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Canton Strategic grants Carter 53,763 stock options

The award's remaining installments are scheduled through July 13, 2027, subject to continuous board service before each vesting date.

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Form Type
4

Rhea-AI Filing Summary

Canton Strategic Holdings, Inc. (CNTN) director Pamela L. Carter received a direct grant of options to purchase 53,763 common shares on October 23, 2026, at an exercise price of $1.86 per share. The annual director equity grant was issued under the Non-Employee Director Compensation Policy.

Of the options, 13,440 shares were vested as of October 23, 2026. Three installments of 13,441 shares are scheduled to vest on January 11, April 12, and July 13, 2027, each subject to her continuous service as a director immediately before the applicable vesting date. The options expire October 23, 2036.

Insider Carter Pamela L
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F2, F1 53,763 -- --
Holdings After Transaction: Stock Option (Right to Buy) — 53,763 contracts (Direct)
Footnotes (2)
  1. F1. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 13,440 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on January 11, 2027, (iii) 13,441 shares shall vest on April 12, 2027, and (iv) the remaining 13,441 shares shall vest on July 13, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date.
  2. F2. This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
Option grant 53,763 shares Option to purchase common shares granted October 23, 2026
Exercise price $1.86 per share Price to exercise the option
Vested options 13,440 shares Vested as of October 23, 2026
Scheduled vesting installments 13,441 shares per installment Three installments scheduled for January 11, April 12, and July 13, 2027, subject to continuous service as a director immediately before each vesting date
Option expiration October 23, 2036 Expiration date of the granted option
annual director equity grant financial
"as an annual director equity grant"
Non-Employee Director Compensation Policy financial
"pursuant to the Issuer's Non-Employee Director Compensation Policy"
continuous service financial
"subject to the Reporting Person's continuous service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock options did Pamela Carter receive for CNTN?

Pamela L. Carter, a director of Canton Strategic Holdings, Inc. (CNTN), received an option covering 53,763 common shares on October 23, 2026, with an exercise price of $1.86 per share. It was issued as an annual director equity grant under the Non-Employee Director Compensation Policy.

When does Pamela Carter's CNTN stock option expire?

The option expires on October 23, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carter Pamela L

(Last)(First)(Middle)
CANTON STRATEGIC HOLDINGS, INC
1460 BROADWAY

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Canton Strategic Holdings, Inc. [ CNTN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$1.8610/23/2026A53,763 (1)10/23/2036Common Stock53,763(2)53,763D
Explanation of Responses:
1. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 13,440 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on January 11, 2027, (iii) 13,441 shares shall vest on April 12, 2027, and (iv) the remaining 13,441 shares shall vest on July 13, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date.
2. This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant.
/s/ Pamela Carter10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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