Is Patricia Capel’s Krispy Kreme (DNUT) RSU award an open-market share purchase?

No, the filing classifies the transaction as a grant, award, or other acquisition under code A, not an open-market trade. The RSUs were issued at a price of $0.0000 per share, indicating compensation rather than a traditional stock purchase on the open market.

Patricia Capel receives 64,103 RSUs at Krispy Kreme (DNUT) as equity award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Krispy Kreme, Inc. director Patricia Capel reported an equity compensation award in the form of restricted stock units (RSUs) tied to common stock. She received 64,103 RSUs, granted at no cash cost, which vest on June 10, 2029 subject to stated terms and conditions.

After this award, her reported holdings total 155,850 shares/units, with footnotes indicating 6,334 shares held directly and 149,516 unvested RSUs. This filing reflects a grant or award acquisition, not an open‑market share purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Capel Patricia

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	64,103	$0.00	--

Holdings After Transaction: Common Stock — 155,850 shares (Direct, null)

Footnotes (1)

Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on June 10, 2029. Direct: 6,334; Unvested RSUs: 149,516.

Key Figures

RSUs granted: 64,103 RSUs Grant price: $0.0000 per share Total holdings after grant: 155,850 shares/units +3 more

6 metrics

RSUs granted 64,103 RSUs Grant to director Patricia Capel on June 10, 2026

Grant price $0.0000 per share Indicates compensation award, not cash purchase

Total holdings after grant 155,850 shares/units Reported total following transaction

Directly held shares 6,334 shares Shares held directly by Patricia Capel

Unvested RSUs 149,516 RSUs Unvested restricted stock units after grant

Vesting date June 10, 2029 Scheduled vesting for the RSU award

Key Terms

restricted stock units ("RSUs"), vest, Common Stock, Grant, award, or other acquisition

4 terms

restricted stock units ("RSUs") financial

"Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

vest financial

"Subject to certain terms and conditions, the RSUs will vest on June 10, 2029."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

Common Stock financial

"Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

06/12/2026 - 04:49 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Capel Patricia

(Last)

(First)

(Middle)

C/O KRISPY KREME, INC.

2116 HAWKINS STREET, SUITE 101

(Street)

CHARLOTTE

NORTH CAROLINA

28203

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/10/2026		A		64,103⁽¹⁾	A	$0	155,850⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on June 10, 2029.

2. Direct: 6,334; Unvested RSUs: 149,516.

Remarks:

	/s/ Christine McDevitt, Attorney-in-fact	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Krispy Kreme (DNUT) report for Patricia Capel?

Krispy Kreme reported that director Patricia Capel received an equity award of 64,103 restricted stock units (RSUs) tied to common stock. The RSUs were granted at no cash cost as a compensation-related acquisition rather than an open-market share purchase or sale.

How many Krispy Kreme (DNUT) RSUs were granted to Patricia Capel and when do they vest?

Patricia Capel was granted 64,103 restricted stock units (RSUs) that each settle into one share of Krispy Kreme common stock upon vesting. According to the disclosure, these RSUs are scheduled to vest on June 10, 2029, subject to applicable terms and conditions.

What are Patricia Capel’s total reported Krispy Kreme (DNUT) holdings after this Form 4?

Following the RSU grant, Patricia Capel’s total reported holdings are 155,850 shares or units linked to Krispy Kreme common stock. Footnotes state this includes 6,334 shares held directly plus 149,516 unvested RSUs reported as part of her overall equity position.

How do the Krispy Kreme (DNUT) RSUs granted to Patricia Capel convert into shares?

The footnotes explain that each restricted stock unit (RSU) will, upon vesting, be settled on a one-for-one basis into a share of Krispy Kreme common stock. Vesting is scheduled for June 10, 2029, assuming required terms and conditions are satisfied at that time.