Canaccord Genuity Corp (DEFG) Form 144: DCG proposes multiple 300-share sales

Rhea-AI Filing Summary

Canaccord Genuity Corp notice of proposed sale of Common stock by DCG International Investments Ltd. The filing lists multiple proposed disposals of 300 shares on several dates, originally purchased in a Privately Negotiated Transaction on 07/15/2021. Transaction method is listed as Cash.

Insights

Securities Counsel

Routine brokered resale notice by an affiliate under Form 144.

The filing lists proposed sales of Common shares by DCG International Investments Ltd, including repeated 300-share entries on 04/27/2026 through 05/01/2026. It identifies the original acquisition as a Privately Negotiated Transaction on 07/15/2021.

These notices typically permit sale under the securities resale safe harbors when conditions are met; timing and execution depend on market arrangements and any applicable resale restrictions.

Key Figures

Per-line proposed sale: 300 shares Acquisition date: 07/15/2021 Example price point: 2247.00 +1 more

4 metrics

Per-line proposed sale 300 shares listed on multiple dates including 04/27/2026 and 04/28/2026

Acquisition date 07/15/2021 Purchased in a Privately Negotiated Transaction

Example price point 2247.00 price shown for 300 shares on 04/27/2026 in the excerpt

Example price point 2163.00 price shown for 300 shares on 04/29/2026 and 04/30/2026 in the excerpt

Key Terms

Form 144, Privately Negotiated Transaction, OTCQB, Purchased from Issuer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Purchased from Issuer | 07/15/2021 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQB market

"OTCQB Common | Canaccord Genuity Corp"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

Purchased from Issuer market

"Purchased from Issuer | 07/15/2021"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2247.00	239000	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2244.00	239000	04/28/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2163.00	239000	04/29/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2163.00	239000	04/30/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2187.00	239000	05/01/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2021	Privately Negotiated Transaction	Purchased from Issuer			300	07/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	325	2601.76
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	232	1682.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	225	1638.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	300	2247.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	300	2244.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	300	2163.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	300	2163.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Canaccord Genuity's Form 144 (DEFG) disclose?

It discloses proposed sales by DCG International Investments Ltd of Common stock, including 300 shares entries on 04/27/2026–05/01/2026. The shares were purchased 07/15/2021 in a privately negotiated transaction.

Who is the selling holder named on the Form 144 for DEFG?

The selling holder is DCG International Investments Ltd, listed with an address and multiple proposed 300-share disposals dated in late April and early May 2026. The filing attributes the shares to that entity.

How many shares does the Form 144 list for each proposed sale?

The filing shows proposed disposals of 300 shares on several dates (for example 04/27/2026, 04/28/2026, 04/29/2026). Each line lists 300 shares with an associated price figure.

What was the acquisition method and date for the shares on Form 144?

The shares were acquired in a Privately Negotiated Transaction and marked as purchased from the issuer on 07/15/2021, with cash indicated as the consideration.