu of the reporting person's annual cash retainers for service on the Issuer's Board of Directors."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ORDAN MARK S
(Last)(First)(Middle)
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW
(Street)
WASHINGTON DISTRICT OF COLUMBIA 20004
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026A(1)4,450A$026,163D
Common Stock05/01/2026A(2)4,450A$49.4430,613D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.
2. These securities are shares of the Issuer's common stock granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities are vested upon grant pursuant to an election made by the reporting person to receive shares of the Issuer's common stock in lieu of the reporting person's annual cash retainers for service on the Issuer's Board of Directors.
Remarks:
/s/ Anne K. Frederick, by Power of Attorney for Mark S. Ordan05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Carlyle Group (CG) report for Mark S. Ordan?

Carlyle Group reported that director Mark S. Ordan acquired equity-based compensation, including restricted stock units and fully vested common shares, granted under the company’s Amended & Restated 2012 Equity Incentive Plan as part of his Board service compensation package.

How many restricted stock units did Mark S. Ordan receive from Carlyle Group (CG)?

Mark S. Ordan received 4,450 restricted stock units of Carlyle Group common stock. These units were granted under the Amended & Restated 2012 Equity Incentive Plan and represent stock-based compensation tied to his continued service on the company’s Board of Directors.

When do Mark S. Ordan’s Carlyle Group (CG) restricted stock units vest?

The 4,450 restricted stock units granted to Mark S. Ordan vest on May 1, 2027. Vesting is expressly conditioned on his continued service on Carlyle Group’s Board of Directors through that vesting date, aligning compensation with ongoing Board responsibilities.

Did Mark S. Ordan buy or sell Carlyle Group (CG) shares in the market?

The filing shows grant or award acquisitions, not open‑market buying or selling. The reported A‑code transactions reflect stock and restricted stock unit awards provided as compensation, including shares received instead of annual cash retainers for Board service.

Why did Carlyle Group (CG) grant fully vested shares to Mark S. Ordan?

Carlyle Group granted fully vested common shares to Mark S. Ordan because he elected to receive stock instead of his annual cash retainers. The filing explains that these vested shares compensate his Board service under the company’s Amended & Restated 2012 Equity Incentive Plan.

Under which plan were Mark S. Ordan’s Carlyle Group (CG) awards granted?

Both the restricted stock units and vested common shares were granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. This plan governs equity-based compensation, including stock and unit awards, for eligible participants such as Board members.