Capital One Financial (COF) retail bank chief sells 1,888 shares
Rhea-AI Filing Summary
CAPITAL ONE FINANCIAL CORP (COF) reported that Celia Karam, Pres, Retail Bank, sold a total of 1,888 shares of common stock on August 17, 2026. The sales, executed at prices of $225.52 and $225.92 per share, were made pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2026. Reported holdings include shares previously acquired through the company's Associate Stock Purchase Plan.
Positive
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Negative
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Insider Trade Summary 10b5-1
Net Seller: 1,888 shares
Net Sell
2 txns
Insider
Karam Celia
Role
Pres, Retail Bank
Sold
1,888 shs ($426K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F1, F2 | 1,887 | $225.52 | $426K |
| Sale | Common Stock F1 | 1 | $225.92 | $225.92 |
Holdings After Transaction:
Common Stock — 59,708 shares (Direct)
Footnotes (2)
- F1. This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Key Figures
Shares sold (main block): 1,887 shares
Shares sold (additional): 1 share
Total shares sold: 1,888 shares
+1 more
4 metrics
Shares sold (main block)
1,887 shares
Common Stock sale on August 17, 2026 at $225.52 per share
Shares sold (additional)
1 share
Common Stock sale on August 17, 2026 at $225.92 per share
Total shares sold
1,888 shares
Net sell activity across 2 transactions, as summarized in filing
10b5-1 plan adoption date
May 14, 2026
Date reporting person entered trading plan for these transactions
Key Terms
Rule 10b5-1, trading plan, Associate Stock Purchase Plan
3 terms
Rule 10b5-1 regulatory
"entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
trading plan financial
"This transaction was executed pursuant to a trading plan entered into by the reporting person"
A trading plan is a written set of rules an investor follows about what to buy or sell, when to enter and exit positions, and how much risk to accept—like a travel itinerary that maps the route, stops, and budget before a trip. It matters because it helps remove emotional decisions during market swings, enforces discipline, and makes performance easier to review and improve, reducing the chance of costly impulsive moves.
Associate Stock Purchase Plan financial
"Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan"
A company program that lets employees buy the company’s shares at a discount, often through payroll deductions over a set offering period. Like a discount buying club for staff, it encourages workers to own a piece of the business, aligning their interests with shareholders and boosting retention. For investors, such plans can signal employee confidence and create steady demand for shares but may also slightly increase share count over time.
FAQ
What insider transactions did COF executive Celia Karam report on this Form 4?
Celia Karam reported selling 1,888 shares of CAPITAL ONE FINANCIAL CORP common stock on August 17, 2026. The transactions were open-market sales under a Rule 10b5-1 trading plan.
Were Celia Karam’s COF stock sales made under a Rule 10b5-1 plan?
Yes. The filing notes the transactions were executed pursuant to a Rule 10b5-1 trading plan entered into on May 14, 2026, indicating they were pre-arranged under that plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
