Welcome to our dedicated page for Carlyle Group SEC filings (Ticker: CGABL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CGABL SEC filings page on Stock Titan provides access to regulatory documents that reference the 4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C., a class of securities listed on the Nasdaq Global Select Market and associated with The Carlyle Group Inc. An SEC registration table identifies CGABL as a registered security alongside The Carlyle Group Inc. common stock, making these filings a primary source of information about this note issuance.
In related filings, The Carlyle Group Inc. describes how its notes are governed by a base indenture and supplemental indentures with a trustee, and how these documents set out interest terms, maturity, redemption provisions, covenants, and events of default. The 8-K also explains that covenants can limit, subject to exceptions, the ability of the issuer and guarantors to merge, consolidate or sell, transfer or lease assets and create liens, and it outlines circumstances in which the trustee or a percentage of noteholders may accelerate the notes.
On this page, users can review forms such as 8-K and other registration-related documents to see how CGABL fits into The Carlyle Group Inc.’s overall capital structure. Stock Titan enhances these filings with AI-powered summaries that explain key sections of documents like indentures, underwriting agreements, and descriptions of note terms in plain language. Real-time updates from EDGAR ensure that new filings are available promptly, and users can quickly identify disclosures that discuss note covenants, events of default, or other features relevant to CGABL and related securities.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported routine equity compensation and related tax withholding transactions in company common stock. On February 1, 2026, 503 shares were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit (RSU) vesting; no shares were sold for cash.
Ferguson received two new RSU awards: 24,462 shares that will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and 3,181 shares that will vest in three equal installments on February 1, 2027, 2028, and 2029, in each case subject to continued service. Following these transactions, he directly beneficially owned 782,067 common shares.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported routine equity compensation and related tax withholding transactions in company common stock. On February 1, 2026, 503 shares were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit (RSU) vesting; no shares were sold for cash.
Ferguson received two new RSU awards: 24,462 shares that will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and 3,181 shares that will vest in three equal installments on February 1, 2027, 2028, and 2029, in each case subject to continued service. Following these transactions, he directly beneficially owned 782,067 common shares.
The Carlyle Group’s Chief Financial Officer Justin Plouffe reported equity compensation and related tax withholding in company stock. On February 1, 2026, 2,792 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units, and no shares were sold.
On the same date, Plouffe received 40,770 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. He also received 9,704 restricted stock units vesting in three equal installments on February 1 of 2027, 2028, and 2029. After these transactions, he directly owned 949,893 shares of Carlyle common stock.
The Carlyle Group’s Chief Financial Officer Justin Plouffe reported equity compensation and related tax withholding in company stock. On February 1, 2026, 2,792 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units, and no shares were sold.
On the same date, Plouffe received 40,770 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. He also received 9,704 restricted stock units vesting in three equal installments on February 1 of 2027, 2028, and 2029. After these transactions, he directly owned 949,893 shares of Carlyle common stock.
The Carlyle Group Inc. entered into an indenture to issue $800,000,000 aggregate principal amount of 5.050% Senior Notes due 2035, fully and unconditionally guaranteed on a senior unsecured basis by key holding subsidiaries. The notes were issued under an effective shelf registration statement.
The notes bear interest at 5.050% per annum from September 19, 2025, with interest payable semiannually on March 19 and September 19 each year, starting March 19, 2026. They mature on September 19, 2035, and include covenants limiting certain mergers, asset transfers and liens, as well as customary events of default. Carlyle may redeem the notes at a make‑whole price before June 19, 2035 and at par plus accrued interest on or after that date.