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Canton Strategic grants Wiley 53,763 stock options

Future vesting requires continuous service on the board immediately before each applicable date, with tranches scheduled for November 1, 2026, and February 1, 2027.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Canton Strategic Holdings, Inc. (CNTN) director William Thomas Wiley Jr. received an annual equity grant of an option covering 53,763 common shares on October 23, 2026, with a $1.8600 per-share exercise price and an October 23, 2036 expiration. Of the option shares, 26,881 were vested as of October 23, 2026; 13,441 vest November 1, 2026, and 13,441 vest February 1, 2027, each subject to continuous board service immediately before the applicable vesting date. The grant was made under the issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan pursuant to its Non-Employee Director Compensation Policy.

Insider Wiley William Thomas Jr.
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F2, F1 53,763 -- --
Holdings After Transaction: Stock Option (Right to Buy) — 53,763 contracts (Direct)
Footnotes (2)
  1. F1. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 26,881 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on November 1, 2026, and (iii) the remaining 13,441 shares shall vest on February 1, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date.
  2. F2. This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
Option shares granted 53,763 shares Option covering common shares granted October 23, 2026.
Exercise price $1.8600 per share Exercise price for the option.
Option shares vested 26,881 shares Vested as of October 23, 2026.
Scheduled vesting 13,441 shares Scheduled to vest November 1, 2026, subject to continuous board service immediately before vesting.
Scheduled vesting 13,441 shares Scheduled to vest February 1, 2027, subject to continuous board service immediately before vesting.
Option expiration October 23, 2036 Expiration date for the option.
Amended and Restated 2023 Omnibus Equity Incentive Plan financial
"under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan"
Non-Employee Director Compensation Policy financial
"pursuant to the Issuer's Non-Employee Director Compensation Policy"
vest financial
"13,441 shares shall vest on November 1, 2026"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continuous service technical
"subject to the Reporting Person's continuous service as a member of the Issuer's board"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many options did CNTN director William Thomas Wiley Jr. receive?

William Thomas Wiley Jr. received an option covering 53,763 common shares at an exercise price of $1.8600 per share, expiring October 23, 2036.

When do the CNTN options granted to William Thomas Wiley Jr. vest?

26,881 option shares were vested as of October 23, 2026; 13,441 vest November 1, 2026, and the remaining 13,441 vest February 1, 2027. Each future vesting date is subject to his continuous service as a board member immediately before that date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wiley William Thomas Jr.

(Last)(First)(Middle)
CANTON STRATEGIC HOLDINGS, INC
1460 BROADWAY

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Canton Strategic Holdings, Inc. [ CNTN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$1.8610/23/2026A53,763 (1)10/23/2036Common Stock53,763(2)53,763D
Explanation of Responses:
1. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 26,881 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on November 1, 2026, and (iii) the remaining 13,441 shares shall vest on February 1, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date.
2. This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
/s/ William Wiley10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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