Sprinklr (CXM) director sells 16,668 shares in tax-withholding trade

Rhea-AI Filing Summary

Sprinklr, Inc. director Thomas Ragy reported a mandated tax-related share sale. He sold 16,668 shares of Class A Common Stock at a weighted average price of $5.85 per share to cover statutory tax withholding tied to vesting restricted stock units.

The footnotes state this “sell to cover” transaction was required under Sprinklr’s equity incentive plan and was not a discretionary sale. After the sale, Ragy directly held 695,681 shares, so he retained the vast majority of his position.

Insights

Equity compensation and insider-trading analyst

Routine, non-discretionary tax sale with limited signaling value.

Director Thomas Ragy sold 16,668 Sprinklr Class A shares at a weighted average of $5.85 per share. Footnotes clarify this was a mandatory “sell to cover” to satisfy statutory tax withholding on vesting restricted stock units, not an elective portfolio decision.

Because the sale was required by the company’s equity incentive plan mechanics and Ragy still holds 695,681 shares afterward, it looks like a routine compensation-related event. Its informational value for assessing insider sentiment is limited compared with a discretionary open-market sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thomas Ragy

(Last) (First) (Middle)

C/O SPRINKLR, INC.

441 9TH AVENUE, 12TH FLOOR

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/16/2026		S(1)		16,668	D	$5.85(2)	695,681	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Laura Acton, Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sprinklr (CXM) director Thomas Ragy report in this Form 4?

Thomas Ragy reported selling 16,668 shares of Sprinklr Class A Common Stock. The shares were sold as part of a mandated “sell to cover” transaction to fund statutory tax withholding on vesting restricted stock units under Sprinklr’s equity incentive plan.

Was Thomas Ragy’s Sprinklr (CXM) share sale a discretionary trade?

No. Footnotes explain the sale was required to cover statutory tax withholding from vesting restricted stock units. Sprinklr’s equity incentive plan mandates using a “sell to cover” transaction, so this does not represent a discretionary market-timing decision by Ragy.

How many Sprinklr (CXM) shares did Thomas Ragy sell and at what price?

He sold 16,668 shares of Sprinklr Class A Common Stock. The Form 4 reports a weighted average sale price of $5.85 per share, with individual transactions executed between $5.765 and $5.91 per share, according to the detailed price-range footnote.

How many Sprinklr (CXM) shares does Thomas Ragy hold after this transaction?

After the reported sale, Thomas Ragy directly holds 695,681 shares of Sprinklr Class A Common Stock. This indicates he retained a substantial ongoing equity position in the company following the tax-related “sell to cover” transaction disclosed in the Form 4 filing.

Why did Sprinklr (CXM) use a “sell to cover” for Thomas Ragy’s RSUs?

Sprinklr’s equity incentive plans require minimum statutory tax withholding on vesting restricted stock units to be funded through a “sell to cover” transaction. As a result, enough shares were automatically sold from Ragy’s vesting RSUs to satisfy the tax obligation.