DUK filing: Proposed sale of 18,246 shares

DUK notice of a proposed sale of 18,246 common shares through Fidelity Brokerage Services LLC with an aggregate offering price of $2,400,654.36 on 03/02/2026.

Accepted by SEC EDGAR 03/02/2026 - 04:59 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

DUK notice of a proposed sale of 18,246 common shares through Fidelity Brokerage Services LLC with an aggregate offering price of $2,400,654.36 on 03/02/2026. The shares stem from restricted stock vesting on 02/05/2026 (13,847), 02/22/2026 (2,944), and 02/26/2026 (1,455).

Insights

Equity Capital Markets Analyst

Routine Form 144 notice for 18,246 shares totaling $2,400,654.36.

The filing lists a proposed sale through Fidelity Brokerage Services LLC with a trade date of 03/02/2026. The shares originate from restricted stock vesting on three dates: 02/05/2026 (13,847), 02/22/2026 (2,944), and 02/26/2026.

Cash‑flow treatment and seller identity beyond the broker are not specified in the excerpt; timing and execution depend on the seller's decisions and applicable resale registration rules.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the DUK Form 144 disclose?

The filing discloses a proposed sale of 18,246 common shares for an aggregate of $2,400,654.36 through Fidelity on 03/02/2026. The shares reflect restricted stock vesting on 02/05/2026, 02/22/2026, and 02/26/2026.

How many shares vested and when for DUK?

The excerpt shows restricted stock vesting of 13,847 shares on 02/05/2026, 2,944 on 02/22/2026, and 1,455 on 02/26/2026, totaling 18,246 shares.

What broker is handling the proposed DUK sale?

The proposed sale is to be executed through Fidelity Brokerage Services LLC, with an execution date shown as 03/02/2026 and an aggregate amount of $2,400,654.36.

Does the Form 144 indicate who receives the proceeds for DUK?

The excerpt lists the broker and aggregate price $2,400,654.36, but it does not specify who will receive proceeds; the filing ties the shares to restricted stock vesting on specific dates.

Are these shares newly issued or from existing holdings?

The shares arise from restricted stock vesting on three dates in February 2026, indicating they became vested at those times rather than being newly created for the sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001789558
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Duke Energy CORP
SEC File Number	001-32853
Address of Issuer	525 SOUTH TRYON STREET CHARLOTTE NORTH CAROLINA 28202-1803
Phone	800-488-3853
Name of Person for Whose Account the Securities are To Be Sold	Ghartey-Tagoe Kodwo
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	18246	2400654.36	777670866	03/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/05/2026	Restricted Stock Vesting	Issuer			13847	02/05/2026	Compensation
Common	02/22/2026	Restricted Stock Vesting	Issuer			2944	02/22/2026	Compensation
Common	02/26/2026	Restricted Stock Vesting	Issuer			1455	02/26/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/28/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jared Cook, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Kodwo Ghartey-Tagoe
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)