Capital One (NYSE: COF) exec sells 38,135 shares under 10b5-1 plan

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

CAPITAL ONE FINANCIAL CORP President of Commercial Banking Neal Blinde reported multiple open-market sales of company common stock. On February 24, 2026, he sold a total of 38,135 shares at reported weighted-average prices between $188.04 and $191.45 per share.

The transactions were executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 14, 2025. After these sales, Blinde directly owned 33,551 shares of Capital One common stock.

Insider Trade Summary

Net Seller: 38,135 shares ($7,265,238)

Net Sell 8 txns

Insider Blinde Neal

Role President, Commercial Banking

Sold 38,135 shs ($7.27M)

Type	Security	Shares	Price	Value
Sale	Common Stock	644	$188.04	$121K
Sale	Common Stock	3,182	$189.38	$603K
Sale	Common Stock	400	$190.14	$76K
Sale	Common Stock	5,983	$191.45	$1.15M
Sale	Common Stock	2,918	$188.32	$550K
Sale	Common Stock	7,748	$189.42	$1.47M
Sale	Common Stock	1,900	$190.64	$362K
Sale	Common Stock	15,360	$191.45	$2.94M

Holdings After Transaction: Common Stock — 71,042 shares (Direct)

Footnotes (1)

This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.70 to $188.30. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.79 to $189.74. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.25. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $191.83. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.85 to $188.79. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.85 to $189.77. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.05 to $191.00. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.12 to $191.83. Information regarding the number of shares sold at each price will be provided upon request.

Form 4 Insider Transactions: What Each Field Means →

02/26/2026 - 04:32 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Blinde Neal

(Last)

(First)

(Middle)

1680 CAPITAL ONE DRIVE

(Street)

MCLEAN

22102

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, Commercial Banking

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	02/24/2026		S		644	D	$188.04⁽²⁾	71,042	D
Common Stock⁽¹⁾	02/24/2026		S		3,182	D	$189.38⁽³⁾	67,860	D
Common Stock⁽¹⁾	02/24/2026		S		400	D	$190.14⁽⁴⁾	67,460	D
Common Stock⁽¹⁾	02/24/2026		S		5,983	D	$191.45⁽⁵⁾	61,477	D
Common Stock⁽¹⁾	02/24/2026		S		2,918	D	$188.32⁽⁶⁾	58,559	D
Common Stock⁽¹⁾	02/24/2026		S		7,748	D	$189.42⁽⁷⁾	50,811	D
Common Stock⁽¹⁾	02/24/2026		S		1,900	D	$190.64⁽⁸⁾	48,911	D
Common Stock⁽¹⁾	02/24/2026		S		15,360	D	$191.45⁽⁹⁾	33,551	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.70 to $188.30. Information regarding the number of shares sold at each price will be provided upon request.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.79 to $189.74. Information regarding the number of shares sold at each price will be provided upon request.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.25. Information regarding the number of shares sold at each price will be provided upon request.

5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $191.83. Information regarding the number of shares sold at each price will be provided upon request.

6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.85 to $188.79. Information regarding the number of shares sold at each price will be provided upon request.

7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.85 to $189.77. Information regarding the number of shares sold at each price will be provided upon request.

8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.05 to $191.00. Information regarding the number of shares sold at each price will be provided upon request.

9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.12 to $191.83. Information regarding the number of shares sold at each price will be provided upon request.

Remarks:

	/s/ Blaise F. Brennan (POA on file)	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Capital One (COF) executive Neal Blinde report on this Form 4?

Neal Blinde reported selling Capital One common stock in several open-market transactions. The filing shows multiple sales on February 24, 2026 executed under a Rule 10b5-1 trading plan, with his direct ownership updated after the trades.

How many Capital One (COF) shares did Neal Blinde sell in this filing?

Neal Blinde sold a total of 38,135 Capital One common shares. These were reported as eight separate open-market transactions on February 24, 2026, each at a specific weighted-average sale price disclosed in the filing’s transaction details.

At what prices did Neal Blinde sell his Capital One (COF) shares?

The reported weighted-average sale prices ranged from $188.04 to $191.45 per share. Each transaction line lists a specific weighted-average price, and footnotes explain that actual trades occurred in narrower price bands within those ranges.

Is Neal Blinde’s Capital One (COF) stock sale part of a trading plan?

Yes. The filing states the transactions were executed under a Rule 10b5-1 trading plan. That plan was entered into on November 14, 2025, allowing pre-scheduled sales independent of subsequent day-to-day market developments.

How many Capital One (COF) shares does Neal Blinde own after these sales?

After the reported transactions, Neal Blinde directly holds 33,551 Capital One common shares. The final transaction line in the filing shows this updated direct ownership figure, reflecting his remaining stake following the February 24, 2026 sales.

What type of transactions are disclosed for Capital One (COF) in this Form 4?

All reported transactions are open-market sales of Capital One common stock. The filing classifies them with code “S” for sale, and each entry is labeled as a non-derivative, direct ownership transaction executed in the market.