Capital Southwest (NASDAQ: CSWC) director buys more company shares

Rhea-AI Filing Summary

Capital Southwest Corp director Ramona Lynn Rogers-Windsor bought shares in the company. She made an open-market purchase of 213 shares of Common Stock at $23.42 per share. After this transaction, she directly owns 22,879.7143 Capital Southwest shares.

Insider Trade Summary

Net Buyer: 213 shares ($4,988)

Net Buy 1 txn

Insider Rogers-Windsor Ramona Lynn

Role null

Bought 213 shs ($5K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	213	$23.42	$5K

Holdings After Transaction: Common Stock — 22,879.714 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 213 shares Purchase price: $23.42 per share Total shares after transaction: 22,879.7143 shares +1 more

4 metrics

Shares purchased 213 shares Open-market purchase of Common Stock on 2026-06-01

Purchase price $23.42 per share Price paid for CSWC Common Stock on 2026-06-01

Total shares after transaction 22,879.7143 shares Director’s direct CSWC holdings following the trade

Net buy shares 213 shares Net change in CSWC holdings from this Form 4

Key Terms

open-market purchase, Common Stock, Form 4, direct ownership

4 terms

open-market purchase financial

"She made an open-market purchase of 213 shares of Common Stock"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"She made an open-market purchase of 213 shares of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"The Form 4 classifies it as an open-market purchase, coded “P,”"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

direct ownership financial

"The Form 4 indicates the ownership as direct, labeled with code “D.”"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rogers-Windsor Ramona Lynn

(Last) (First) (Middle)

C/O CAPITAL SOUTHWEST CORPORATION

8333 DOUGLAS AVE, SUITE 1100

(Street)

DALLAS TEXAS 75225

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL SOUTHWEST CORP [ CSWC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		P		213	A	$23.42	22,879.7143	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Ramona L. Rogers-Windsor	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Capital Southwest (CSWC) director Ramona Lynn Rogers-Windsor do in this Form 4?

Director Ramona Lynn Rogers-Windsor reported an open-market purchase of Capital Southwest Common Stock. She acquired 213 shares, indicating she increased her personal investment stake, and now directly holds a total of 22,879.7143 CSWC shares following the reported transaction.

How many Capital Southwest (CSWC) shares did the director buy and at what price?

She bought 213 shares of Capital Southwest Common Stock at a price of $23.42 per share. This was an open-market transaction, meaning the shares were purchased on the public market at prevailing trading prices on the transaction date.

What is Ramona Lynn Rogers-Windsor’s total Capital Southwest (CSWC) ownership after the transaction?

Following the reported trade, Ramona Lynn Rogers-Windsor directly owns 22,879.7143 shares of Capital Southwest Common Stock. This figure reflects her total direct holdings after adding the 213 shares purchased in the open-market transaction disclosed in the Form 4.

Was the Capital Southwest (CSWC) director’s transaction a buy or a sell?

The transaction was a buy. The Form 4 classifies it as an open-market purchase, coded “P,” meaning Ramona Lynn Rogers-Windsor acquired additional Capital Southwest Common Stock rather than disposing of or selling any existing shares in this filing.

Does the Form 4 show any derivative securities for Capital Southwest (CSWC)?

The filing does not list any derivative security transactions for this event. The reported activity involves only non-derivative Capital Southwest Common Stock, with no options, warrants, or other derivative positions shown as exercised, converted, granted, or otherwise changed in this particular report.

Is this Capital Southwest (CSWC) insider transaction direct or indirect ownership?

The Form 4 indicates the ownership as direct, labeled with code “D.” This means the 22,879.7143 Capital Southwest shares, including the 213 newly acquired, are held directly by Ramona Lynn Rogers-Windsor rather than through an intermediary entity such as a trust or partnership.