Form 144: DEFG affiliate lists proposed common share sales

Canaccord Genuity Corp filer submitted a Form 144 notice reporting proposed sales of Common shares by DCG International Investments Ltd on multiple dates.

Accepted by SEC EDGAR 05/04/2026 - 04:31 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Canaccord Genuity Corp filer submitted a Form 144 notice reporting proposed sales of Common shares by DCG International Investments Ltd on multiple dates. The filing lists specific trade dates and share quantities, including sales on 02/04/2026, 04/27/2026, and 05/01/2026

Insights

Securities Compliance Analyst

Form 144 notice lists proposed resale transactions by an affiliate across several dates.

The filing records multiple proposed sales of Common shares by DCG International Investments Ltd, with per-trade quantities and trade dates provided. It appears procedural: a notice of intent to sell under Section 144 rules rather than a statement that sales were completed.

Regulatory follow-up depends on whether the trades occur and are reported in market filings; timing and proceeds are tied to the listed trade dates and quantities.

Key Figures

Proposed trade quantity: 232 shares Proposed trade quantity: 225 shares Proposed trade quantity: 300 shares +1 more

4 metrics

Proposed trade quantity 232 shares Trade date <date>02/04/2026</date>

Proposed trade quantity 225 shares Trade date <date>02/05/2026</date>

Proposed trade quantity 300 shares Trade dates <date>04/27/2026</date>, <date>04/28/2026</date>, <date>04/29/2026</date>, <date>04/30/2026</date>, <date>05/01/2026</date>

Form type Form 144 Notice of proposed sale under Rule 144

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"07/15/2021 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer market

"Purchased from Issuer | 07/15/2021 | Cash"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does DEFG's Form 144 filing mean?

It is a notice of proposed resale by an affiliate under rule 144. The filing lists proposed sell dates and quantities by DCG International Investments Ltd. This form signals intent to sell registered or restricted shares; actual sales depend on market execution and subsequent reporting.

How many shares does DEFG show for sale on the filing?

The filing lists multiple per‑trade quantities such as 232 and 300 shares on specific dates. Each row in the filing shows the number of shares and the associated trade date for the proposed resale transactions.

Who is the selling party named in DEFG's Form 144?

The seller identified is DCG International Investments Ltd. The filing repeats that entity's name with corresponding proposed sale dates and share counts for the listed Common share transactions.

Does a Form 144 mean the shares were sold?

No, Form 144 is a notice of intent to sell, not confirmation of execution. The filing documents proposed sale dates and quantities; completed trades would appear in subsequent market or regulatory reports if executed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE DECENTRALIZED FINANCE (DEFI) FUND LLC
SEC File Number	021-407958
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2247.00	239000	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2244.00	239000	04/28/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2163.00	239000	04/29/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2163.00	239000	04/30/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2187.00	239000	05/01/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	2217.00	239000	05/04/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2021	Privately Negotiated Transaction	Purchased from Issuer			300	07/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	232	1682.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	225	1638.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	300	2247.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	300	2244.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	300	2163.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	300	2163.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/01/2026	300	2187.0

144: Remarks and Signature

Remarks
Date of Notice	05/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)