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Cummins (CMI) director Thomas J. Lynch receives 306-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LYNCH THOMAS J reported acquisition or exercise transactions in this Form 4 filing.

Cummins Inc. director Thomas J. Lynch received an equity grant of 306 common shares on May 12, 2026, at no cost. Following this award, his direct holdings increased to 11,961.8272 common shares. This total includes 22.5249 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors.

Positive

  • None.

Negative

  • None.
Insider LYNCH THOMAS J
Role null
Type Security Shares Price Value
Grant/Award Common 306 $0.00 --
Holdings After Transaction: Common — 11,961.827 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Equity grant size 306 shares Common stock award on May 12, 2026
Grant price per share $0.0000 per share Reported transaction price for the award
Shares held after transaction 11,961.8272 shares Total direct common shares following the grant
Dividend equivalent shares 22.5249 shares Credits under Deferred Compensation Plan for Non-Employee Directors
dividend equivalent shares financial
"Includes 22.5249 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors"
Deferred Compensation Plan for Non-Employee Directors financial
"credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4"
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"
Form 4 regulatory
"since the most recently filed Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LYNCH THOMAS J

(Last)(First)(Middle)
500 JACKSON STREET

(Street)
COLUMBUS INDIANA 47201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common05/12/2026A306A$0.000011,961.8272(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 22.5249 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Cummins (CMI) director Thomas J. Lynch report?

Thomas J. Lynch reported an acquisition of 306 Cummins common shares as a grant or award. The shares were received at no cost and classified as a non-derivative equity award, increasing his direct ownership position in the company.

How many Cummins (CMI) shares does Thomas J. Lynch hold after this Form 4?

After the reported grant, Thomas J. Lynch directly holds 11,961.8272 Cummins common shares. This figure represents his total direct ownership immediately following the May 12, 2026 equity award disclosed in the Form 4 filing.

Was the Cummins (CMI) share grant to Thomas J. Lynch an open-market purchase?

No, the 306 Cummins shares were received as a grant or award, not bought on the open market. The transaction code was “A,” indicating a compensation-related acquisition at a reported price of $0.0000 per share.

What are the dividend equivalent shares mentioned in Thomas J. Lynch’s Cummins (CMI) filing?

The filing notes 22.5249 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors. These represent share credits tied to dividends, which are included in Lynch’s reported 11,961.8272 total direct holdings.

Does this Cummins (CMI) Form 4 show any insider share sales by Thomas J. Lynch?

No, the Form 4 only reports an acquisition of 306 shares as a grant or award. The transaction summary shows one acquisition event and no reported sales, gifts, tax withholdings, or derivative exercises in this filing.