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Citizens Community (NASDAQ: CZWI) CFO RSUs vest, tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Citizens Community Bancorp EVP/CFO James S. Broucek reported equity transactions in company stock. On January 22, 2026, he acquired 1,733 shares of common stock at $18.52 per share from the vesting and settlement of performance-based restricted stock units tied to operational results for the year ended December 31, 2025. On the same date, he surrendered 632 shares at $18.52 per share to cover withholding taxes on previously awarded restricted stock. After these transactions, he directly holds 22,096 shares of common stock and indirectly holds 43,314 shares through a self-directed IRA. He also holds a stock option for 8,000 shares at an exercise price of $13.60 per share, expiring on October 31, 2027.

Positive

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Insider BROUCEK JAMES S
Role EVP/CFO/Treasurer/Secretary
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 1,733 $18.52 $32K
Tax Withholding Common Stock, par value $0.01 per share 632 $18.52 $12K
holding Common Stock Option (right to buy) -- -- --
holding Common Stock, par value $0.01 per share -- -- --
Holdings After Transaction: Common Stock, par value $0.01 per share — 22,728 shares (Direct); Common Stock Option (right to buy) — 8,000 shares (Direct); Common Stock, par value $0.01 per share — 43,314 shares (Indirect, By IRA)
Footnotes (1)
  1. Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSU's") awarded January 19, 2023, upon certification of performance results by the Compensation Committee based on the achievement of certain operational performance criteria for the year ended December 31, 2025, during a 36 month cumulative performance cycle. The reporting person surrendered a total of 632 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan. These shares are held in the reporting person's self-directed IRA. The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BROUCEK JAMES S
(Last) (First) (Middle)
C/O CITIZENS COMMUNITY BANCORP, INC.
2174 EASTRIDGE CENTER
(Street)
EAU CLAIRE WI 54701
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Citizens Community Bancorp Inc. [ CZWI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP/CFO/Treasurer/Secretary
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 01/22/2026 A 1,733(1) A $18.52 22,728 D
Common Stock, par value $0.01 per share 01/22/2026 F 632(2) D $18.52 22,096 D
Common Stock, par value $0.01 per share 43,314 I By IRA(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Option (right to buy) $13.6 (4) 10/31/2027 Common Stock 8,000 8,000 D
Explanation of Responses:
1. Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSU's") awarded January 19, 2023, upon certification of performance results by the Compensation Committee based on the achievement of certain operational performance criteria for the year ended December 31, 2025, during a 36 month cumulative performance cycle.
2. The reporting person surrendered a total of 632 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan.
3. These shares are held in the reporting person's self-directed IRA.
4. The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.
Remarks:
/s/ Rebecca L. Johnson, Attorney-in-fact 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CZWI EVP/CFO James S. Broucek report?

James S. Broucek reported the vesting and settlement of 1,733 shares of Citizens Community Bancorp common stock from performance-based restricted stock units, along with a tax-related share surrender and updated holdings.

How many Citizens Community Bancorp (CZWI) shares did the CFO acquire?

He acquired 1,733 shares of common stock at $18.52 per share, earned upon vesting of performance restricted stock units based on operational performance for the year ended December 31, 2025.

Why did the CZWI CFO surrender 632 shares of stock?

He surrendered 632 shares of common stock at $18.52 per share to satisfy withholding taxes due upon the vesting of previously awarded restricted stock under the company’s 2018 Equity Incentive Plan.

How many CZWI shares does the CFO own after these transactions?

Following the reported transactions, he directly owns 22,096 shares of Citizens Community Bancorp common stock and indirectly owns 43,314 shares held in his self-directed IRA.

What stock options does the CZWI CFO hold?

He holds a common stock option for 8,000 shares at an exercise price of $13.60 per share, expiring on October 31, 2027, granted under the company’s 2008 Equity Incentive Plan.

How were the performance RSUs that vested for the CZWI CFO determined?

The performance RSUs that vested into 1,733 shares were awarded on January 19, 2023 and vested after the Compensation Committee certified performance results based on operational performance criteria for the year ended December 31, 2025 over a 36‑month cumulative performance cycle.