Welcome to our dedicated page for Carlyle Group SEC filings (Ticker: CGABL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. filings for CGABL document the registered debt security, Carlyle's capital structure, and corporate governance disclosures. The records identify the 4.625% subordinated notes due 2061 of Carlyle Finance L.L.C. and Carlyle's common stock as Nasdaq-listed securities, while 8-K reports cover Regulation FD materials, growth outlook and financial objectives, and debt agreements.
Proxy statements describe board and shareholder meeting matters, executive compensation, equity award adjustments, pay-versus-performance data, and voting mechanics. Debt-related filings disclose indentures, senior notes issuance terms, guarantor subsidiaries, trustee arrangements, shelf registration references, and obligations that affect Carlyle's reported financing structure.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported an automatic acquisition of 6,507 common stock units. These are dividend equivalent units credited at a price of $0.0000 per share in connection with the company’s quarterly dividend.
The units relate to previously granted restricted stock unit awards and will vest on the same schedule and under the same terms as those underlying awards. Following this grant, Nedelman directly holds 1,638,212 shares of Carlyle Group common stock.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported an automatic acquisition of 6,507 common stock units. These are dividend equivalent units credited at a price of $0.0000 per share in connection with the company’s quarterly dividend.
The units relate to previously granted restricted stock unit awards and will vest on the same schedule and under the same terms as those underlying awards. Following this grant, Nedelman directly holds 1,638,212 shares of Carlyle Group common stock.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported an acquisition of 1,070 shares of common stock-equivalent units at a price of $0.00 per share. These are dividend equivalent units accrued on existing time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. After this grant, Ferguson’s directly owned common stock and related units total 782,200 shares.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported an acquisition of 1,070 shares of common stock-equivalent units at a price of $0.00 per share. These are dividend equivalent units accrued on existing time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. After this grant, Ferguson’s directly owned common stock and related units total 782,200 shares.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.
Carlyle Group Inc. filed a Form 13F Combination Report disclosing 20 holdings with a reported aggregate market value of $13,566,904,392. The filing lists 3 other included managers, including Abingworth LLP and AlpInvest Partners B.V.
The report was signed by Jeffrey W. Ferguson, General Counsel, and notes that AlpInvest Partners B.V. is an indirectly wholly owned adviser and that Carlyle acquired the Abingworth group in August 2022.
Carlyle Group Inc. filed a Form 13F Combination Report disclosing 20 holdings with a reported aggregate market value of $13,566,904,392. The filing lists 3 other included managers, including Abingworth LLP and AlpInvest Partners B.V.
The report was signed by Jeffrey W. Ferguson, General Counsel, and notes that AlpInvest Partners B.V. is an indirectly wholly owned adviser and that Carlyle acquired the Abingworth group in August 2022.
Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.
After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.
Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.
After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.
Carlyle Group Inc. Co-President Mark David Jenkins reported equity-related transactions on February 1, 2026. The company withheld 5,812 shares of common stock at $58.78 per share to cover taxes triggered by the vesting of previously reported restricted stock units; no shares were sold.
Jenkins also received two new restricted stock unit awards covering 144,488 and 12,965 shares of common stock, both recorded at $0 per share. These RSUs vest over time between August 1, 2027 and February 1, 2029, subject to his continued service, bringing his directly held common stock to 1,566,125 shares.
Carlyle Group Inc. Co-President Mark David Jenkins reported equity-related transactions on February 1, 2026. The company withheld 5,812 shares of common stock at $58.78 per share to cover taxes triggered by the vesting of previously reported restricted stock units; no shares were sold.
Jenkins also received two new restricted stock unit awards covering 144,488 and 12,965 shares of common stock, both recorded at $0 per share. These RSUs vest over time between August 1, 2027 and February 1, 2029, subject to his continued service, bringing his directly held common stock to 1,566,125 shares.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported routine equity transactions. On February 1, 2026, 6,092 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units; no shares were sold. He received 217,303 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and an additional 12,965 restricted stock units that vest in equal thirds on February 1, 2027, 2028, and 2029, all subject to continued service. After these transactions, he directly owned 1,724,057 shares of Carlyle common stock.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported routine equity transactions. On February 1, 2026, 6,092 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units; no shares were sold. He received 217,303 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and an additional 12,965 restricted stock units that vest in equal thirds on February 1, 2027, 2028, and 2029, all subject to continued service. After these transactions, he directly owned 1,724,057 shares of Carlyle common stock.
Carlyle Group Inc. Co-President John C. Redett reported equity compensation and related tax withholding transactions in company stock. On February 1, 2026, 2,926 shares of common stock were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit vesting, and no shares were sold.
On the same date, Redett received two new grants of common stock: 273,973 shares and 12,965 shares, each at a stated price of $0, reflecting restricted stock unit awards. After these transactions, he beneficially owned 1,935,093 Carlyle common shares directly.
The 273,973 restricted stock units will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. The 12,965 restricted stock units will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029, also conditioned on continued service.
Carlyle Group Inc. Co-President John C. Redett reported equity compensation and related tax withholding transactions in company stock. On February 1, 2026, 2,926 shares of common stock were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit vesting, and no shares were sold.
On the same date, Redett received two new grants of common stock: 273,973 shares and 12,965 shares, each at a stated price of $0, reflecting restricted stock unit awards. After these transactions, he beneficially owned 1,935,093 Carlyle common shares directly.
The 273,973 restricted stock units will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. The 12,965 restricted stock units will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029, also conditioned on continued service.
Carlyle Group Inc.’s Chief Accounting Officer, Charles Elliott Andrews Jr., reported insider equity transactions on February 1, 2026. The company withheld 1,084 shares of common stock at $58.78 per share to cover taxes due on a previously vested restricted stock unit award; no shares were sold by Andrews. He also received two new restricted stock unit awards for 15,493 and 7,747 shares of common stock at no cost. These awards vest between August 1, 2027 and August 1, 2029, and between February 1, 2027 and February 1, 2029, respectively, subject to continued service. Following these transactions, Andrews directly beneficially owned 153,330 shares of Carlyle common stock.
Carlyle Group Inc.’s Chief Accounting Officer, Charles Elliott Andrews Jr., reported insider equity transactions on February 1, 2026. The company withheld 1,084 shares of common stock at $58.78 per share to cover taxes due on a previously vested restricted stock unit award; no shares were sold by Andrews. He also received two new restricted stock unit awards for 15,493 and 7,747 shares of common stock at no cost. These awards vest between August 1, 2027 and August 1, 2029, and between February 1, 2027 and February 1, 2029, respectively, subject to continued service. Following these transactions, Andrews directly beneficially owned 153,330 shares of Carlyle common stock.