Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation filings document a financial services holding company with common stock, preferred depositary shares and senior notes listed on the New York Stock Exchange. Current reports cover operating results, financial supplements, monthly charge-off and delinquency metrics, dividend actions, registration-statement exhibits and other material-event disclosures tied to its credit card, consumer banking, global payments and commercial banking activities.
Proxy and annual-meeting filings describe board elections, executive-compensation votes, auditor ratification, stockholder voting results and related governance matters. Capital-structure disclosures identify series of fixed-rate non-cumulative perpetual preferred stock represented by depositary shares, alongside common stock and senior debt securities.
Capital One Financial Corporation filed an 8-K to provide legal exhibits tied to a new resale prospectus supplement. The Resale Prospectus Supplement No. 2 registers the offer and sale of an additional 39,843 shares of Capital One common stock. Including these, selling security holders may offer and sell up to 10,385,749 shares, which were issued to them as consideration in Capital One’s acquisition of Brex Inc., closed on April 7, 2026.
Capital One Financial Corporation amended its prospectus supplement to register 10,385,749 shares of common stock for resale by certain selling security holders that received shares in connection with the acquisition of Brex Inc. The supplement states the company is not selling any shares and will not receive proceeds from these resales.
The supplement updates the selling security holders table to (i) reflect pledges (or potential pledges) of certain shares to Goldman Sachs Bank USA and (ii) add additional holders to the "All other selling security holders" line. The prospectus supplement replaces prior references to 10,345,906 shares with the new registered amount.
Capital One Financial Corporation filed a current report stating it will present at the Morgan Stanley US Financials conference in New York. The presentation is scheduled for June 9, 2026 at 2:30 p.m. ET and will be accessible via a live audio webcast on the company’s Investor Center. A replay of the presentation will remain available on the website through at least June 22, 2026, allowing investors and analysts to review management’s remarks after the event.
CAPITAL ONE FINANCIAL CORP reported an insider stock sale by its General Counsel and Corporate Secretary, Matthew W. Cooper. He sold 3,500 shares of common stock in an open-market transaction at a price of $183.36 per share and now directly holds 93,694 shares. The sale was executed under a pre-arranged trading plan that Cooper entered into on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act.
Matthew Cooper submitted a Form 144 reporting a sale of 3,500 shares of Common Stock on 05/12/2026 for $643,755.00. The broker on the filing is Morgan Stanley Smith Barney LLC (New York Plaza). The filing also lists Performance Shares dated 03/10/2025 (1,005) and 02/15/2025 (2,495) in the securities section.
Capital One Financial Corporation furnished its monthly credit-quality metrics for the month ended April 30, 2026. The report covers loans held for investment in key portfolios and highlights net charge-offs, delinquencies, and nonperforming loans.
For domestic credit cards, average loans held for investment were $253,124 million, with period-end balances of $255,320 million. Net charge-offs were $1,042 million, producing a net charge-off rate of 4.94%, while 30+ day performing delinquencies totaled $8,781 million, a 3.44% rate. Nonperforming loan data for this category is not applicable in this table.
In consumer banking auto loans, average loans held for investment were $86,246 million and period-end balances were $86,847 million. Net charge-offs were $86 million with a 1.20% net charge-off rate. 30+ day performing delinquencies were $3,488 million, a 4.02% rate, and nonperforming loans were $477 million, a 0.55% rate. The filing also explains that net charge-off and delinquency rates are calculated as ratios to average or period-end loans, and that billed finance charges and fees are included in card loan balances.
CAPITAL ONE FINANCIAL CORP Chief Human Resources Officer Kaitlin Haggerty reported open‑market sales of 1,426 shares of common stock. She sold 1,307 shares at $183.93 per share on May 12, 2026, and 119 shares at $182.59 per share on May 13, 2026. These transactions were executed under a pre‑arranged Rule 10b5‑1 trading plan entered into on February 6, 2026. Following the sales, she directly holds 49,181 shares of Capital One common stock.
CAPITAL ONE FINANCIAL CORP reported an insider stock sale by General Counsel and Corporate Secretary Matthew W. Cooper. On May 12, 2026, he executed an open-market sale of 3,500 shares of common stock at $183.93 per share. After this transaction, he directly holds 97,194 shares of Capital One common stock. According to a footnote, the sale was carried out under a pre-arranged Rule 10b5-1 trading plan that Cooper entered into on January 26, 2026, indicating the trade was scheduled in advance rather than timed opportunistically.
Company common stock sale notice: a Form 144 filed in connection with a proposed sale of 1,307 shares of Common Stock on 05/13/2026. The filing shows a prior sale on 05/12/2026 of 1,307 shares for $240,396.21 by Kaitlin Haggerty.
The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker and indicates cash as the consideration. This is a routine Rule 144 notice of intended resale under the issuer’s trading rules.
Locoh-Donou Francois reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Francois Locoh-Donou received an equity grant of 1,294 restricted stock units of Common Stock. The award was granted at no cash cost and is compensation-related, not an open-market purchase.
The restricted stock units vest in full and settle in shares of Capital One common stock on May 8, 2027. At settlement, he will also receive additional shares representing dividends accrued on the shares issuable at that time. Following this grant and previously accrued dividend shares, he now directly holds 14,802 shares of Capital One common stock.