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DocuSign (NASDAQ: DOCU) director acquires 522 shares via RSU conversion

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DOCUSIGN, INC. director Michael George Rosenbaum exercised restricted stock units into common shares. He acquired 522 shares of common stock through the conversion of 522 restricted stock units at a reported price of $0.0000 per share, with no shares sold in these transactions.

Following the exercise, he directly holds 1,566 shares of common stock and 4,699 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock, and the units vest in twelve equal quarterly installments over three years, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Rosenbaum Michael George
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 522 $0.00 --
Exercise Common Stock 522 $0.00 --
Holdings After Transaction: Restricted Stock Units — 4,699 shares (Direct, null); Common Stock — 1,566 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of September 3, 2025, in each case subject to the Reporting Person being a service provider through each such date. The RSUs do not expire; they either vest or are canceled prior to vesting date.
Common shares acquired 522 shares Shares of common stock received from RSU conversion on June 3, 2026
Post-transaction common stock holdings 1,566 shares Direct holdings after the reported transactions
Post-transaction RSU balance 4,699 RSUs Restricted stock units remaining after conversion event
RSU vesting schedule 12 quarterly installments over 3 years Vesting commencement date September 3, 2025, subject to continued service
Restricted Stock Units financial
"The RSUs will vest in twelve equal quarterly installments over three years"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
vest financial
"The RSUs will vest in twelve equal quarterly installments over three years"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
service provider financial
"subject to the Reporting Person being a service provider through each such date"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rosenbaum Michael George
(Last)(First)(Middle)
C/O DOCUSIGN, INC.
221 MAIN STREET, SUITE 800
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DOCUSIGN, INC. [ DOCU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/03/2026M522A$01,566D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/03/2026M522 (2) (3)Common Stock522$04,699D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of September 3, 2025, in each case subject to the Reporting Person being a service provider through each such date.
3. The RSUs do not expire; they either vest or are canceled prior to vesting date.
Remarks:
/s/ Derrick Chapman, Attorney-in-fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DOCUSIGN (DOCU) director Michael Rosenbaum report?

Michael George Rosenbaum reported acquiring 522 shares of DOCUSIGN common stock through the exercise of restricted stock units. These units converted into common shares at a stated price of $0.0000 per share, with no corresponding sales reported in this set of transactions.

How many DOCUSIGN (DOCU) shares does Michael Rosenbaum hold after the reported transactions?

After the reported transactions, Michael George Rosenbaum holds 1,566 shares of DOCUSIGN common stock directly. He also holds 4,699 restricted stock units, each representing a contingent right to receive one share of common stock, subject to vesting conditions over time.

What are restricted stock units (RSUs) in the DOCUSIGN (DOCU) insider report?

In this report, each restricted stock unit represents a contingent right to receive one DOCUSIGN common share. The RSUs either vest and convert into common stock or are canceled before vesting, providing a structured way to deliver shares over a defined vesting schedule.

What is the vesting schedule for Michael Rosenbaum’s DOCUSIGN (DOCU) RSUs?

The restricted stock units vest in twelve equal quarterly installments over three years, starting from a vesting commencement date of September 3, 2025. Vesting on each date depends on Michael George Rosenbaum continuing as a service provider through the applicable vesting date.

Do Michael Rosenbaum’s DOCUSIGN (DOCU) RSUs expire?

The restricted stock units do not expire in the traditional option sense. According to the disclosure, they will either vest in accordance with their schedule or be canceled before the vesting date, meaning they do not carry a separate expiration date once granted.