Capital Southwest director nets small CSWC share buy
Capital Southwest Corp director Thomas William R III reported mixed trading in company stock.
Rhea-AI Filing Summary
Capital Southwest Corp director Thomas William R III reported mixed trading in company stock. He made an open-market purchase of 5,000 common shares at a weighted average price of $23.3999 per share and an open-market sale of 4,661 shares at $23.293 per share on the same date, resulting in a small net increase of 339 directly held shares.
Following these transactions, he directly owns 18,683 common shares. He also has sole voting and dispositive power over 571,939 shares owned by Thomas Heritage Partners, Ltd. through his role as President and sole manager of its general partner, and an additional 6,000 shares are held indirectly through his son.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 339 shares
Net Buy
4 txns
Insider
Thomas William R III
Role
Director
Bought
5,000 shs ($117K)
Sold
4,661 shs ($109K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 4,661 | $23.293 | $109K |
| Purchase | Common Stock | 5,000 | $23.3999 | $117K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 18,683 shares (Direct);
Common Stock — 6,000 shares (Indirect, Held by reporting person's son);
Common Stock — 571,939 shares (Indirect, See Footnote)
Footnotes (2)
- F1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.255 to $23.33, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2. Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.
Key Figures
Open-market purchase: 5,000 shares at $23.3999
Open-market sale: 4,661 shares at $23.293
Net change in direct shares: 339 shares
+4 more
7 metrics
Open-market purchase
5,000 shares at $23.3999
Common Stock, open-market purchase on reported date
Open-market sale
4,661 shares at $23.293
Common Stock, open-market sale on reported date
Net change in direct shares
339 shares
Net of reported buy and sell transactions
Direct holdings after transactions
13,683 shares
Common Stock directly owned after reported trades
Indirect partnership holdings
571,939 shares
Shares owned by Thomas Heritage Partners, Ltd.
Indirect family holdings
6,000 shares
Common Stock held by reporting person’s son
Purchase price range
$23.255–$23.33
Range of prices in the weighted-average purchase
Key Terms
open-market purchase, open-market sale, weighted average price, voting and dispositive power, +1 more
5 terms
open-market purchase financial
"He made an open-market purchase of 5,000 common shares at a weighted average price"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
open-market sale financial
"and an open-market sale of 4,661 shares at $23.293 per share on the same date"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average price financial
"at a weighted average price of $23.3999 per share and an open-market sale"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
voting and dispositive power financial
"he has sole voting and dispositive power over 571,939 shares owned by the Partnership"
indirect ownership financial
"and an additional 6,000 shares are held indirectly through his son"
FAQ
What insider transactions did CSWC director Thomas William R III report?
He reported both an open-market purchase and sale of Capital Southwest (CSWC) common stock on the same date, buying 5,000 shares and selling 4,661 shares, resulting in a small net increase of 339 directly held shares.
What indirect holdings of CSWC stock are associated with Thomas William R III?
He has sole voting and dispositive power over 571,939 Capital Southwest (CSWC) shares held by Thomas Heritage Partners, Ltd., and an additional 6,000 shares are held indirectly through his son, according to the reported ownership details and accompanying footnotes.
AI-generated analysis. How Rhea-AI works. Not financial advice.
