Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation (NYSE: COF) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its operations as a financial holding company focused on credit card, auto, consumer and commercial lending. This SEC filings page surfaces those disclosures and pairs them with AI-powered tools to help readers interpret complex financial and legal information.
Through its periodic reports, Capital One provides consolidated financial statements, segment results for Credit Card, Consumer Banking and Commercial Banking, loan and deposit statistics, and regulatory capital measures such as the Common Equity Tier 1 capital ratio under the Basel III Standardized Approach. Earnings releases and financial supplements are furnished on Form 8-K under Item 2.02, often accompanied by reconciliations of non-GAAP measures like adjusted net income, adjusted net interest margin and adjusted efficiency ratios.
Capital One also files numerous current reports on Form 8-K under Item 7.01 to furnish monthly charge-off and delinquency metrics, giving additional visibility into credit performance across its lending portfolios. Other 8-Ks describe capital markets transactions, including public offerings of fixed-to-floating rate senior notes, the issuance of preferred stock series represented by depositary shares, and updates to share repurchase authorizations. Filings list the company’s registered securities, such as common stock, multiple series of Fixed Rate Non-Cumulative Perpetual Preferred Stock depositary shares and 1.650% Senior Notes due 2029, all traded on the New York Stock Exchange.
For users reviewing COF SEC filings, this page offers real-time access to new submissions as they appear on EDGAR. AI-generated summaries highlight key points from lengthy documents, helping readers quickly identify items such as segment performance, capital ratios, debt issuance terms, dividend declarations and notable corporate actions. Filings related to the all-stock acquisition and integration of Discover, as well as the company’s multi-year Community Benefits Plan, are also accessible here.
In addition, this page provides a convenient way to examine disclosures relevant to capital structure and insider-related information, including preferred stock terms, senior notes indentures and compensation-related items reported in 8-Ks. By combining the full text of Capital One’s SEC documents with AI explanations, the filings page is intended to make complex regulatory reporting more understandable for investors, analysts and other interested readers.
Capital One Financial executive Celia Karam, President of the Retail Bank, reported an open-market sale of 1,636 shares of common stock at $191 per share. The transaction occurred on March 2, 2026 and was executed under a pre-established Rule 10b5-1 trading plan.
After this sale, Karam directly owns 60,339 shares of Capital One common stock, which includes shares acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.
Capital One Financial Corp executive Dean Lia, President of Banking & Premium Products, sold 3,284 shares of common stock in an open-market transaction on March 2, 2026 at $191 per share. The sale was made under a pre-arranged Rule 10b5-1 trading plan entered into on August 14, 2025.
After this sale, Lia directly holds 63,108 Capital One shares, a figure that includes shares acquired through the company’s Associate Stock Purchase Plan since his last reported transaction.
Capital One Financial Corp executive Mark Daniel Mouadeb, President, Card, sold 1,593 shares of common stock in an open-market transaction at
Officer reported sales of Common shares by LIA DEAN, recorded on
Celia Edwards Karam reported insider sales of common stock. The filing lists a sale of 2,108 shares on 02/02/2026 with proceeds shown as $460,071.00 and a sale of 2,064 shares on 01/02/2026 with proceeds shown as $504,338.40.
Capital One Financial executive Mark Daniel Mouadeb, President, Card, sold a total of 1,509 shares of common stock in open-market transactions on February 25, 2026. The sales were executed at prices of $200.00 for 718 shares and $205.00 for 791 shares.
These transactions were carried out under a pre-arranged Rule 10b5-1 trading plan that Mouadeb entered into on November 14, 2025. After the sales, he directly holds 50,975 Capital One Financial common shares.
CAPITAL ONE FINANCIAL CORP President of Commercial Banking Neal Blinde reported multiple open-market sales of company common stock. On February 24, 2026, he sold a total of 38,135 shares at reported weighted-average prices between $188.04 and $191.45 per share.
The transactions were executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 14, 2025. After these sales, Blinde directly owned 33,551 shares of Capital One common stock.
Capital One Financial Corp executive Jason P. Hanson reported an open-market sale of company stock under a pre-arranged plan. He sold 3,729 shares of common stock at a price of $205 per share and now holds 40,230 shares directly. The trade was executed under a Rule 10b5-1 trading plan entered into on November 14, 2025.