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Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported a bona fide gift of 20,000 shares of common stock on March 30, 2026. The gift was made at a stated price of $0.00 per share and is not a market sale.
Following the gift, Cohen holds 32,757 common shares directly. He also has indirect ownership of 80,000 common shares held by the EBC 2013 Family Trust, giving him a substantial continuing stake in the company after the reported transfer.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of company common stock over two days. He sold 6,113 shares on March 19, 2026 at a weighted average price of $17.15 per share, in multiple trades between $17.1383 and $17.1839. He then sold 705 shares on March 20, 2026 at a weighted average price of $15.58, with individual trades between $15.01 and $15.6735. After these sales, he directly holds 69,073 shares of Cohen & Co Inc. common stock.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, was granted 160,000 Cohen & Company, LLC LTIP Units as a long-term equity award under the company’s 2020 Long-Term Incentive Plan. The LTIP Units were awarded at a price of $0.00 per unit.
The LTIP Units are restricted membership units intended to qualify as profits interests for U.S. federal income tax purposes. They are scheduled to vest in stages, with 20% of the units vesting on each of the first five anniversaries of the grant date, subject to Mr. Pooler’s continued service on each vesting date.
After restrictions on applicable LTIP Units lapse, Mr. Pooler may convert vested LTIP Units into membership units of Cohen & Company, LLC on a one-for-one basis, consistent with the plan and the LLC agreement. Following any such conversion, he may cause the LLC to redeem those units for either cash or, at the company’s option, one share of Cohen & Co Inc. common stock for every ten units. Separately, Mr. Pooler directly holds 75,891 shares of Cohen & Co Inc. common stock following the reported transactions.
Cohen & Co Inc. reported that Chief Executive Officer Lester Raymond Brafman received a grant of 1,605,000 Cohen & Company, LLC LTIP Units under the company’s 2020 Long-Term Incentive Plan. These LTIP Units are intended to qualify as profits interests for U.S. federal income tax purposes.
The award vests in five equal installments of 20% on each of the first through fifth anniversaries of the grant date, subject to his continued service. After restrictions lapse, each LTIP Unit may convert into one Operating LLC unit, which the LLC may redeem for cash or one share of common stock for every ten units.
Cohen & Company Inc. amended the operating agreement of its main subsidiary, Cohen & Company, LLC, to create a new class of equity called “LTIP Units.” These units are intended to function as profits interests for U.S. federal income tax purposes and can be granted under equity incentive arrangements.
Vested LTIP Units may be converted, at the holder’s election, into an equal number of regular membership units in the LLC, subject to vesting terms and a capital account limitation that ties conversion to the holder’s economic balance. LTIP Units are non-voting, non-redeemable until converted, and generally non-transferable without board consent, with limited exceptions for family and estate planning transfers. Aside from these changes, the updated LLC agreement does not materially alter prior terms.
Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported an equity compensation award. He was granted 2,888,000 Cohen & Company, LLC LTIP Units under the 2020 Long-Term Incentive Plan. These LTIP Units are intended to qualify as profits interests for U.S. federal income tax purposes.
Half of the LTIP Units vest on the third anniversary of the grant date and the remaining half on the sixth anniversary, in each case conditioned on his continued service. After restrictions lapse, he may convert LTIP Units into Operating LLC Units one-for-one and may then cause a redemption for either cash or, at the company’s option, one share of Cohen & Co common stock for every ten Units. As of this filing, he also directly holds 52,757 common shares and indirectly 80,000 common shares through the EBC 2013 Family Trust.
Cohen & Company Inc. filed its annual report outlining a diversified financial services model across Capital Markets, Asset Management, and Principal Investing. The company reported net income of $40.1 million for 2025, up from $8.2 million in 2024, reflecting stronger profitability.
Asset Management oversaw $1.433 billion in assets under management as of December 31, 2025, primarily in fixed income strategies, insurance debt, commercial real estate loans, and European bank and insurance securities. The investment portfolio totaled $63.5 million in fair value, including SPAC-related holdings, joint ventures, and real estate interests.
Capital Markets activities span trading, underwriting, SPAC advisory, and gestation repo financing through U.S. and European platforms. The firm also highlights concentrated exposure to SPAC and digital-asset-related business, extensive regulatory oversight in the U.S. and Europe, and a wide-ranging set of risk factors tied to market volatility, liquidity, competition, and cybersecurity.
Cohen & Company Inc. reported a sharp turnaround for 2025, with total revenue of $275.6 million, up 246% from 2024, driven mainly by investment banking and new issue activity. Fourth-quarter revenue was $102.7 million.
Net income attributable to Cohen & Company Inc. was $14.4 million for 2025, or $4.35 per fully diluted share, compared with a small loss in 2024. Adjusted pre-tax income reached $41.4 million, or $6.92 per fully diluted share, highlighting stronger underlying profitability.
The board declared a regular quarterly dividend of $0.25 per share and a special dividend of $0.70 per share, in addition to a $2.00 special dividend announced in December 2025 and paid in January 2026.
Cohen & Company Inc. files a prospectus supplement to offer up to $13,094,305 aggregate offering price of its common stock via an at-the-market equity distribution agreement. The company may sell shares from time to time through Northland Capital Markets and Cohen & Company Securities under a Sale Agreement that permits up to $75,000,000 in aggregate sales under the master facility.
The supplement states the at-the-market offering is limited by Form S-3 General Instruction I.B.6 to one-third of the company’s public float; based on a public float calculation using a January 6, 2026 high closing price, the one‑third capacity available in a 12‑month period is $13,094,305. The Sales Agents will receive a 2.5% commission on gross proceeds and Northland will act as a qualified independent underwriter because Cohen Securities is an affiliate.