Cohen & Co officer lists $84.4K in shares for sale

The notice lists an aggregate market value of $84,408.84 for the proposed sale and names Wells Fargo Clearing Services as broker.

Accepted by SEC EDGAR 08/05/2026 - 04:35 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Cohen & Co Inc. (COHN) officer Joseph W. Pooler Jr. listed 7,295 common shares for sale, with an approximate sale date of August 5, 2026 and aggregate market value of $84,408.84. Wells Fargo Clearing Services is named as the broker, and NYSE is listed as the exchange. The remarks state that the shares were acquired on January 31, 2021, January 31, 2022, January 31, 2024 and January 31, 2025.

Key Figures

Common shares listed for sale: 7,295 shares Aggregate market value: $84,408.84 Approximate date of sale: August 5, 2026

3 metrics

Common shares listed for sale 7,295 shares Approximate sale date: August 5, 2026

Aggregate market value $84,408.84 Securities listed for sale

Approximate date of sale August 5, 2026 Listed as the approximate sale date

Key Terms

Aggregate Market Value, Executive Compensation, Number of Shares or Other Units Outstanding

3 terms

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Executive Compensation financial

"Nature of Acquisition Transaction: Executive Compensation"

Payments and benefits given to a company's top leaders — including base salary, cash bonuses, stock awards, options and retirement or perquisites — designed to compensate and motivate them. Investors care because these packages affect a company’s costs, influence executives’ decisions and signal how well management’s interests line up with shareholders’; like a captain’s contract, the structure of pay can encourage safe navigation toward long-term gains or risky short-term moves that hurt returns.

Number of Shares or Other Units Outstanding financial

"Number of Shares or Other Units Outstanding"

FAQ

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How many COHN shares did Joseph W. Pooler Jr. list for sale?

Joseph W. Pooler Jr. listed 7,295 common shares, with an aggregate market value of $84,408.84 and an approximate sale date of August 5, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001478247
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Cohen & Co Inc.
SEC File Number	001-32026
Address of Issuer	CIRA CENTRE, 2929 ARCH STREET 17TH FLOOR PHILADELPHIA PENNSYLVANIA 19104-2870
Phone	215-701-9555
Name of Person for Whose Account the Securities are To Be Sold	Pooler Joseph W. Jr.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	7295	84408.84	3228970	08/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2021	Executive Compensation	Issuer			7295	01/31/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Shares that were sold were acquired on 01/31/2021, 01/31/2022, 01/31/2024 and 01/31/2025.
Date of Notice	08/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Joseph W Pooler Jr.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)