STOCK TITAN

Sprinklr (CXM) CAO Joy Corso receives 455,341 RSUs, sells shares for tax

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Sprinklr, Inc. Chief Administrative Officer Joy Corso reported both an equity award and a tax-related share sale. On March 15, 2026, Corso received a grant of 455,341 Class A Common Stock RSUs at no cost. One-twelfth of these RSUs will vest on June 15, 2026, with the remainder vesting in eleven substantially equal quarterly installments, subject to continued service.

On March 16, 2026, Corso sold 49,484 shares of Class A Common Stock at a weighted average price of $5.85 per share to cover statutory tax withholding obligations from the RSU vesting, a mandatory sell-to-cover transaction rather than a discretionary sale. After these transactions, Corso directly owned 1,209,251 shares of Class A Common Stock.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU grant with mandated tax sell-to-cover; net position remains sizable.

Chief Administrative Officer Joy Corso received a large 455,341-share RSU grant, a standard equity compensation tool aligning executive incentives with long-term stock performance. The award vests over multiple dates from June 15, 2026, contingent on continued service.

The 49,484-share sale at a weighted average price of $5.85 per share is explicitly described as a sell to cover for statutory tax withholding, mandated under the company’s equity plan. This makes it a mechanistic tax event, not a discretionary open-market reduction in exposure.

Following these transactions, Corso directly holds 1,209,251 shares of Class A Common Stock, indicating a substantial remaining stake. With no derivative positions listed in this filing, the visible exposure is entirely in common stock, and the net activity appears routine rather than thesis-changing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Corso Joy

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Administrative Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/15/2026 A 455,341(1) A $0 1,258,735 D
Class A Common Stock 03/16/2026 S(2) 49,484 D $5.85(3) 1,209,251 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. One-twelfth (1/12th) of the RSUs will vest on June 15, 2026 and the remainder will vest in eleven substantially equal installments on each subsequent September 15, December 15, March 15 and June 15, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
2. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Laura Acton, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did CXM executive Joy Corso report on this Form 4?

Joy Corso reported two transactions: a grant of 455,341 RSUs of Sprinklr Class A Common Stock on March 15, 2026, and a sale of 49,484 shares on March 16, 2026 at a weighted average price of $5.85 per share.

Why did Sprinklr (CXM) executive Joy Corso sell 49,484 shares?

The 49,484-share sale was to cover statutory tax withholding obligations arising from RSU vesting. The filing states this was a mandated sell-to-cover transaction under Sprinklr’s equity incentive plans, and does not represent a discretionary sale by Joy Corso.

How many Sprinklr (CXM) RSUs were granted to Joy Corso and how do they vest?

Joy Corso was granted 455,341 RSUs of Sprinklr Class A Common Stock. One-twelfth vests on June 15, 2026, with the remaining units vesting in eleven substantially equal installments each September 15, December 15, March 15, and June 15, subject to continued service.

What is Joy Corso’s Sprinklr (CXM) share ownership after these Form 4 transactions?

After the reported grant and tax-related sale, Joy Corso directly owns 1,209,251 shares of Sprinklr Class A Common Stock. This figure reflects her post-transaction holdings as shown in the Form 4 and indicates a continuing substantial equity position in the company.

Was the Sprinklr (CXM) insider sale by Joy Corso part of a trading plan?

The filing describes the 49,484-share sale as mandated by Sprinklr’s election under its equity incentive plans to fund minimum statutory tax withholding via a sell-to-cover transaction. It is characterized as non-discretionary, rather than a voluntary open-market sale.

At what prices were Joy Corso’s Sprinklr (CXM) shares sold in the tax transaction?

The reported sale used a weighted average price of $5.85 per share. Footnotes explain the 49,484 shares were sold in multiple trades at prices ranging from $5.765 to $5.91 inclusive, with detailed breakdowns available on request.
Sprinklr Inc

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