Duos Technologies Group, Inc. filings document governance, capital structure, material agreements, executive compensation, and operating results for a Nasdaq-listed technology infrastructure company. Proxy materials cover annual meeting matters and board oversight, while Form 8-K reports disclose leadership changes, employment and equity compensation arrangements, and other governance events.
The company’s filings also record public offering activity, shelf registration and prospectus supplement disclosures, common stock financing, preliminary financial results, and material agreements tied to Duos Edge AI and high-density GPU infrastructure. These documents frame the company’s reporting around edge data centers, AI infrastructure, machine-vision technology, and related risk and financing matters.
Duos Technologies Group, Inc. completed the sale of its wholly owned rail technology subsidiary, Duos Technologies, Inc. to Sandbank Acosta, LLC under a Stock Transfer Agreement effective June 30, 2026. Before closing, Duos contributed all intercompany balances to DTI as equity and funded $3,500,000 of cash into DTI.
At closing, DTI issued Duos a promissory note for $5,435,403, equal to DTI’s net asset value after the cash contribution, bearing 5% simple interest and maturing on August 5, 2031, with no prepayment penalty and a setoff right tied to certain rail-portal completion costs. Duos will provide transition services and employee leasing support to DTI through December 31, 2026 on a reimbursable basis plus a 5% handling fee.
Sandbank Acosta, LLC is owned 50% by Interim CFO Adrian Goldfarb and 50% by investor Javier G. Acosta, making the divestiture a related party transaction reviewed and approved by Duos’ board. The transaction completes Duos’ exit from the rail technology industry and finalizes its strategic shift toward edge data center and AI infrastructure businesses, with DTI’s historical results to be presented as discontinued operations starting with the Form 10-Q for the quarter ended June 30, 2026.
BlackRock, Inc. reports beneficial ownership of common stock of DUOS TECHNOLOGIES GROUP INC. BlackRock and certain of its business units beneficially own 1,657,657 shares of common stock, representing 5.3% of the class.
BlackRock has sole voting power over 1,633,253 shares and sole dispositive power over 1,657,657 shares, with no shared voting or dispositive power. The position is held on behalf of various underlying clients, and no single other person has an interest in more than five percent of Duos Technologies Group Inc’s outstanding common shares.
Duos Technologies Group, Inc. entered into a material definitive agreement to purchase a building and related land in Columbus, Georgia for use as a data center. The transaction consists of a $15 million cash payment and issuance of a Seller Contingent Earnout Note.
The three-year Note provides for milestone-based payments to the seller: for each additional 5 MW of power delivered above the level available at closing, Duos will pay $5 million, with three milestones allowing a maximum additional payout of $15 million. At the seller’s option, on or after December 14, 2026, any milestone payment may be made in restricted common shares at a fixed price of $10.50 per share.
Ferry Charles Parker reported acquisition or exercise transactions in this Form 4 filing.
DUOS Technologies Group director Charles Parker Ferry reported an equity award of 2,074 shares of common stock. The shares were issued as compensation for his service as a director, at a reported value of $12.0563 per share, and were granted under the company’s 2021 Equity Incentive Plan.
The award is subject to a three-year cliff vesting schedule, with all 2,074 shares vesting on December 31, 2027. Additional reported common stock holdings include shares in a joint account with his spouse and shares held under the Employee Stock Purchase Plan.
MAVROMMATIS NED reported acquisition or exercise transactions in this Form 4 filing.
DUOS Technologies Group director Ned Mavrommatis received additional company shares as compensation. He was granted 1,659 shares of common stock at a value of $12.0563 per share for his service as a director. After this award, his directly held position increased to 65,543 shares of DUOS Technologies Group common stock.
James Brian J. reported acquisition or exercise transactions in this Form 4 filing.
DUOS TECHNOLOGIES GROUP, INC. director James Brian J. received a grant of 2,074 shares of common stock on June 30, 2026. The shares, priced at $12.0563 per share in the filing, were issued as compensation for his services as a director, not as an open-market purchase. Following this award, he holds a total of 8,030 common shares directly.
Nixon James Craig reported acquisition or exercise transactions in this Form 4 filing.
DUOS TECHNOLOGIES GROUP, INC. director James Craig Nixon received a grant of 1,556 shares of common stock on June 30 as compensation for his board service. The shares were valued at $12.0563 per share for reporting purposes, bringing his directly held stake to 78,759 shares.
Duos Technologies Group director Frank A. Lonegro received a stock grant for board service. On this Form 4, he acquired 2,074 shares of common stock at a value of $12.0563 per share as compensation for his role as a director. After this award, he directly holds 40,620 common shares.
Goldfarb Adrian Graham reported acquisition or exercise transactions in this Form 4 filing.
Duos Technologies Group Interim CFO Adrian Graham Goldfarb reported new equity compensation in the company’s stock. He received a grant of 1,532 shares of common stock at $9.18 per share, increasing his directly held position in this account to 2,247 shares.
The filing notes that the shares were granted under the company’s 2021 Equity Incentive Plan and are subject to a three-year cliff vesting schedule, with all shares vesting on January 1, 2028. Footnotes also reference participation in the Employee Stock Purchase Plan, where shares are purchased at 85% of the closing price on the measurement date.
Duos Technologies Group, Inc. has completed an underwritten registered direct offering raising approximately $55 million in gross proceeds. The company sold 2,000,000 shares of common stock and 3,800,000 pre-funded warrants at $9.50 per share or warrant to a single large institutional investor.
Each pre-funded warrant is immediately exercisable at an exercise price of $0.001 per share, subject to a 4.99% ownership cap that can be increased to 9.99% with advance notice. Duos plans to use the net proceeds to expand, accelerate, and further commercialize its Edge Data Center business and for working capital and general corporate purposes.