Cohen & Co CFO sells 8,795 common shares

Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of 8,795 common shares.

Accepted by SEC EDGAR 08/07/2026 - 05:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of 8,795 common shares. On August 5, 2026 he sold 7,295 shares at a weighted average price of $11.75 within a $11.50–$12.50 range, and on August 6, 2026 he sold 1,500 shares in multiple transactions at $15.00 per share.

Insider Trade Summary

Net Seller: 8,795 shares

Net Sell 2 txns

Insider Pooler Joseph W. Jr.

Role EVP, CFO and Treasurer

Sold 8,795 shs ($103K)

Share of Position Sold 12.7%

Type	Security	Shares	Price	Value
Sale	Common Stock, par value $0.01 per share F2	1,500	$11.50	$17K
Sale	Common Stock, par value $0.01 per share F1	7,295	$11.75	$86K

Holdings After Transaction: Common Stock, par value $0.01 per share — 60,278 shares (Direct)

Holdings Before and After: Common Stock, par value $0.01 per share, 69,073 to 60,278 shares (Direct)

Footnotes (2)

1. F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $12.50, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
2. F2. These shares were sold in multiple transactions, each at a price of $15.00.

Key Figures

Shares sold Aug. 5, 2026: 7,295 shares Weighted average sale price: $11.75 per share Price range on Aug. 5 trades: $11.50–$12.50 per share +3 more

6 metrics

Shares sold Aug. 5, 2026 7,295 shares Non-derivative common stock sold at a weighted average price of $11.75 per share

Weighted average sale price $11.75 per share For the 7,295-share sale on August 5, 2026; trades ranged from $11.50 to $12.50

Price range on Aug. 5 trades $11.50–$12.50 per share Footnote describes multiple transactions within this range for the August 5, 2026 sale

Shares sold Aug. 6, 2026 1,500 shares Common stock sold in multiple transactions, each at a price of $15.00 per share

Sale price Aug. 6 trades $15.00 per share Footnote states all 1,500 shares sold in multiple transactions at this price

Total shares sold 8,795 shares Combined non-derivative common stock sales on August 5–6, 2026

Key Terms

weighted average price, par value, open market or private transaction

3 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

par value financial

"Common Stock, par value $0.01 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider stock sales did Joseph W. Pooler Jr. report for COHN?

Joseph W. Pooler Jr., Cohen & Co’s EVP, CFO and Treasurer, reported selling a total of 8,795 shares of common stock in open-market transactions on August 5–6, 2026, according to his Form 4 ownership report.

How many COHN shares did Joseph W. Pooler Jr. sell on each date?

On August 5, 2026, Pooler sold 7,295 COHN common shares. On August 6, 2026, he sold an additional 1,500 shares. In total, the transactions disclosed open-market sales of 8,795 non-derivative common shares.

At what prices were Joseph W. Pooler Jr.’s COHN shares sold?

For the 7,295 shares sold on August 5, 2026, the weighted average sale price was $11.75, with individual trades between $11.50 and $12.50. The 1,500 shares sold on August 6, 2026 were executed at $15.00 per share.

What type of securities did Joseph W. Pooler Jr. sell in COHN?

The transactions involved Common Stock, par value $0.01 per share of Cohen & Co Inc. All 8,795 shares reported were non-derivative equity, meaning they were actual common shares rather than options or other derivative instruments.

Were Joseph W. Pooler Jr.’s COHN transactions classified as open-market sales?

Yes. Both transactions are coded “S”, described as a Sale in open market or private transaction. This indicates the 8,795 COHN common shares were disposed of through market or private sale mechanisms rather than option exercises or gifts.

Does the Form 4 for COHN disclose Pooler’s remaining share holdings?

The reported transactions disclose the 8,795 COHN shares sold and related prices but do not state a post-transaction holdings figure. The “total shares following transaction” field for each reported sale is left blank in this ownership report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pooler Joseph W. Jr.

(Last) (First) (Middle)

C/O COHEN & CO INC.,

2929 ARCH STREET, SUITE 1703

(Street)

PHILADELPHIA PENNSYLVANIA 19104-2870

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	08/05/2026		S		7,295	D	$11.75(1)	61,778	D
Common Stock, par value $0.01 per share	08/06/2026		S		1,500	D	$11.5(2)	60,278	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $12.50, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

2. These shares were sold in multiple transactions, each at a price of $15.00.

	/s/ Joseph W. Pooler, Jr.	08/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)