Canaccord Genuity Corp Form 144: Insider Resales

Canaccord Genuity Corp reported Form 144 resale notices for small blocks of Common shares.

Rhea-AI Filing Summary

Canaccord Genuity Corp reported Form 144 resale notices for small blocks of Common shares. The filing shows multiple sales by DCG International Investments Ltd and repeated 300-share transactions on 04/27/2026 and 04/28/2026. It also notes an original private purchase on 07/15/2021.

Insights

Securities Compliance Counsel

Routine resale notices under Section 144, small-volume transactions.

These Form 144 entries list multiple small share dispositions by DCG International Investments Ltd, including 300-share sales on 04/27/2026 and 04/28/2026. The filings identify the transactions as resale of previously privately purchased shares.

Cash treatment is indicated as Cash for the original purchase; subsequent proceeds recipients are not specified. These filings are administrative notifications of intended resale and do not by themselves change the company’s financials or capital structure.

Key Figures

Sale example: 300 shares Sale example: 325 shares Sale example: 300 shares +1 more

4 metrics

Sale example 300 shares sold on <date>01/30/2026

Sale example 325 shares sold on <date>02/02/2026

Sale example 300 shares sold on <date>04/27/2026

Original purchase 300 shares purchased from issuer on <date>07/15/2021

Key Terms

Form 144, Privately Negotiated Transaction, OTCQB

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"07/15/2021 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQB market

"OTCQB Common | Canaccord Genuity Corp"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the DEFG Form 144 filing report?

The filing reports resale notices for Common shares by DCG International Investments Ltd. It lists multiple small sales, including 300-share transactions on 04/27/2026 and 04/28/2026, and notes a prior private purchase on 07/15/2021.

Who is selling shares according to the DEFG Form 144?

The seller identified is DCG International Investments Ltd. The excerpt shows this entity executed several disposals of Common shares on listed dates, with repeated 300-share transactions in late April 2026.

Were the shares originally acquired from the issuer for DEFG?

Yes; the filing indicates a purchase from the issuer in a Privately Negotiated Transaction on 07/15/2021, with the original consideration listed as Cash in the excerpt.

Do these Form 144 notices indicate material dilution for DEFG?

No; the filings show small, individual resale amounts (e.g., 300 shares) and do not register new issuances. The entries are routine resale notifications and do not by themselves increase authorized shares.

What trading venue is referenced for DEFG securities in the filing?

The securities are described as trading on OTCQB in the excerpt. The filing lists the Common shares with OTCQB venue identifiers across the recorded dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/29/2026 - 04:26 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE DECENTRALIZED FINANCE (DEFI) FUND LLC
SEC File Number	021-407958
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2247.00	239000	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2244.00	239000	04/28/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2163.00	239000	04/29/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2021	Privately Negotiated Transaction	Purchased from Issuer			300	07/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	300	2603.01
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	325	2601.76
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	232	1682.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	225	1638.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	300	2247.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	300	2244.0

144: Remarks and Signature

Remarks
Date of Notice	04/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)