Cohen & Co insider gifts 20,000 company shares

Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported a bona fide gift of 20,000 shares of common stock on March 30, 2026.

Rhea-AI Filing Summary

Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported a bona fide gift of 20,000 shares of common stock on March 30, 2026. The gift was made at a stated price of $0.00 per share and is not a market sale.

Following the gift, Cohen holds 32,757 common shares directly. He also has indirect ownership of 80,000 common shares held by the EBC 2013 Family Trust, giving him a substantial continuing stake in the company after the reported transfer.

Insider Trade Summary

20,000 shares gifted

Gift 2 txns

Insider COHEN DANIEL G

Role Executive Chairman

Type	Security	Shares	Price	Value
Gift	Common Stock, par value $0.01 per share	20,000	$0.00	$0.00
holding	Common Stock, par value $0.01 per share	--	--	--

Holdings After Transaction: Common Stock, par value $0.01 per share — 32,757 shares (Direct); Common Stock, par value $0.01 per share — 80,000 shares (Indirect, By EBC 2013 Family Trust)

Key Figures

Shares gifted: 20,000 shares Direct holdings after transaction: 32,757 shares Indirect holdings after transaction: 80,000 shares +3 more

6 metrics

Shares gifted 20,000 shares Bona fide gift of common stock on March 30, 2026

Direct holdings after transaction 32,757 shares Common stock directly owned after reported gift

Indirect holdings after transaction 80,000 shares Common stock held indirectly by EBC 2013 Family Trust

Gift price per share $0.00 per share Reported value for the 20,000-share bona fide gift

Gift transactions count 1 transaction Single G-code bona fide gift in this Form 4

Gifted share total 20,000 shares Total shares classified as gift across all entries

Key Terms

bona fide gift, indirect ownership, Form 4, ten percent owner

4 terms

bona fide gift financial

"transaction_code_description": "Bona fide gift""

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

indirect ownership financial

""direct_or_indirect": "I","nature_of_ownership": "By EBC 2013 Family Trust""

Form 4 regulatory

"INSIDER FILING DATA (Form 4): {"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

ten percent owner regulatory

""is_ten_percent_owner": 1"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Cohen & Co (COHN) report on this Form 4?

Cohen & Co reported that Executive Chairman Daniel G. Cohen made a bona fide gift of 20,000 shares of common stock. The transaction used code G, indicating a gift, and carried a reported price of $0.00 per share, meaning no sale proceeds were received.

How many Cohen & Co (COHN) shares does Daniel G. Cohen own after the gift?

After the reported gift, Daniel G. Cohen holds 32,757 Cohen & Co common shares directly. The filing also shows indirect ownership of 80,000 additional common shares held by the EBC 2013 Family Trust, reflecting a significant ongoing economic interest in the company.

Was the Cohen & Co (COHN) Form 4 transaction a sale or a gift?

The Form 4 describes the transaction as a bona fide gift, not a sale. It is coded G, with 20,000 common shares transferred at a reported price of $0.00 per share, indicating no cash consideration and no open‑market selling activity in this filing.

What does indirect ownership mean in the Cohen & Co (COHN) Form 4?

Indirect ownership in this Form 4 refers to shares held through another entity rather than personally. Daniel G. Cohen is shown with 80,000 Cohen & Co common shares held indirectly by the EBC 2013 Family Trust, in addition to his direct share ownership.

Did the Cohen & Co (COHN) Form 4 show any option exercises or derivative trades?

No derivative activity is reported in this Form 4. The derivativeSummary section is empty, and the only transaction is a non‑derivative movement of 20,000 common shares classified as a bona fide gift, with no option exercises or similar derivative transactions disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/31/2026 - 02:12 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COHEN DANIEL G

(Last) (First) (Middle)

C/O COHEN & CO INC.,

2929 ARCH STREET, 17TH FLOOR

(Street)

PHILADELPHIA PENNSYLVANIA 19104-2870

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	03/30/2026		G		20,000	D	$0.00	32,757	D
Common Stock, par value $0.01 per share								80,000	I	By EBC 2013 Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joseph W. Pooler, Jr., as attorney-in-fact	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)