Sprinklr (CXM) director Stephen Ward granted 51,021 RSUs, now holds 87,088 shares

Rhea-AI Filing Summary

WARD JR STEPHEN M reported acquisition or exercise transactions in this Form 4 filing.

Sprinklr, Inc. director Stephen M. Ward Jr. received an equity compensation grant of 51,021 shares of Class A common stock in the form of restricted stock units. Following this award, he holds 87,088 shares directly. The grant consists of two RSU awards: 37,174 units vest in full on the earlier of June 11, 2027 or the day prior to Sprinklr’s 2027 annual stockholder meeting, and 13,847 units vest in four equal quarterly installments on specified dates from September 11, 2026 through June 11, 2027, subject to his continuous service.

Insights

Equity Compensation Analyst

Routine RSU grant to Sprinklr director, vesting through mid-2027.

The filing shows Stephen M. Ward Jr., a director of Sprinklr, Inc., receiving 51,021 restricted stock units of Class A common stock as compensation, with no cash paid per share. This is coded as an acquisition (grant/award), not an open-market purchase.

The RSUs vest over time: 37,174 units cliff-vest by the earlier of June 11, 2027 or the day before the 2027 annual stockholder meeting, while 13,847 units vest in four quarterly tranches between September 11, 2026 and June 11, 2027. Vesting depends on his continuous service.

After this grant, Ward holds 87,088 shares directly, indicating the award is meaningful but appears to be a standard board compensation structure rather than a discretionary market transaction. No derivative positions or 10b5-1 sales are reported in this filing.

Insider Trade Summary

Net Buyer: 51,021 shares

Net Buy 1 txn

Insider WARD JR STEPHEN M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	51,021	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 87,088 shares (Direct)

Footnotes (1)

1. F1. Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.

Key Figures

RSU grant size: 51,021 shares Post-grant holdings: 87,088 shares First RSU grant: 37,174 RSUs +3 more

6 metrics

RSU grant size 51,021 shares Restricted stock units of Class A common stock granted to director

Post-grant holdings 87,088 shares Total Class A shares held directly after transaction

First RSU grant 37,174 RSUs Cliff vests on earlier of June 11, 2027 or day before 2027 annual meeting

Second RSU grant 13,847 RSUs Vests in four substantially equal quarterly installments

Vesting start for quarterly RSUs September 11, 2026 First quarterly vesting date of Second Grant

Final vesting date June 11, 2027 Last scheduled vesting date for Second Grant RSUs

Key Terms

restricted stock unit ("RSU"), annual stockholder meeting, continuous service

3 terms

restricted stock unit ("RSU") financial

"Represents two restricted stock unit ("RSU") awards."

annual stockholder meeting financial

"the day prior to the date of the Issuer's 2027 annual stockholder meeting."

An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.

continuous service financial

"The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/15/2026 - 04:17 PM Accepted by SEC EDGAR 06/15/2026 - 04:15 PM Learn about SEC filing dates

FAQ

What did Sprinklr (CXM) director Stephen M. Ward Jr. receive in this Form 4?

He received a grant of 51,021 restricted stock units of Sprinklr Class A common stock as equity compensation, with no cash purchase price. These units will convert into shares as they vest over time, subject to his continued service as a director.

How many Sprinklr (CXM) shares does Stephen M. Ward Jr. hold after this RSU grant?

After the RSU grant, Stephen M. Ward Jr. holds 87,088 shares of Sprinklr Class A common stock directly. This total reflects his ownership position reported in the Form 4 immediately following the equity award transaction disclosed in the filing.

How are Stephen M. Ward Jr.’s new Sprinklr (CXM) RSUs structured and vested?

The award consists of two RSU grants: 37,174 units vest in full by June 11, 2027 or the day before the 2027 annual meeting, and 13,847 units vest in four equal quarterly installments from September 11, 2026 through June 11, 2027, contingent on continued service.

Is the Sprinklr (CXM) Form 4 transaction a stock purchase or a compensation grant?

The Form 4 reports a compensation grant, not a market purchase. The transaction is coded as an acquisition via grant/award, with a price per share of $0.00, indicating restricted stock units awarded as part of director compensation rather than shares bought in the open market.

What conditions apply to vesting of Stephen M. Ward Jr.’s Sprinklr (CXM) RSUs?

Both RSU grants require his continuous service through each vesting date. If he remains a director through the specified 2026 and 2027 vesting dates, the units will settle into Class A common shares according to the cliff and quarterly vesting schedules described.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WARD JR STEPHEN M

(Last) (First) (Middle)

C/O SPRINKLR, INC.

441 9TH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/11/2026		A		51,021(1)	A	$0	87,088	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.

	/s/ Laura Acton, Attorney-in-Fact	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)