STOCK TITAN

[Form 4] Sprinklr, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Sprinklr, Inc. (CXM) – Form 4 filing, 18 Jun 2025. Chief Technology Officer Amitabh Misra reported a mandatory, tax-related sale of 35,710 Class A shares on 16 Jun 2025 (transaction code “S”). The weighted-average sale price was $8.17, with trades executed between $7.99 and $8.25. The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory withholding on recently vested RSUs and is therefore non-discretionary. After the transaction, Misra still beneficially owns 602,970 shares, including 4,969 shares purchased through the ESPP on 13 Jun 2025, and continues to hold the shares directly. No derivative security activity was reported.

The filing signals neutral corporate governance implications: while insider sales can raise concern, the mandatory nature of this sale and the substantial remaining ownership help maintain management-shareholder alignment.

Sprinklr, Inc. (CXM) – Comunicazione Form 4, 18 giugno 2025. Il Chief Technology Officer Amitabh Misra ha dichiarato una vendita obbligatoria, legata a questioni fiscali, di 35.710 azioni di Classe A il 16 giugno 2025 (codice transazione “S”). Il prezzo medio ponderato di vendita è stato di $8,17, con operazioni effettuate tra $7,99 e $8,25. La vendita è stata eseguita tramite il meccanismo “sell-to-cover” previsto dall’azienda per soddisfare le ritenute fiscali sulle RSU recentemente maturate, quindi non discrezionale. Dopo la transazione, Misra detiene ancora beneficiariamente 602.970 azioni, incluse 4.969 azioni acquistate tramite il piano ESPP il 13 giugno 2025, e continua a detenere direttamente le azioni. Non sono state segnalate attività su strumenti derivati.

La comunicazione indica implicazioni neutre per la governance aziendale: sebbene le vendite interne possano destare preoccupazioni, la natura obbligatoria di questa vendita e la consistente proprietà residua contribuiscono a mantenere l’allineamento tra management e azionisti.

Sprinklr, Inc. (CXM) – Presentación del Formulario 4, 18 de junio de 2025. El Director de Tecnología Amitabh Misra reportó una venta obligatoria relacionada con impuestos de 35,710 acciones Clase A el 16 de junio de 2025 (código de transacción “S”). El precio promedio ponderado de venta fue de $8.17, con operaciones realizadas entre $7.99 y $8.25. La venta se ejecutó bajo el mecanismo “sell-to-cover” de la empresa para cubrir la retención fiscal sobre RSU recientemente adquiridas, por lo que no fue discrecional. Tras la transacción, Misra sigue siendo beneficiario de 602,970 acciones, incluyendo 4,969 acciones compradas mediante el ESPP el 13 de junio de 2025, y continúa poseyendo las acciones directamente. No se reportó actividad con valores derivados.

La presentación indica implicaciones neutrales para la gobernanza corporativa: aunque las ventas internas pueden generar preocupación, la naturaleza obligatoria de esta venta y la considerable propiedad restante ayudan a mantener la alineación entre la dirección y los accionistas.

Sprinklr, Inc. (CXM) – 2025년 6월 18일 Form 4 신고. 최고기술책임자 Amitabh Misra가 2025년 6월 16일에 세금 관련 의무 판매로 35,710주 클래스 A 주식을 신고했습니다(거래 코드 “S”). 가중 평균 판매 가격은 $8.17였으며, 거래는 $7.99에서 $8.25 사이에서 이루어졌습니다. 이 판매는 최근 취득한 RSU에 대한 법정 원천징수를 충족하기 위한 회사의 “sell-to-cover” 메커니즘에 따라 실행되었으며, 따라서 임의적이지 않습니다. 거래 후 Misra는 여전히 602,970주를 실질적으로 보유하고 있으며, 2025년 6월 13일 ESPP를 통해 구매한 4,969주를 포함하고, 주식을 직접 보유하고 있습니다. 파생 증권 활동은 보고되지 않았습니다.

이 신고는 중립적인 기업 지배구조 시사점을 나타냅니다: 내부자 매도가 우려를 불러일으킬 수 있으나, 이번 판매가 의무적이며 상당한 잔여 지분이 있어 경영진과 주주 간의 정렬을 유지하는 데 도움이 됩니다.

Sprinklr, Inc. (CXM) – Dépôt du Formulaire 4, 18 juin 2025. Le Directeur Technique Amitabh Misra a déclaré une vente obligatoire liée à des obligations fiscales de 35 710 actions de Classe A le 16 juin 2025 (code de transaction « S »). Le prix moyen pondéré de vente était de 8,17 $, avec des transactions réalisées entre 7,99 $ et 8,25 $. La vente a été effectuée via le mécanisme « sell-to-cover » de l’entreprise pour couvrir la retenue fiscale sur des RSU récemment acquises, et est donc non discrétionnaire. Après la transaction, Misra détient toujours bénéficiairement 602 970 actions, dont 4 969 actions achetées via le plan ESPP le 13 juin 2025, et continue de détenir les actions directement. Aucune activité sur des titres dérivés n’a été signalée.

Le dépôt indique des implications neutres pour la gouvernance d’entreprise : bien que les ventes d’initiés puissent susciter des inquiétudes, le caractère obligatoire de cette vente et la détention substantielle restante contribuent à maintenir l’alignement entre la direction et les actionnaires.

Sprinklr, Inc. (CXM) – Form 4 Einreichung, 18. Juni 2025. Chief Technology Officer Amitabh Misra meldete am 16. Juni 2025 einen obligatorischen, steuerlich bedingten Verkauf von 35.710 Class A Aktien (Transaktionscode „S“). Der gewichtete Durchschnittspreis lag bei $8,17, mit Transaktionen zwischen $7,99 und $8,25. Der Verkauf erfolgte im Rahmen des „sell-to-cover“-Mechanismus des Unternehmens, um die gesetzliche Steuerabzugsverpflichtung auf kürzlich erworbene RSUs zu erfüllen, und ist daher nicht freiwillig. Nach der Transaktion besitzt Misra weiterhin 602.970 Aktien wirtschaftlich, darunter 4.969 Aktien, die er am 13. Juni 2025 über das ESPP erworben hat, und hält die Aktien direkt. Es wurden keine Aktivitäten mit Derivaten gemeldet.

Die Meldung signalisiert neutrale Auswirkungen auf die Unternehmensführung: Obwohl Insiderverkäufe Besorgnis erregen können, trägt die verpflichtende Natur dieses Verkaufs und der erhebliche verbleibende Anteil dazu bei, die Ausrichtung zwischen Management und Aktionären aufrechtzuerhalten.

Positive
  • Officer retains 602,970 shares, indicating continued alignment with shareholders.
  • Sale was non-discretionary, triggered solely to cover tax obligations from RSU vesting.
Negative
  • Insider sale could be perceived negatively by some investors despite its procedural nature.

Insights

TL;DR Insider sale is procedural for tax withholding; neutral valuation impact on CXM.

The 35,710-share sale represents roughly 5.6% of Misra’s post-sale holdings and stems from RSU vesting rather than discretionary profit-taking. The sizeable remaining stake of 602,970 shares suggests ongoing commitment to Sprinklr’s long-term prospects. Given the modest dollar value (~$0.29 million) relative to CXM’s daily trading volume and market cap, market impact should be minimal. Overall, this Form 4 is informational rather than fundamentally material to valuation.

Sprinklr, Inc. (CXM) – Comunicazione Form 4, 18 giugno 2025. Il Chief Technology Officer Amitabh Misra ha dichiarato una vendita obbligatoria, legata a questioni fiscali, di 35.710 azioni di Classe A il 16 giugno 2025 (codice transazione “S”). Il prezzo medio ponderato di vendita è stato di $8,17, con operazioni effettuate tra $7,99 e $8,25. La vendita è stata eseguita tramite il meccanismo “sell-to-cover” previsto dall’azienda per soddisfare le ritenute fiscali sulle RSU recentemente maturate, quindi non discrezionale. Dopo la transazione, Misra detiene ancora beneficiariamente 602.970 azioni, incluse 4.969 azioni acquistate tramite il piano ESPP il 13 giugno 2025, e continua a detenere direttamente le azioni. Non sono state segnalate attività su strumenti derivati.

La comunicazione indica implicazioni neutre per la governance aziendale: sebbene le vendite interne possano destare preoccupazioni, la natura obbligatoria di questa vendita e la consistente proprietà residua contribuiscono a mantenere l’allineamento tra management e azionisti.

Sprinklr, Inc. (CXM) – Presentación del Formulario 4, 18 de junio de 2025. El Director de Tecnología Amitabh Misra reportó una venta obligatoria relacionada con impuestos de 35,710 acciones Clase A el 16 de junio de 2025 (código de transacción “S”). El precio promedio ponderado de venta fue de $8.17, con operaciones realizadas entre $7.99 y $8.25. La venta se ejecutó bajo el mecanismo “sell-to-cover” de la empresa para cubrir la retención fiscal sobre RSU recientemente adquiridas, por lo que no fue discrecional. Tras la transacción, Misra sigue siendo beneficiario de 602,970 acciones, incluyendo 4,969 acciones compradas mediante el ESPP el 13 de junio de 2025, y continúa poseyendo las acciones directamente. No se reportó actividad con valores derivados.

La presentación indica implicaciones neutrales para la gobernanza corporativa: aunque las ventas internas pueden generar preocupación, la naturaleza obligatoria de esta venta y la considerable propiedad restante ayudan a mantener la alineación entre la dirección y los accionistas.

Sprinklr, Inc. (CXM) – 2025년 6월 18일 Form 4 신고. 최고기술책임자 Amitabh Misra가 2025년 6월 16일에 세금 관련 의무 판매로 35,710주 클래스 A 주식을 신고했습니다(거래 코드 “S”). 가중 평균 판매 가격은 $8.17였으며, 거래는 $7.99에서 $8.25 사이에서 이루어졌습니다. 이 판매는 최근 취득한 RSU에 대한 법정 원천징수를 충족하기 위한 회사의 “sell-to-cover” 메커니즘에 따라 실행되었으며, 따라서 임의적이지 않습니다. 거래 후 Misra는 여전히 602,970주를 실질적으로 보유하고 있으며, 2025년 6월 13일 ESPP를 통해 구매한 4,969주를 포함하고, 주식을 직접 보유하고 있습니다. 파생 증권 활동은 보고되지 않았습니다.

이 신고는 중립적인 기업 지배구조 시사점을 나타냅니다: 내부자 매도가 우려를 불러일으킬 수 있으나, 이번 판매가 의무적이며 상당한 잔여 지분이 있어 경영진과 주주 간의 정렬을 유지하는 데 도움이 됩니다.

Sprinklr, Inc. (CXM) – Dépôt du Formulaire 4, 18 juin 2025. Le Directeur Technique Amitabh Misra a déclaré une vente obligatoire liée à des obligations fiscales de 35 710 actions de Classe A le 16 juin 2025 (code de transaction « S »). Le prix moyen pondéré de vente était de 8,17 $, avec des transactions réalisées entre 7,99 $ et 8,25 $. La vente a été effectuée via le mécanisme « sell-to-cover » de l’entreprise pour couvrir la retenue fiscale sur des RSU récemment acquises, et est donc non discrétionnaire. Après la transaction, Misra détient toujours bénéficiairement 602 970 actions, dont 4 969 actions achetées via le plan ESPP le 13 juin 2025, et continue de détenir les actions directement. Aucune activité sur des titres dérivés n’a été signalée.

Le dépôt indique des implications neutres pour la gouvernance d’entreprise : bien que les ventes d’initiés puissent susciter des inquiétudes, le caractère obligatoire de cette vente et la détention substantielle restante contribuent à maintenir l’alignement entre la direction et les actionnaires.

Sprinklr, Inc. (CXM) – Form 4 Einreichung, 18. Juni 2025. Chief Technology Officer Amitabh Misra meldete am 16. Juni 2025 einen obligatorischen, steuerlich bedingten Verkauf von 35.710 Class A Aktien (Transaktionscode „S“). Der gewichtete Durchschnittspreis lag bei $8,17, mit Transaktionen zwischen $7,99 und $8,25. Der Verkauf erfolgte im Rahmen des „sell-to-cover“-Mechanismus des Unternehmens, um die gesetzliche Steuerabzugsverpflichtung auf kürzlich erworbene RSUs zu erfüllen, und ist daher nicht freiwillig. Nach der Transaktion besitzt Misra weiterhin 602.970 Aktien wirtschaftlich, darunter 4.969 Aktien, die er am 13. Juni 2025 über das ESPP erworben hat, und hält die Aktien direkt. Es wurden keine Aktivitäten mit Derivaten gemeldet.

Die Meldung signalisiert neutrale Auswirkungen auf die Unternehmensführung: Obwohl Insiderverkäufe Besorgnis erregen können, trägt die verpflichtende Natur dieses Verkaufs und der erhebliche verbleibende Anteil dazu bei, die Ausrichtung zwischen Management und Aktionären aufrechtzuerhalten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Misra Amitabh

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/16/2025 S(1) 35,710 D $8.17(2) 602,970(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. Includes 4,969 shares acquired under the Issuer's employee stock purchase plan on June 13, 2025.
/s/ Jason Minio, Attorney-in-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Sprinklr shares did CTO Amitabh Misra sell?

He sold 35,710 Class A shares on 16 Jun 2025.

At what price were the CXM shares sold?

The weighted-average price was $8.17, with a range of $7.99–$8.25.

Why did the Sprinklr CTO sell shares?

The sale covered statutory tax withholding on vested RSUs under a mandatory sell-to-cover arrangement.

How many CXM shares does the CTO still hold?

After the transaction he owns 602,970 shares directly.

Does this Form 4 indicate any option or warrant exercises?

No, no derivative security activity was reported in the filing.
Sprinklr Inc

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