Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Capital One Financial Corporation (COF) is issuing €1.5 billion of senior unsecured euro-denominated notes in two tranches: €750 million 4.326% fixed‑to‑floating notes due 2032 and €750 million 4.832% fixed‑to‑floating notes due 2037. Each series pays an annual fixed coupon in euros from September 15, 2026 to one year before maturity, then switches to a floating rate of three‑month EURIBOR plus 1.072% for the 2032 notes and 1.451% for the 2037 notes, with quarterly payments. Capital One may redeem each series at par one year prior to maturity or upon specified tax events.
The notes rank equally with Capital One’s other unsecured, unsubordinated debt and are structurally subordinated to obligations of its subsidiaries; as of June 30, 2026, senior unsecured indebtedness was $31.1 billion. The securities are issued in minimum denominations of €100,000, with no sinking fund, and Capital One intends to list them on the NYSE. Net proceeds of about €1.491 billion are earmarked for general corporate purposes, including debt repayment, share repurchases and acquisitions, following recent transactions such as the approximately $4.5 billion Brex acquisition.
Capital One Financial Corporation (COF) is offering two series of euro-denominated fixed-to-floating rate senior notes, maturing in 2032 and 2037, under its existing shelf registration. Each series pays a fixed annual coupon from issuance until one year before maturity, then a quarterly floating rate based on three‑month EURIBOR plus a spread until maturity. The notes are issued in minimum denominations of €100,000, rank as Capital One’s unsecured, unsubordinated obligations, and are structurally subordinated to the liabilities of its subsidiaries, including deposits at Capital One, National Association.
Capital One may redeem each series at par plus accrued interest on the reset date one year before maturity, and earlier if certain tax events require it, creating reinvestment risk for holders. All payments of principal, interest and any additional amounts are intended to be made in euros, exposing investors to foreign exchange risk and potential euro unavailability or exchange controls, in which case payments would switch to U.S. dollars using specified official rates. Interest after the reset dates depends on EURIBOR and includes detailed fallback provisions that could replace EURIBOR with another benchmark such as €STR if a benchmark disruption occurs. Net proceeds, estimated in euros, will be used for general corporate purposes, including debt repayment, capital management, acquisitions and investments in subsidiaries, following the recent Discover and Brex acquisitions.
CAPITAL ONE FINANCIAL CORP (COF) reported that Matthew W. Cooper, General Counsel & Corporate Secretary, sold 3,500 shares of common stock on September 1, 2026 at an average price of $214.10 per share under a Rule 10b5-1 trading plan. Following this planned sale, he directly holds 83,194 shares of Capital One common stock.
Capital One Financial Corporation (COF) reports a charter change related to a preferred stock series. On September 1, 2026, the company filed a Certificate of Elimination in Delaware to remove from its Restated Certificate of Incorporation all matters relating to its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series M.
All outstanding shares of the Series M Preferred Stock were redeemed on September 1, 2026 in accordance with their Certificate of Designations, and the related Certificate of Elimination is attached as an exhibit and incorporated by reference.
CAPITAL ONE FINANCIAL CORP (COF) insider Matthew Cooper filed a notice of proposed sale of COF common stock under Rule 144. The notice covers 3,500 shares, held at Morgan Stanley Smith Barney LLC Executive Financial Services, with an indicated value of $749,350.00. The securities were acquired upon vesting of performance shares during the period from 03/11/2022 through 02/15/2024.
Over the prior three months, Cooper reported Rule 144 sales of 3,500 COF common shares on each of 06/02/2026, 07/07/2026, and 08/04/2026, for proceeds of $641,760.00, $728,000.00, and $767,655.00, respectively.
CAPITAL ONE FINANCIAL CORP (symbol: COF) is the issuer of record for a Form 8-K filing submitted to the SEC.
Capital One Financial Corp (COF) disclosed that executive officer Lia Dean, President of Banking & Premium Products, sold a total of 2,193 shares of common stock on August 17, 2026, in open-market or private transactions at prices of $225.52 and $225.92 per share. According to a referenced footnote and the affirmed checkbox, these sales were executed pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2026.
CAPITAL ONE FINANCIAL CORP (COF) reported that Celia Karam, Pres, Retail Bank, sold a total of 1,888 shares of common stock on August 17, 2026. The sales, executed at prices of $225.52 and $225.92 per share, were made pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2026. Reported holdings include shares previously acquired through the company's Associate Stock Purchase Plan.
A holder of Capital One Financial (COF) common stock filed a Form 144 giving notice of a proposed sale of 2,193 shares through Morgan Stanley Smith Barney LLC’s Executive Financial Services on the NYSE on or after 08/17/2026. The filing lists an aggregate market value for these shares of $494,565.75.
The shares to be sold consist of 308 shares acquired under an Employee Stock Purchase Plan on 02/28/2023 for cash and 1,885 performance shares acquired on 03/10/2025.
CAPITAL ONE FINANCIAL CORP executive Mark Daniel Mouadeb, President, Card, reported a sale of 1,199 shares of Common Stock on August 13, 2026 at $225.00 per share. After this transaction, he directly holds 49,132 shares. The sale was executed pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2025.