STOCK TITAN

CEO of Dolphin (NASDAQ: DLPN) adds 3,900 shares in June buy

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dolphin Entertainment, Inc. CEO William O'Dowd IV reported an open-market purchase of 3,900 shares of common stock. The shares were bought at a weighted average price of $1.248 per share, with individual trade prices ranging from $1.20 to $1.275.

Following this transaction, O'Dowd directly holds 487,840 shares of Dolphin Entertainment common stock. He also has indirect ownership of 62,106 shares through Dolphin Digital Media Holdings LLC and 54,535 shares through Dolphin Entertainment, LLC, both entities wholly owned by him.

Positive

  • None.

Negative

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Insider O'Dowd William IV
Role Chief Executive Officer
Bought 3,900 shs ($5K)
Type Security Shares Price Value
Purchase Common Stock 3,900 $1.248 $5K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 487,840 shares (Direct, null); Common Stock — 54,535 shares (Indirect, By Dolphin Entertainment, LLC)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.275, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
Shares purchased 3,900 shares Open-market common stock purchase on 2026-06-01
Weighted average price $1.248 per share Average purchase price for 3,900 shares
Purchase price range $1.20–$1.275 per share Range of individual trade prices
Direct holdings after transaction 487,840 shares Common stock held directly by CEO after trade
Indirect holdings via Dolphin Digital Media Holdings LLC 62,106 shares Indirect common stock ownership
Indirect holdings via Dolphin Entertainment, LLC 54,535 shares Indirect common stock ownership
open-market purchase financial
"transaction_action: open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect ownership financial
"direct_or_indirect: I and nature_of_ownership: By Dolphin Digital Media Holdings, LLC"
Form 4 regulatory
"full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O'Dowd William IV

(Last)(First)(Middle)
C/O DOLPHIN ENTERTAINMENT, INC.
150 ALHAMBRA CIRCLE, SUITE 1200

(Street)
CORAL GABLES FLORIDA 33134

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dolphin Entertainment, Inc. [ DLPN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026P3,900A$1.248(1)487,840D
Common Stock54,535IBy Dolphin Entertainment, LLC(2)
Common Stock62,106IBy Dolphin Digital Media Holdings, LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.275, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
/s/ William O'Dowd IV06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Dolphin Entertainment (DLPN) disclose in this Form 4?

Dolphin Entertainment reported that CEO William O'Dowd IV purchased 3,900 common shares in the open market at a weighted average price of $1.248. The filing also updates his direct and indirect shareholdings in the company.

How many Dolphin Entertainment (DLPN) shares did the CEO buy?

CEO William O'Dowd IV bought 3,900 shares of Dolphin Entertainment common stock. These shares were acquired in open-market transactions at prices between $1.20 and $1.275, with a weighted average purchase price of $1.248 per share.

What is the CEO’s total direct ownership in Dolphin Entertainment (DLPN) after the trade?

After the reported purchase, William O'Dowd IV directly owns 487,840 shares of Dolphin Entertainment common stock. This direct stake is separate from additional indirect holdings he has through entities he wholly owns.

What indirect Dolphin Entertainment (DLPN) holdings does the CEO report?

William O'Dowd IV reports indirect ownership of 62,106 shares via Dolphin Digital Media Holdings LLC and 54,535 shares via Dolphin Entertainment, LLC. Footnotes state both entities are wholly owned by him, reflecting additional exposure beyond his direct holdings.

At what prices were the Dolphin Entertainment (DLPN) shares purchased?

The reported 3,900 shares were purchased at a weighted average price of $1.248 per share. Individual trades occurred within a price range from $1.20 to $1.275, as disclosed in a detailed pricing footnote.