Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tracking charge-off rates, CECL reserve swings, or the latest card spend trends in Capital One’s filings can feel like decoding a different language. Each 300-page annual report buries critical data on credit card, auto, and deposit operations, while sudden 8-K updates often flag portfolio shifts or cybersecurity events. If you have ever asked “How do I read Capital One’s 10-K?” or searched for “Capital One insider trading Form 4 transactions,” this page was built for you.
Stock Titan’s AI reads every Capital One quarterly earnings report 10-Q filing the moment it hits EDGAR, highlights net interest margin moves, and translates footnotes on loan performance into plain English. Need executive pay details? Our platform points you straight to the proxy statement executive compensation tables. Curious about management sentiment? We stream Capital One Form 4 insider transactions in real-time, so you can monitor buying or selling before material events. Key forms we cover include:
- 10-K / 10-Q – card purchase volume, reserve methodology, and segment profitability, now “Capital One annual report 10-K simplified.”
- 8-K – capital actions, cyber incidents, and other “Capital One 8-K material events explained.”
- Form 4 – “Capital One executive stock transactions Form 4” alerts with context from our AI.
- DEF 14A – “Capital One proxy statement executive compensation” insights without the legal jargon.
Whether you’re comparing quarter-over-quarter loss rates or need a quick “Capital One SEC filings explained simply,” our AI-powered summaries, real-time alerts, and expert commentary eliminate hours of manual work. Understand Capital One documents with AI and make decisions backed by every filing, not just headlines.
Capital One Financial (COF) reported insider share sales by its Chief Enterprise Services Officer. On 11/13/2025, the officer sold 4,276 shares of common stock at a weighted average price of $220.84 and 13,564 shares at a weighted average price of $222.41. These transactions were executed under a Rule 10b5-1 trading plan entered into on August 14, 2025. After these sales, the officer directly owned 48,315 shares of Capital One common stock and held the equivalent of 818 additional shares through the company’s 401(k) plan.
Capital One Financial Corporation filed a Form 8-K to furnish its Monthly Charge-Off and Delinquency Metrics for its credit portfolios as of and for the month ended October 31, 2025. The information is provided under Regulation FD as Exhibit 99.1, giving the market updated data on credit losses and past-due loan trends for that period.
Capital One Financial (COF) has a Rule 144 notice for a proposed sale of 17,840 common shares, with an approximate sale date of 11/13/2025. The filing lists an aggregate market value of $3,961,075.86 and names Morgan Stanley Smith Barney LLC as broker, with trading on the NYSE.
The shares were acquired as performance share awards on 03/11/2024 (10,212) and 02/15/2024 (7,628). Shares outstanding were 635,733,605.
Capital One Financial (COF) insider transaction: An officer, the President of Commercial Banking, reported selling 43,200 shares of common stock on 11/06/2025 at $221.83 per share under a trading plan intended to satisfy Rule 10b5-1(c).
Following the sale, the reporting person beneficially owned 73,020 shares, held directly. The trading plan was entered on July 25, 2025, and the filing reflects a Form 4 submitted by one reporting person.
Capital One Financial Corporation disclosed a special cash award to a senior executive. On November 3, 2025, the Compensation Committee and the independent members of the Board approved a $2,000,000 cash award for Matthew Cooper, the Company’s President, Discover Integration, General Counsel and Secretary.
The award was granted in recognition of his expanded role and his exceptional performance and contributions during the year. The filing also lists Exhibit 104 for the Inline XBRL-formatted cover page.
Capital One Financial (COF) insider transaction: the company’s General Counsel & Corp Secy reported a sale of 2,000 shares of common stock on 11/04/2025 at a price of $219.41 per share. Following the sale, direct beneficial ownership stood at 96,486 shares.
The filing notes the transaction was executed under a Rule 10b5-1 trading plan entered on January 23, 2025. The report was filed by one reporting person and lists the ownership form as direct.
Capital One Financial (COF) reported insider activity by a director and officer (Chairman and CEO). On 11/04/2025, the insider exercised 53,487 stock options at an exercise price of $63.73 and executed multiple open‑market sales the same day at weighted average prices across disclosed ranges.
The sales were executed under a Rule 10b5‑1 trading plan entered on May 13, 2025. Following these transactions, the insider beneficially owned 4,001,228 shares directly. The exercised options were originally exercisable since 02/15/2019 and carry an expiration date of 02/03/2026. Reported sale price ranges spanned from $217.56 to $221.94, with line‑item weighted averages disclosed.
Capital One Financial (COF) received a Form 144 notice of proposed sale for up to 43,200 common shares with an aggregate market value of $9,583,181.45. The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as broker, an approximate sale date of 11/06/2025, and the NYSE as the exchange.
The shares were acquired as restricted stock from the issuer on three dates: 22,920 on 01/31/2023, 14,767 on 01/31/2024, and 5,513 on 01/31/2025. As context, 635,733,605 shares were outstanding. A Form 144 is a notice by or for a person intending to sell restricted or control securities under Rule 144.
Capital One Financial (COF): Richard D. Fairbank filed a Form 144 giving notice of a proposed sale of 103,487 common shares, with an aggregate market value $22,838,052.79. The broker listed is Morgan Stanley Smith Barney LLC, and the approximate sale date is 11/04/2025 on the NYSE. Shares outstanding were 635,733,605.
The filing notes the shares relate to option exercises: 50,000 shares acquired on 07/27/2021 for cash and 53,487 via stock option exercise on 11/04/2025 for cash. In the past three months, a separate sale occurred: 103,486 shares on 10/27/2025 for $23,354,894.42.
Capital One Financial (COF) insider Matthew Cooper filed a Form 144 notice to sell 2,000 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $438,820.00, on or about 11/04/2025 on the NYSE. The filing lists 635,733,605 shares outstanding.
The shares derive from performance share awards acquired on 02/15/2022 (1,867 shares) and 03/11/2024 (133 shares). In the past three months, Cooper reported sales of 2,000 shares for $446,800.00 on 09/02/2025 and 2,000 shares for $423,980.00 on 10/02/2025.
FAQ
What is the current stock price of Capital One Financial (COF)?
What is the market cap of Capital One Financial (COF)?
