Sprinklr (CXM) director Kevin Haverty granted 47,025 RSUs in new equity award

Rhea-AI Filing Summary

Haverty Kevin reported acquisition or exercise transactions in this Form 4 filing.

Sprinklr, Inc. director Kevin Haverty received an equity award of 47,025 shares of Class A common stock in the form of restricted stock units. After this grant, he directly holds 139,197 shares. The award consists of 37,174 RSUs that vest in full on the earlier of June 11, 2027 or the day prior to Sprinklr's 2027 annual stockholder meeting, and 9,851 RSUs that vest in four equal quarterly installments between September 11, 2026 and June 11, 2027, in each case subject to his continued service.

Insights

Equity Compensation Analyst

Routine director RSU grant that increases equity alignment without immediate trading signal.

Director Kevin Haverty received 47,025 Sprinklr RSUs as compensation, with no cash paid and no open-market activity. The Form 4 characterizes this as a grant or award, which is typical for non-employee directors.

The structure includes a large tranche vesting in 2027 tied to the annual meeting and another vesting quarterly from September 2026 to June 2027, all contingent on continued service. This encourages longer-term board engagement but does not itself indicate a bullish or bearish view.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Haverty Kevin

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	47,025	$0.00	--

Holdings After Transaction: Class A Common Stock — 139,197 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

RSU grant size: 47,025 shares Holdings after transaction: 139,197 shares First RSU grant tranche: 37,174 RSUs +2 more

5 metrics

RSU grant size 47,025 shares Restricted stock unit award to director on June 11, 2026

Holdings after transaction 139,197 shares Total Class A common stock directly held after grant

First RSU grant tranche 37,174 RSUs Vests in full on June 11, 2027 or before 2027 meeting

Second RSU grant tranche 9,851 RSUs Vests in four quarterly installments through June 11, 2027

Grant price per share $0.0000 per share Equity award granted at no cash cost to director

Key Terms

restricted stock unit ("RSU") awards, vest in full, annual stockholder meeting, substantially equal quarterly installments, +1 more

5 terms

restricted stock unit ("RSU") awards financial

"Represents two restricted stock unit ("RSU") awards. 37,174 RSUs..."

vest in full financial

"37,174 RSUs (the "First Grant") will vest in full on the earlier..."

annual stockholder meeting financial

"the day prior to the date of the Issuer's 2027 annual stockholder meeting."

An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.

substantially equal quarterly installments financial

"will vest in four substantially equal quarterly installments on September 11, 2026..."

continuous service financial

"The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service..."

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Haverty Kevin

(Last) (First) (Middle)

C/O SPRINKLR, INC.

441 9TH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/11/2026		A		47,025(1)	A	$0	139,197	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 9,851 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.

	/s/ Laura Acton, Attorney-in-Fact	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Sprinklr (CXM) director Kevin Haverty report on this Form 4?

Kevin Haverty reported receiving an equity award of 47,025 Sprinklr Class A common shares in the form of restricted stock units. The shares were granted at no cost as compensation, increasing his direct holdings to 139,197 shares following the transaction disclosed in the filing.

How many Sprinklr (CXM) RSUs did Kevin Haverty receive and how are they structured?

He received 47,025 restricted stock units in total. The award comprises 37,174 RSUs vesting in a single tranche in 2027 and 9,851 RSUs vesting in four substantially equal quarterly installments, all subject to his continued service with Sprinklr through each vesting date.

When will Kevin Haverty’s new Sprinklr (CXM) RSU awards vest?

37,174 RSUs will vest on the earlier of June 11, 2027 or the day before Sprinklr’s 2027 annual stockholder meeting. The remaining 9,851 RSUs vest in four equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027.

Did Kevin Haverty buy or sell Sprinklr (CXM) shares in the market in this Form 4?

No market purchase or sale occurred. The Form 4 shows an acquisition coded as a grant or award, with a per-share price of zero. These restricted stock units were granted as compensation rather than acquired or disposed through open-market trading activity.

What is Kevin Haverty’s Sprinklr (CXM) share ownership after this RSU grant?

Following the reported RSU grant, Kevin Haverty directly holds 139,197 shares of Sprinklr Class A common stock. This total reflects his position after adding the 47,025 newly granted restricted stock units disclosed in the Form 4 insider transaction report.