STOCK TITAN

Sprinklr (CXM) director Jan Hauser receives 48,326 RSU equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hauser Jan reported acquisition or exercise transactions in this Form 4 filing.

Sprinklr, Inc. director Jan Hauser reported an equity award of 48,326 shares of Class A Common Stock in the form of restricted stock units. 37,174 RSUs vest in full on the earlier of June 11, 2027 or the day before the 2027 annual stockholder meeting. The remaining 11,152 RSUs vest in four equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027, subject to continuous service. Following this grant, Hauser directly holds 85,873 shares.

Positive

  • None.

Negative

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Insider Hauser Jan
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 48,326 $0.00 --
Holdings After Transaction: Class A Common Stock — 85,873 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 48,326 RSUs Award of Class A Common Stock equivalents to director Jan Hauser
First RSU grant portion 37,174 RSUs Vest on June 11, 2027 or day before 2027 annual meeting
Second RSU grant portion 11,152 RSUs Vest in four equal quarterly installments through June 11, 2027
Post-transaction holdings 85,873 shares Total Class A Common Stock held directly after the grant
Grant price $0.0000 per share RSU award granted without cash payment by the director
restricted stock unit financial
"Represents two restricted stock unit ("RSU") awards."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSU financial
"Represents two restricted stock unit ("RSU") awards."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
vest financial
"37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continuous service financial
"The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hauser Jan

(Last)(First)(Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026A48,326(1)A$085,873D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 11,152 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.
/s/ Laura Acton, Attorney-in-Fact06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Sprinklr (CXM) report for Jan Hauser?

Sprinklr reported that director Jan Hauser received an award of 48,326 restricted stock units of Class A Common Stock. These RSUs represent an equity-based compensation grant rather than an open-market share purchase or sale.

How are Jan Hauser’s 48,326 Sprinklr RSUs scheduled to vest?

Of the 48,326 RSUs, 37,174 vest in full on June 11, 2027 or the day before the 2027 annual meeting. The remaining 11,152 vest in four equal quarterly installments through June 11, 2027, subject to continuous service.

What conditions apply to Jan Hauser’s Sprinklr RSU vesting?

Vesting of both RSU grants is conditioned on Jan Hauser’s continuous service through each scheduled vesting date. If service ends before a vesting date, unvested RSUs would not vest under the terms described in the filing.

How many Sprinklr shares does Jan Hauser hold after this RSU grant?

After the reported award, Jan Hauser directly holds 85,873 shares of Sprinklr Class A Common Stock. This total reflects holdings following the Form 4 transaction, combining previously held shares with the newly granted RSUs as reported.

Does Jan Hauser’s Sprinklr Form 4 show any stock sales or purchases?

The Form 4 shows an acquisition via grant of restricted stock units, not open-market purchases or sales. The transaction code is “A,” indicating a grant or award, and there are no reported buy or sell transactions in this filing.