Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation (NYSE: COF) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its operations as a financial holding company focused on credit card, auto, consumer and commercial lending. This SEC filings page surfaces those disclosures and pairs them with AI-powered tools to help readers interpret complex financial and legal information.
Through its periodic reports, Capital One provides consolidated financial statements, segment results for Credit Card, Consumer Banking and Commercial Banking, loan and deposit statistics, and regulatory capital measures such as the Common Equity Tier 1 capital ratio under the Basel III Standardized Approach. Earnings releases and financial supplements are furnished on Form 8-K under Item 2.02, often accompanied by reconciliations of non-GAAP measures like adjusted net income, adjusted net interest margin and adjusted efficiency ratios.
Capital One also files numerous current reports on Form 8-K under Item 7.01 to furnish monthly charge-off and delinquency metrics, giving additional visibility into credit performance across its lending portfolios. Other 8-Ks describe capital markets transactions, including public offerings of fixed-to-floating rate senior notes, the issuance of preferred stock series represented by depositary shares, and updates to share repurchase authorizations. Filings list the company’s registered securities, such as common stock, multiple series of Fixed Rate Non-Cumulative Perpetual Preferred Stock depositary shares and 1.650% Senior Notes due 2029, all traded on the New York Stock Exchange.
For users reviewing COF SEC filings, this page offers real-time access to new submissions as they appear on EDGAR. AI-generated summaries highlight key points from lengthy documents, helping readers quickly identify items such as segment performance, capital ratios, debt issuance terms, dividend declarations and notable corporate actions. Filings related to the all-stock acquisition and integration of Discover, as well as the company’s multi-year Community Benefits Plan, are also accessible here.
In addition, this page provides a convenient way to examine disclosures relevant to capital structure and insider-related information, including preferred stock terms, senior notes indentures and compensation-related items reported in 8-Ks. By combining the full text of Capital One’s SEC documents with AI explanations, the filings page is intended to make complex regulatory reporting more understandable for investors, analysts and other interested readers.
Capital One Financial Corporation officer Matthew W. Cooper, General Counsel & Corporate Secretary, reported a sale of common stock. On January 6, 2026, he sold 2,000 shares of Capital One common stock at $250 per share, a transaction coded as a sale. After this trade, he directly owned 92,486 shares of the company’s common stock.
The filing notes that this transaction was executed under a pre-arranged Rule 10b5-1 trading plan that Cooper entered into on January 23, 2025. Such plans allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day corporate developments.
Capital One Financial Corp insider share sale disclosed. A company officer, listed as President, Software, International & Small Business, sold 13,450 shares of Capital One common stock on 01/05/2026 at a price of $250 per share. After this transaction, the officer beneficially owned 30,337 shares directly.
The sale was executed under a pre-arranged Rule 10b5-1 trading plan that the reporting person entered into on February 13, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day corporate developments.
Capital One Financial Corp. officer and President of Banking & Premium Products reported an insider stock sale. On 01/02/2026, the insider sold 3,163 shares of Capital One common stock at a price of $244.35 per share in a transaction coded "S" for sale. After this transaction, the insider directly owned 66,692 shares of Capital One common stock. The filing notes that this sale was executed under a pre-arranged trading plan entered into on August 14, 2025 in accordance with Rule 10b5-1.
Capital One Financial Corp. reported an insider stock sale by a senior executive. The Pres, Retail Bank sold 2,064 shares of common stock on 01/02/2026 at a price of $244.35 per share in a transaction coded "S," indicating a sale.
After this sale, the executive beneficially owns 61,373 shares of Capital One common stock in direct form. The filing notes that this trade was carried out under a pre-established Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and that the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
COF insider Matthew Cooper filed a notice under Rule 144 to sell 2,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE. The planned sale has an aggregate market value of $500,000.00, compared with 635,733,605 common shares outstanding. In the past three months, Cooper sold 2,000 common shares on 11/04/2025 for gross proceeds of $438,820.00 and another 2,000 shares on 12/02/2025 for $443,080.00. The shares to be sold were acquired as performance shares from the issuer on 02/15/2024 and 03/11/2024.
An insider of COF has filed a notice of intent to sell 13,450 shares of the company’s common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE. The filing lists an aggregate market value of $3,362,500.00 for these shares, compared with 635,733,605 shares outstanding of the same class. The shares to be sold were originally acquired from the issuer through performance shares, an employee stock purchase plan, and restricted stock grants on various dates, including 02/15/2023, 03/31/2004, and 01/26/2012. The approximate date of sale stated in the notice is 01/05/2026, indicating this is a planned transaction rather than a completed trade.
COF filed a notice of proposed sale of restricted or control securities under Rule 144. The filing covers the planned sale of 3,163 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $772,879.05 and 635,733,605 common shares outstanding for the issuer.
The shares to be sold were acquired from the issuer on 03/01/2023 as performance shares. The same holder, identified as Lia Dean, previously sold 3,269 common shares on 12/01/2025 for gross proceeds of $713,132.35. By signing the notice, the seller represents they do not know of any undisclosed material adverse information about the issuer’s current or future operations.
A shareholder filed a notice covering a planned sale of 2,064 shares of common stock of the issuer through Morgan Stanley Smith Barney LLC. The shares to be sold have an stated aggregate market value of
The 2,064 shares were acquired on
Capital One Financial Corp. executive Pres.- Global Payment Network reported the vesting of restricted stock units and related common stock acquisition. On 08/01/2025, 2,014 restricted stock units converted into an equal number of shares of common stock at an exercise price of $0, coded as an "M" transaction. Following this event, the reporting person beneficially owned 32,479 shares of Capital One common stock directly.
The amended report explains that an earlier submission filed on August 5, 2025 omitted the RSU vesting. The filing also notes that the restricted stock units vest in two equal annual installments beginning 08/01/2025, have no expiration date, and that 26,759 RSUs remain beneficially owned after the reported transaction.
Capital One Financial Corporation filed a current report to furnish its "Monthly Charge-Off and Delinquency Metrics - As of and for the month ended November 30, 2025" as Exhibit 99.1. This information is provided as a Regulation FD disclosure so that the same metrics are available to the broader market. The detailed figures themselves are contained in the exhibit, while the main report outlines the disclosure and related exhibits.
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