Director Linda Filler receives 4,450 RSUs at Carlyle Group (CG)

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

FILLER LINDA reported acquisition or exercise transactions in this Form 4 filing.

Carlyle Group Inc. director Linda Filler received a grant of 4,450 shares of common stock in the form of a restricted stock unit award under the company’s Amended & Restated 2012 Equity Incentive Plan. The award will vest on May 1, 2027, if she continues serving on the board through that date, and receipt of the vested shares is deferred to a future date under her deferral election. After this grant, she directly holds 26,163 shares of Carlyle Group common stock. This is a compensation-related equity award, not an open-market stock purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider FILLER LINDA

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,450	$0.00	--

Holdings After Transaction: Common Stock — 26,163 shares (Direct, null)

Footnotes (1)

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Key Figures

RSU grant size: 4,450 shares Grant price per share: $0.0000 per share Post-grant holdings: 26,163 shares +1 more

4 metrics

RSU grant size 4,450 shares Restricted stock unit award of common stock

Grant price per share $0.0000 per share Reported transaction price for RSU award

Post-grant holdings 26,163 shares Total common stock held directly after transaction

Vesting date May 1, 2027 RSU award vests subject to continued board service

Key Terms

restricted stock unit award, Amended & Restated 2012 Equity Incentive Plan, deferral election

3 terms

restricted stock unit award financial

"These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan."

A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.

Amended & Restated 2012 Equity Incentive Plan financial

"These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan."

deferral election financial

"receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person."

Form 4 Insider Transactions: What Each Field Means →

05/01/2026 - 06:28 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FILLER LINDA

(Last)

(First)

(Middle)

C/O THE CARLYLE GROUP INC.

1001 PENNSYLVANIA AVENUE NW

(Street)

WASHINGTON

DISTRICT OF COLUMBIA

20004

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/01/2026		A⁽¹⁾		4,450	A	$0	26,163	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.

Remarks:

	/s/ Anne K. Frederick, by Power of Attorney for Linda Filler	05/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Carlyle Group Inc. (CG) director Linda Filler report in this Form 4 filing?

Linda Filler reported receiving 4,450 shares of Carlyle Group common stock as a restricted stock unit award. The grant was made under the Amended & Restated 2012 Equity Incentive Plan as equity-based compensation for her role on the company’s Board of Directors.

How many Carlyle Group (CG) shares were granted to Linda Filler and at what price?

Linda Filler was granted 4,450 shares of Carlyle Group common stock at a stated price of $0.0000 per share. This indicates a compensation grant rather than an open-market purchase, reflecting an award of equity under the company’s long-term incentive plan for directors.

When do Linda Filler’s newly granted Carlyle Group (CG) RSUs vest?

The restricted stock unit award granted to Linda Filler will vest on May 1, 2027. Vesting is conditioned on her continued service on Carlyle Group’s Board of Directors through that vesting date, aligning the equity award with ongoing board service and long-term company performance.

Are Linda Filler’s Carlyle Group (CG) RSU shares received immediately upon vesting?

No, the filing states that receipt of the vested shares will be deferred to a future date. This deferral follows a deferral election made by Linda Filler, meaning share delivery occurs later even though vesting is scheduled for May 1, 2027, subject to continued board service.

How many Carlyle Group (CG) shares does Linda Filler own after this RSU grant?

After this grant, Linda Filler directly owns 26,163 shares of Carlyle Group common stock. This total reflects her holdings following the 4,450-share restricted stock unit award reported in the Form 4, providing context on her overall direct equity position in the company.

Is Linda Filler’s Carlyle Group (CG) Form 4 transaction a market buy or sell of shares?

The transaction is not a market buy or sell. It is coded as an “A” transaction, described as a grant, award, or other acquisition, representing a restricted stock unit compensation grant rather than an open-market purchase or sale of Carlyle Group common stock.