STOCK TITAN

Dakota Gold (DC) SVP Koenig sells 8,080 shares to cover RSU tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dakota Gold Corp. senior vice president and chief legal officer Amy Koenig reported a small share disposition tied to taxes, not a discretionary trade. On June 1, 2026, 8,080 shares of common stock were sold solely to satisfy tax withholding obligations arising from the conversion of 33,333 vested restricted stock units into shares. The shares were sold at a weighted average price of $5.9722 in multiple transactions. Following this tax-related sale, Koenig directly holds 286,267 shares of Dakota Gold common stock.

Positive

  • None.

Negative

  • None.

Insights

Routine tax-withholding sale with minimal signaling value.

The transaction reflects tax withholding tied to equity compensation rather than a discretionary market decision. Amy Koenig’s 8,080 shares of Dakota Gold common stock were sold to cover tax obligations from 33,333 restricted stock units that vested on June 1, 2026.

Form 4 code F and the footnote confirm this was a payment of tax liability by delivering securities. Such transactions are mechanistic and common when stock awards vest, so they typically offer little insight into the insider’s view of the company’s prospects.

After this event, Koenig still directly owns 286,267 shares of common stock, indicating that the disposition is small relative to her overall equity position. The filing does not show any option exercises or other derivative activity in this instance.

Insider Koenig Amy
Role SVP, CLO, and Corp. Sec'y
Type Security Shares Price Value
Tax Withholding COMMON STOCK 8,080 $5.9722 $48K
Holdings After Transaction: COMMON STOCK — 286,267 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold for tax withholding 8,080 shares Common stock sold on June 1, 2026 to satisfy tax obligations
Weighted average sale price $5.9722 per share Sales of common stock in multiple transactions on June 1, 2026
RSUs vested and converted 33,333 units Restricted stock units vested and settled into shares on June 1, 2026
Shares owned after transaction 286,267 shares Direct holdings of Dakota Gold common stock following the Form 4 transaction
restricted stock units financial
"in connection with the conversion of an aggregate of 33,333 restricted stock units, which vested on June 1, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"solely for the purpose of satisfying tax withholding obligations in connection with the conversion"
weighted average sale price financial
"Reflects a weighted average sale price. These shares were sold in multiple transactions"
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Koenig Amy

(Last)(First)(Middle)
C/O DAKOTA GOLD CORP.
106 GLENDALE DRIVE, SUITE 1

(Street)
LEAD SOUTH DAKOTA 57754

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dakota Gold Corp. [ DC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, CLO, and Corp. Sec'y
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK(1)06/01/2026F8,080A$5.9722286,267D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock sold by the Reporting Person on June 1, 2026 solely for the purpose of satisfying tax withholding obligations in connection with the conversion of an aggregate of 33,333 restricted stock units, which vested on June 1, 2026, into shares of common stock upon settlement by the Issuer. Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.9701 to $5.975. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
/S/ AMY KOENIG06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Dakota Gold (DC) insider Amy Koenig report in this Form 4?

Amy Koenig reported a small share disposition tied to taxes, not a discretionary sale. 8,080 Dakota Gold common shares were sold to satisfy tax withholding obligations from 33,333 restricted stock units that vested on June 1, 2026, under the company’s equity compensation program.

How many Dakota Gold (DC) shares were sold for tax withholding by Amy Koenig?

Amy Koenig had 8,080 Dakota Gold common shares sold to cover tax withholding obligations. These shares related to the settlement of 33,333 restricted stock units that vested on June 1, 2026, and were sold at a weighted average price of $5.9722 across multiple market transactions.

Does Amy Koenig still hold a significant stake in Dakota Gold (DC) after this transaction?

Yes. After the tax-related sale of 8,080 shares, Amy Koenig directly holds 286,267 Dakota Gold common shares. This indicates the disposition was relatively small compared with her remaining position and primarily reflects tax handling on vested restricted stock units, not an exit from ownership.

Was the Dakota Gold (DC) Form 4 transaction an open-market sale signal by Amy Koenig?

The filing describes the sale as solely for satisfying tax withholding obligations, not a discretionary trade. Shares were sold in multiple transactions at market prices, but the purpose was paying taxes on 33,333 vested restricted stock units, which is a routine, compensation-driven transaction for an executive.

What price did the 8,080 Dakota Gold (DC) shares sell for in Amy Koenig’s Form 4?

The 8,080 shares were sold at a weighted average price of $5.9722 per share. The footnote notes multiple trades between $5.9701 and $5.975, and states that full breakdowns of shares sold at each price are available upon request from the reporting person.