Cohen & Co (NASDAQ: COHN) chair Daniel Cohen makes 8,000-share stock gift

Rhea-AI Filing Summary

Cohen & Co Inc. Executive Chairman Daniel G. Cohen reported a bona fide gift of 8,000 shares of common stock. The gift was recorded at a price of $0.00 per share, reflecting a non-market, no‑consideration transfer.

After the gift, Cohen directly holds 24,757 shares of common stock. A separate entry shows 80,000 shares of common stock held indirectly through the EBC 2013 Family Trust, indicating an additional indirect ownership position.

Insider Trade Summary

8,000 shares gifted

Mixed 2 txns

Insider COHEN DANIEL G

Role Executive Chairman

Type	Security	Shares	Price	Value
Gift	Common Stock, par value $0.01 per share	8,000	$0.00	--
holding	Common Stock, par value $0.01 per share	--	--	--

Holdings After Transaction: Common Stock, par value $0.01 per share — 24,757 shares (Direct, null); Common Stock, par value $0.01 per share — 80,000 shares (Indirect, By EBC 2013 Family Trust)

Footnotes (1)

Key Figures

Gifted shares: 8,000 shares Direct holdings after gift: 24,757 shares Indirect trust holdings: 80,000 shares +2 more

5 metrics

Gifted shares 8,000 shares Bona fide gift of common stock at $0.00 per share

Direct holdings after gift 24,757 shares Common stock directly owned following transaction

Indirect trust holdings 80,000 shares Common stock held indirectly via EBC 2013 Family Trust

Gift price per share $0.00 per share Reported value for bona fide gift transaction

Gift transactions count 1 transaction Transaction summary shows one gift disposition

Key Terms

bona fide gift, indirect ownership, EBC 2013 Family Trust, Form 4

4 terms

bona fide gift financial

"transaction_code_description": "Bona fide gift"

indirect ownership financial

""ownership_type": "indirect", "ownership_code": "I""

EBC 2013 Family Trust financial

""nature_of_ownership": "By EBC 2013 Family Trust""

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COHEN DANIEL G

(Last) (First) (Middle)

C/O COHEN & CO INC.,

2929 ARCH STREET, 17TH FLOOR

(Street)

PHILADELPHIA PENNSYLVANIA 19104-2870

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	04/23/2026		G		8,000	D	$0.00	24,757	D
Common Stock, par value $0.01 per share								80,000	I	By EBC 2013 Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joseph W. Pooler, Jr., as attorney-in-fact	04/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did COHN Executive Chairman Daniel G. Cohen report?

Daniel G. Cohen reported a bona fide gift of 8,000 shares of Cohen & Co Inc. common stock at $0.00 per share. This is a non-market transfer with no sale proceeds, recorded as a disposition for reporting purposes.

How many COHN shares did Daniel G. Cohen hold directly after this Form 4?

Following the reported gift, Daniel G. Cohen directly held 24,757 shares of Cohen & Co Inc. common stock. This post-transaction figure reflects his remaining direct ownership after transferring 8,000 shares as a bona fide gift.

What does the 80,000-share indirect holding for COHN represent?

The Form 4 shows an indirect holding of 80,000 Cohen & Co Inc. shares attributed to the EBC 2013 Family Trust. This entry reflects shares held through the trust, separate from Daniel G. Cohen’s directly owned 24,757 shares after the reported gift.

Was the COHN insider transaction a market sale or purchase?

No, the Form 4 classifies the 8,000-share transaction as a bona fide gift at $0.00 per share. Because it is a gift transfer, it does not represent an open-market sale or purchase and generates no trading proceeds.

How many COHN shares were involved in gifts according to this filing?

The transaction summary reports a gift of 8,000 Cohen & Co Inc. shares. This matches the bona fide gift transaction coded “G” on the Form 4 and is the only gift disposition quantified in the provided data.