Welcome to our dedicated page for Carlyle Group SEC filings (Ticker: CGABL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. filings for CGABL document the registered debt security, Carlyle's capital structure, and corporate governance disclosures. The records identify the 4.625% subordinated notes due 2061 of Carlyle Finance L.L.C. and Carlyle's common stock as Nasdaq-listed securities, while 8-K reports cover Regulation FD materials, growth outlook and financial objectives, and debt agreements.
Proxy statements describe board and shareholder meeting matters, executive compensation, equity award adjustments, pay-versus-performance data, and voting mechanics. Debt-related filings disclose indentures, senior notes issuance terms, guarantor subsidiaries, trustee arrangements, shelf registration references, and obligations that affect Carlyle's reported financing structure.
Rice Derica W reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Derica W. Rice reported stock-based compensation awards rather than open-market trades. On May 1, 2026, he received two grants of common stock under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan.
One award covers 2,933 shares at a reference price of $49.44 per share, which vested immediately based on his election to receive vested restricted stock units instead of his annual cash retainer, with delivery of shares deferred to a future date. The second award covers 4,450 restricted stock units that will vest on May 1, 2027, subject to his continued service on the board, with delivery of shares also deferred.
Following these transactions, Rice directly holds 36,657 shares of Carlyle Group common stock, and an additional 4,193 shares are held indirectly by his spouse.
Rice Derica W reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Derica W. Rice reported stock-based compensation awards rather than open-market trades. On May 1, 2026, he received two grants of common stock under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan.
One award covers 2,933 shares at a reference price of $49.44 per share, which vested immediately based on his election to receive vested restricted stock units instead of his annual cash retainer, with delivery of shares deferred to a future date. The second award covers 4,450 restricted stock units that will vest on May 1, 2027, subject to his continued service on the board, with delivery of shares also deferred.
Following these transactions, Rice directly holds 36,657 shares of Carlyle Group common stock, and an additional 4,193 shares are held indirectly by his spouse.
BESCHLOSS AFSANEH MASHAYEKHI reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Afsaneh Mashayekhi Beschloss received an equity award in the form of restricted stock units. The Form 4 shows a grant of 4,450 RSUs representing Common Stock, awarded at no cash purchase price as part of compensation.
According to the footnote, these RSUs were granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan and will vest on May 1, 2027, if she continues to serve on the Board of Directors through that date. Following this grant, she directly holds 14,689 shares/units linked to Carlyle common stock.
BESCHLOSS AFSANEH MASHAYEKHI reported acquisition or exercise transactions in this Form 4 filing.
Carlyle Group Inc. director Afsaneh Mashayekhi Beschloss received an equity award in the form of restricted stock units. The Form 4 shows a grant of 4,450 RSUs representing Common Stock, awarded at no cash purchase price as part of compensation.
According to the footnote, these RSUs were granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan and will vest on May 1, 2027, if she continues to serve on the Board of Directors through that date. Following this grant, she directly holds 14,689 shares/units linked to Carlyle common stock.
The Carlyle Group Inc. asks shareholders to vote at its virtual 2026 annual meeting on June 3, 2026 on four proposals: electing 13 directors, ratifying Ernst & Young as auditor, approving an amended and restated 2012 Equity Incentive Plan, and a non-binding Say‑on‑Pay vote.
The proxy highlights record 2025 performance, including total shareholder return of 119% from 2023–2025 and U.S. GAAP income before income taxes of $1.2 billion in 2025. Assets under management reached $477 billion as of December 31, 2025. Carlyle also discloses ambitious 2028 targets such as Fee Related Earnings of at least $1.9 billion, management fees of at least $2.8 billion, a FRE margin of 50%+, and Distributable Earnings per share of $6+.
The Board emphasizes refreshed, majority‑independent governance with a diverse 13‑member slate, detailed committee structures, and oversight of strategy, risk (including cybersecurity), culture, and sustainability. The Compensation Committee underlines pay‑for‑performance, heavy use of RSUs and PSUs, robust clawback and stock ownership policies, and a focus on limiting dilution, noting effectively 0% dilution in 2025.
The Carlyle Group Inc. asks shareholders to vote at its virtual 2026 annual meeting on June 3, 2026 on four proposals: electing 13 directors, ratifying Ernst & Young as auditor, approving an amended and restated 2012 Equity Incentive Plan, and a non-binding Say‑on‑Pay vote.
The proxy highlights record 2025 performance, including total shareholder return of 119% from 2023–2025 and U.S. GAAP income before income taxes of $1.2 billion in 2025. Assets under management reached $477 billion as of December 31, 2025. Carlyle also discloses ambitious 2028 targets such as Fee Related Earnings of at least $1.9 billion, management fees of at least $2.8 billion, a FRE margin of 50%+, and Distributable Earnings per share of $6+.
The Board emphasizes refreshed, majority‑independent governance with a diverse 13‑member slate, detailed committee structures, and oversight of strategy, risk (including cybersecurity), culture, and sustainability. The Compensation Committee underlines pay‑for‑performance, heavy use of RSUs and PSUs, robust clawback and stock ownership policies, and a focus on limiting dilution, noting effectively 0% dilution in 2025.
The Vanguard Group filed an Amendment No. 3 to Schedule 13G/A reporting zero shares beneficially owned of Carlyle Group Inc. Common Stock following an internal realignment effective January 12, 2026, under SEC Release No. 34-39538 that disaggregated certain subsidiaries' holdings.
The Vanguard Group filed an Amendment No. 3 to Schedule 13G/A reporting zero shares beneficially owned of Carlyle Group Inc. Common Stock following an internal realignment effective January 12, 2026, under SEC Release No. 34-39538 that disaggregated certain subsidiaries' holdings.
Carlyle Group Inc. director David M. Rubenstein reported two transactions in the company’s common stock. He made a bona fide charitable gift of 100,000 shares of Carlyle common stock, with no sale proceeds received for that transfer.
On the same date, he also completed an open-market sale of 500,000 shares of Carlyle common stock at a price of $46.68 per share. After these transactions, Rubenstein directly owns 27,399,644 shares of Carlyle common stock.
Carlyle Group Inc. director David M. Rubenstein reported two transactions in the company’s common stock. He made a bona fide charitable gift of 100,000 shares of Carlyle common stock, with no sale proceeds received for that transfer.
On the same date, he also completed an open-market sale of 500,000 shares of Carlyle common stock at a price of $46.68 per share. After these transactions, Rubenstein directly owns 27,399,644 shares of Carlyle common stock.
CG submitted a Form 144 reporting the proposed sale of 500,000 shares of Common Stock. The filing lists 500,000 shares as the securities to be sold and records 03/19/2026 as a filing-related date. The shares were originally received in a one-for-one exchange on 01/01/2020.
CG submitted a Form 144 reporting the proposed sale of 500,000 shares of Common Stock. The filing lists 500,000 shares as the securities to be sold and records 03/19/2026 as a filing-related date. The shares were originally received in a one-for-one exchange on 01/01/2020.
The Carlyle Group Inc. used this report to outline a multi‑year growth plan and new capital return program. At its 2026 Shareholder Update, the firm set three‑year targets through the end of 2028, including Fee Related Earnings of $1.9+ billion, inflows of $200+ billion, and Distributable Earnings per common share of $6.00+.
Carlyle also announced that its Board of Directors approved a new $2 billion share repurchase authorization, giving the company flexibility to buy back stock under its capital allocation framework. The firm noted it had $477 billion of assets under management as of December 31, 2025, underscoring the scale behind these objectives.
The Carlyle Group Inc. used this report to outline a multi‑year growth plan and new capital return program. At its 2026 Shareholder Update, the firm set three‑year targets through the end of 2028, including Fee Related Earnings of $1.9+ billion, inflows of $200+ billion, and Distributable Earnings per common share of $6.00+.
Carlyle also announced that its Board of Directors approved a new $2 billion share repurchase authorization, giving the company flexibility to buy back stock under its capital allocation framework. The firm noted it had $477 billion of assets under management as of December 31, 2025, underscoring the scale behind these objectives.
Carlyle Group Inc. Co-President Mark David Jenkins reported an award related to his existing equity incentives. On 2026-02-20, he acquired 6,424 shares of common stock at a price of $0.00 per share, reflecting dividend equivalent units credited on previously granted restricted stock unit awards. These dividend equivalent units will vest on the same schedule and terms as the underlying awards. Following this transaction, his directly held common stock increased to 1,526,373 shares.
Carlyle Group Inc. Co-President Mark David Jenkins reported an award related to his existing equity incentives. On 2026-02-20, he acquired 6,424 shares of common stock at a price of $0.00 per share, reflecting dividend equivalent units credited on previously granted restricted stock unit awards. These dividend equivalent units will vest on the same schedule and terms as the underlying awards. Following this transaction, his directly held common stock increased to 1,526,373 shares.
Carlyle Group Inc. Chief Accounting Officer Charles Elliott Andrews Jr. reported an acquisition of 343 shares of common stock equivalent units on time-vesting restricted stock unit awards. These units were credited as dividend equivalents in connection with Carlyle’s quarterly dividend and were received at no cash cost.
The new dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this credit, Andrews Jr. now directly holds a total of 147,319 shares or share-equivalent units of Carlyle common stock.
Carlyle Group Inc. Chief Accounting Officer Charles Elliott Andrews Jr. reported an acquisition of 343 shares of common stock equivalent units on time-vesting restricted stock unit awards. These units were credited as dividend equivalents in connection with Carlyle’s quarterly dividend and were received at no cash cost.
The new dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this credit, Andrews Jr. now directly holds a total of 147,319 shares or share-equivalent units of Carlyle common stock.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported an acquisition of 3,431 shares of common stock in the form of dividend equivalent units. These units were accrued on previously granted restricted stock unit awards in connection with the company’s quarterly dividend and carry no cash purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Plouffe now holds 907,148 shares of Carlyle Group common stock in direct ownership.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported an acquisition of 3,431 shares of common stock in the form of dividend equivalent units. These units were accrued on previously granted restricted stock unit awards in connection with the company’s quarterly dividend and carry no cash purchase price.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this accrual, Plouffe now holds 907,148 shares of Carlyle Group common stock in direct ownership.