Cohen & Co. affiliate files notice to sell 1,500 shares

Cohen & Co., Inc. affiliate Joseph Pooler filed a notice to sell common stock through Wells Fargo Clearing Services on the NYSE.

Accepted by SEC EDGAR 08/06/2026 - 04:26 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Cohen & Co., Inc. affiliate Joseph Pooler filed a notice to sell common stock through Wells Fargo Clearing Services on the NYSE. The proposed sale covers 1,500 shares, with an indicated aggregate value of $16,871.76. The securities relate to shares acquired on January 31, 2021 as Executive Compensation from the issuer. The filing also lists prior sales over the last three months, including 7,295 shares sold on August 5, 2026 for an aggregate price of $84,408.84.

Key Figures

Shares proposed for sale: 1,500 shares Aggregate value of proposed sale: $16,871.76 Shares sold in past 3 months: 7,295 shares +2 more

5 metrics

Shares proposed for sale 1,500 shares Common stock covered by the notice of proposed sale

Aggregate value of proposed sale $16,871.76 Indicated market value for 1,500 shares

Shares sold in past 3 months 7,295 shares Common stock sold on August 5, 2026

Aggregate proceeds from prior sale $84,408.84 Value of 7,295 shares sold on August 5, 2026

Date shares acquired as compensation 01/31/2021 Acquisition date for shares received as Executive Compensation

Key Terms

Executive Compensation, Securities To Be Sold, Securities Sold During The Past 3 Months

3 terms

Executive Compensation financial

"Common | 01/31/2021 | Executive Compensation | Issuer"

Payments and benefits given to a company's top leaders — including base salary, cash bonuses, stock awards, options and retirement or perquisites — designed to compensate and motivate them. Investors care because these packages affect a company’s costs, influence executives’ decisions and signal how well management’s interests line up with shareholders’; like a captain’s contract, the structure of pay can encourage safe navigation toward long-term gains or risky short-term moves that hurt returns.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Cohen & Co., Inc. (COHN) disclose in this Form 144 filing?

The filing states that affiliate Joseph Pooler plans to sell 1,500 shares of Cohen & Co., Inc. common stock through Wells Fargo Clearing Services, with an indicated aggregate value of $16,871.76 on the NYSE.

How many Cohen & Co., Inc. (COHN) shares are proposed to be sold?

The notice covers a proposed sale of 1,500 shares of Cohen & Co., Inc. common stock. These shares are to be sold through Wells Fargo Clearing Services on the NYSE, according to the filing details.

What is the value of the Cohen & Co., Inc. (COHN) shares in the proposed Form 144 sale?

The 1,500 Cohen & Co., Inc. shares covered by the notice have an indicated aggregate market value of $16,871.76. This figure reflects the value associated with the planned NYSE sale through Wells Fargo Clearing Services.

How were the Cohen & Co., Inc. (COHN) shares obtained that are listed in this Form 144?

The 1,500 shares covered by the notice were acquired on January 31, 2021 as Executive Compensation from the issuer. The filing identifies the issuer as the source of these compensation-related shares.

What prior sales of Cohen & Co., Inc. (COHN) stock are disclosed in the last three months?

The filing reports that on August 5, 2026, 7,295 shares of Cohen & Co., Inc. common stock were sold for an aggregate price of $84,408.84, listed under securities sold during the past three months.

On which exchange are the Cohen & Co., Inc. (COHN) shares in this Form 144 planned to be sold?

The common shares referenced in the notice are to be sold on the NYSE. Wells Fargo Clearing Services is listed as the broker handling the transaction from its St. Louis, Missouri office.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001478247
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Cohen & Co Inc.
SEC File Number	001-32026
Address of Issuer	CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PENNSYLVANIA 19104-2870
Phone	215-701-9555
Name of Person for Whose Account the Securities are To Be Sold	Pooler Joseph W. Jr.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	1500	16871.76	3228970	08/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2021	Executive Compensation	Issuer			1500	01/31/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Joseph Pooler Cira Centre 2929 Arch Street 17th Floor Philadelphia PA 19104	Cohen & Co., Inc.	08/05/2026	7295	84408.84

144: Remarks and Signature

Remarks	Shares that were sold were acquired on 01/31/2021, 01/31/2022, 01/31/2024 and 01/31/2025.
Date of Notice	08/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Joseph W Pooler Jr.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)