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Canton Strategic grants Nangalia 53,763 stock options

13,440 options were vested on October 23, 2026; three 13,441-option tranches vest through July 13, 2027, subject to continued board service.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Canton Strategic Holdings, Inc. director Rishi Nangalia received an annual director equity grant of options to purchase 53,763 shares of Common Stock on October 23, 2026, at an exercise price of $1.86 per share. The options were granted under the Amended and Restated 2023 Omnibus Equity Incentive Plan pursuant to the Non-Employee Director Compensation Policy and expire October 23, 2036. Of the options, 13,440 were vested as of October 23, 2026; three tranches of 13,441 vest on January 11, April 12, and July 13, 2027, each subject to continuous board service immediately before vesting.

Insider Nangalia Rishi
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F2, F1 53,763 -- --
Holdings After Transaction: Stock Option (Right to Buy) — 53,763 contracts (Direct)
Footnotes (2)
  1. F1. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 13,440 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on January 11, 2027, (iii) 13,441 shares shall vest on April 12, 2027, and (iv) the remaining 13,441 shares shall vest on July 13, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date.
  2. F2. This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
Options to purchase Common Stock 53,763 options Granted October 23, 2026
Exercise price $1.86 per share Options granted October 23, 2026
Options vested 13,440 options As of October 23, 2026
Scheduled vesting tranche 13,441 options Each of three tranches scheduled for January 11, April 12, and July 13, 2027
Option expiration date October 23, 2036 Options granted October 23, 2026
exercise price financial
"at an exercise price of $1.86 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Amended and Restated 2023 Omnibus Equity Incentive Plan financial
"under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan"
Non-Employee Director Compensation Policy financial
"pursuant to the Issuer's Non-Employee Director Compensation Policy"
continuous service financial
"subject to the Reporting Person's continuous service as a member of the Issuer's board of directors"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many options did CNTN director Rishi Nangalia receive?

Rishi Nangalia received options to purchase 53,763 shares of Common Stock on October 23, 2026, at an exercise price of $1.86 per share. The grant was made as an annual director equity grant under the Non-Employee Director Compensation Policy.

When do Rishi Nangalia’s CNTN options vest?

13,440 options were vested as of October 23, 2026. Three tranches of 13,441 options are scheduled to vest on January 11, April 12, and July 13, 2027, respectively, subject in each case to Rishi Nangalia’s continuous service as a board member immediately before the applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nangalia Rishi

(Last)(First)(Middle)
CANTON STRATEGIC HOLDINGS, INC
1460 BROADWAY

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Canton Strategic Holdings, Inc. [ CNTN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$1.8610/23/2026A53,763 (1)10/23/2036Common Stock53,763(2)53,763D
Explanation of Responses:
1. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 13,440 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on January 11, 2027, (iii) 13,441 shares shall vest on April 12, 2027, and (iv) the remaining 13,441 shares shall vest on July 13, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date.
2. This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
/s/ Rishi Nangalia10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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