STOCK TITAN

Factorial Energy Inc. (FAC) CFO files Form 4 showing no insider trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Factorial Energy Inc. director and Chief Financial Officer Rafael de Luque filed a Form 4 reporting his status as an insider of the company. The filing shows no reportable share purchases, sales, option exercises, gifts, or other insider transactions during the covered period.

Positive

  • None.

Negative

  • None.
Form 4 regulatory
"Factorial Energy Inc. CFO Rafael de Luque filed a Form 4 reporting his status"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
insider regulatory
"reporting his status as an insider of the company"
derivative transactions financial
"no derivative activity for Rafael de Luque"
Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
de Luque Rafael

(Last)(First)(Middle)
505 FIFTH AVENUE, 15TH FLOOR

(Street)
NEW YORK NEW YORK 10017

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Factorial Energy Inc. [ FAC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This "Exit" Form 4 is being voluntarily filed solely to report that the Reporting Person is no longer subject to Section 16.
/s/ Thomas Martin, Attorney-in-Fact06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What does Factorial Energy Inc. (FAC) disclose in this Form 4?

The Form 4 shows that director and Chief Financial Officer Rafael de Luque reported his insider status at Factorial Energy Inc. The summarized data indicate no share purchases, sales, exercises, gifts, or other transactions during the reporting period.

Did Factorial Energy (FAC) CFO Rafael de Luque buy or sell shares?

No insider trades are reported for Rafael de Luque in this Form 4. The transaction summary shows zero purchases, zero sales, and no derivative exercises, indicating no reportable trading activity during the covered period.

Are there any option exercises or derivative transactions in this Factorial Energy Form 4?

The filing indicates no derivative activity for Rafael de Luque. ExerciseCount, exerciseShares, and derivativeTransactionCount are all zero, meaning there were no option exercises, conversions, or other derivative-related transactions reported in this Form 4.

Does this Form 4 show any gifts or tax-withholding transactions for FAC’s CFO?

No. GiftCount, giftShares, taxWithholdingCount, and taxWithholdingShares are all zero in the transaction summary. This means there were no reported share gifts or shares withheld for taxes for Rafael de Luque in this period.

What is the overall insider trading direction in this Factorial Energy filing?

The overall direction is neutral, with no net buying or selling reported. NetBuySellShares is zero and netBuySellDirection is neutral, reflecting the absence of any insider trades by Rafael de Luque in this Form 4.