Celia Edwards Karam sells common shares

Celia Edwards Karam reported insider sales of common stock.

Rhea-AI Filing Summary

Celia Edwards Karam reported insider sales of common stock. The filing lists a sale of 2,108 shares on 02/02/2026 with proceeds shown as $460,071.00 and a sale of 2,064 shares on 01/02/2026 with proceeds shown as $504,338.40.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did the Form 144 for COF disclose about the insider transaction?

The Form 144 discloses two insider sales by Celia Edwards Karam. It lists sales of 2,108 shares on 02/02/2026 for $460,071.00 and 2,064 shares on 01/02/2026 for $504,338.40.

Who is listed as the seller in the COF Form 144 filing?

The seller is Celia Edwards Karam. The filing shows her name and address and records two reported sales of common stock on 01/02/2026 and 02/02/2026 with the listed aggregate amounts.

What securities and broker are named in the filing for COF?

The filing lists common stock sold through Morgan Stanley Smith Barney LLC. The securities are labeled as Common and the broker address is recorded as Morgan Stanley Smith Barney LLC, New York Plaza.

How many shares in total were reported sold by the insider in this Form 144?

The filing shows a total of 4,172 shares sold. This equals 2,108 shares on 02/02/2026 plus 2,064 shares on 01/02/2026, with each sale accompanied by an aggregate dollar amount.

Are the sale proceeds listed in the filing and what are they?

Yes, proceeds are listed for each sale. The filing shows $460,071.00 for the 02/02/2026 sale and $504,338.40 for the 01/02/2026 sale as the aggregate amounts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 04:13 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001741344
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 Capital One Drive McLean VIRGINIA 22102
Phone	(703) 720-1000
Name of Person for Whose Account the Securities are To Be Sold	CELIA EDWARDS KARAM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1636	312476.00	621931593	03/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2025	Performance Shares	ISSUER			1633	02/15/2025	Not Applicable
Common	01/31/2025	Employee Stock Purchase Plan	ISSUER			3	01/31/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CELIA EDWARDS KARAM 1680 Capital One Drive McLean VA 22102	Common	02/02/2026	2108	460071.00
CELIA EDWARDS KARAM 1680 Capital One Drive McLean VA 22102	Common	01/02/2026	2064	504338.40

144: Remarks and Signature

Remarks
Date of Notice	03/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/14/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Celia Karam
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)