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[Form 4] Compass, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Steven J. Sordello, a director of Compass, Inc. (COMP), was granted 2,773 restricted stock units (RSUs) on 09/04/2025. Each RSU represents the contingent right to one share of Class A common stock on settlement. The filing shows 203,750 shares of Class A common stock beneficially owned following the non-derivative transaction and 8,319 RSUs (derivative securities) beneficially owned following the reported derivative transaction. The RSUs vest in four equal installments of 25% on August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026, and any remaining unvested RSUs will vest in full on the date of the next annual meeting of stockholders. The Form 4 was signed by an attorney-in-fact on 09/05/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine director equity grant: 2,773 RSUs awarded, standard vesting schedule, modest incremental ownership.

The report documents a standard issuance of restricted stock units to a company director rather than a market sale or purchase. The grant size (2,773 RSUs) is small relative to the director's existing direct holdings of 203,750 shares, and the filing discloses a conventional quarterly vesting cadence culminating at the next annual meeting if not fully vested. There are no dispositions, no cash payment required at grant, and no derivative exercises recorded. This is a governance/compensation disclosure with limited immediate market impact.

TL;DR: Compensation-alignment action: equity award aligns director incentives, vesting ties to time and shareholder meeting.

The RSU grant aligns the director’s interests with shareholders by tying value to Company stock and time-based vesting. The disclosed vesting schedule is explicit and customary, including a catch-up clause at the next annual meeting. The filing contains no indications of related-party transactions beyond a typical director grant and is procedurally complete with attorney-in-fact signature.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sordello Steven J

(Last) (First) (Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/04/2025 M 2,773 A $0(1) 203,750 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) (1) 09/04/2025 M 2,773 (2) (2) Class A Common Stock 2,773 $0 8,319 D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. The RSUs shall vest as to 25% of the total shares on each of August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.
Remarks:
/s/ Bradley K. Serwin, as attorney-in-fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Steven J. Sordello report on Form 4 for COMP?

The filing reports a grant of 2,773 restricted stock units (RSUs) on 09/04/2025.

How many shares does Steven J. Sordello beneficially own after the reported transaction?

Following the reported non-derivative transaction, he beneficially owns 203,750 shares of Class A common stock and 8,319 RSUs (derivative).

What is the vesting schedule for the RSUs granted to Sordello?

The RSUs vest 25% on each of August 1, 2025; November 1, 2025; February 1, 2026; and May 1, 2026, with any remaining unvested RSUs vesting in full at the next annual meeting.

Was there any cash paid for the RSUs and what is the per-unit price reported?

The RSUs are reported at a price of $0, indicating no cash payment at grant as disclosed in the filing.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by Bradley K. Serwin, as attorney-in-fact, and dated 09/05/2025.
Compass Inc

NYSE:COMP

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5.59B
494.41M
6.26%
78.46%
5.66%
Real Estate Services
Services-computer Programming Services
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United States
NEW YORK