Proposed sale of 365 DOCU shares reported (DOCU)

Rhea-AI Filing Summary

DOCU-related Form 144 notice lists a proposed sale of 365 shares of Common stock associated with Morgan Stanley Smith Barney LLC, with a filing date of 06/02/2026 and a reported trade date of 05/29/2026. The filing also lists two prior dispositions in March 2026 of 363 and 365 shares, with reported amounts 16817.79 and 16432.30.

Insights

Securities Compliance Analyst

Form 144 notice for proposed sale of restricted common shares (365 shares).

This Form 144 excerpt records a proposed sale of 365 shares with a reported trade date of 05/29/2026 and a filing date of 06/02/2026. It also lists two past dispositions in March 2026 of 363 and 365 shares.

These entries are routine regulatory disclosures required when insiders or affiliates plan restricted or control stock sales. The filing names Morgan Stanley Smith Barney LLC in the broker/placement field and shows numeric amounts next to the March trades; cash‑flow treatment and buyer counterparty details are not provided in the excerpt.

Key Figures

Proposed shares to be sold: 365 shares Prior sale on 03/05/2026: 363 shares Prior sale on 03/03/2026: 365 shares

3 metrics

Proposed shares to be sold 365 shares trade date 05/29/2026; filing date 06/02/2026

Prior sale on 03/05/2026 363 shares listed under "Securities Sold During The Past 3 Months" with amount 16817.79

Prior sale on 03/03/2026 365 shares listed under "Securities Sold During The Past 3 Months" with amount 16432.30

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 05/29/2026 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Common | 05/29/2026 | Restricted Stock | ISSUER"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	365	20089.60	194427928	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/29/2026	Restricted Stock	ISSUER			365	05/29/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANNA MARRS 221 Main Street, Suite 800 San Francisco CA 94105	Common	03/05/2026	363	16817.79
ANNA MARRS 221 Main Street, Suite 800 San Francisco CA 94105	Common	03/03/2026	365	16432.30

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DOCU's Form 144 filing on 06/02/2026 report?

It reports a proposed sale of 365 shares of Common stock with a trade date of 05/29/2026. The filing also lists two prior March 2026 dispositions of 363 and 365 shares with amounts 16817.79 and 16432.30.

Who is identified as the broker or placement agent in this Form 144?

The filing lists Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY. That name appears in the securities information section as the broker/financial intermediary associated with the proposed sale.

Are the March 2026 transactions on the Form 144 sales or exercises?

The excerpt lists two entries under "Securities Sold During The Past 3 Months" dated 03/03/2026 and 03/05/2026 showing 365 and 363 shares and numeric amounts 16432.30 and 16817.79, indicating prior dispositions rather than grants in this excerpt.

Does the Form 144 excerpt state who receives proceeds from the proposed sale?

The provided excerpt does not state the recipient of proceeds or describe use of proceeds. It lists the security type as Restricted Stock and identifies the sale as associated with the issuer, but cash‑flow details are not included in the excerpt.