Welcome to our dedicated page for Duos Technologies Group SEC filings (Ticker: DUOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Duos Technologies Group, Inc. (Nasdaq: DUOT) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Florida-incorporated issuer with Commission File Number 001-39227, Duos submits current reports on Form 8-K, registration statements on Form S-1, and other required documents that describe its business activities, capital markets transactions, governance changes and financial reporting.
Recent Form 8-K filings include disclosures about public offerings of common stock under an effective shelf registration statement, including the pricing and closing of an underwritten offering. These filings detail the underwriting agreement terms, the number of shares issued, warrants granted to the underwriter, and related legal opinions. Other 8-Ks report quarterly and six-month financial and operating results, furnished press releases and earnings call transcripts, and information provided under Regulation FD, such as investor presentation materials used at conferences.
Duos also uses Form 8-K to report changes in its leadership and board composition. Filings describe the appointment of a President with a background in telecommunications and data centers, the election of a new independent director with experience in fiber and data center businesses, and transitions in the chief financial officer role. These documents outline employment agreements, equity award terms, and director independence determinations, providing detail on executive compensation structures and governance practices.
In addition, Duos has filed a registration statement on Form S-1 that includes information about the company’s securities, risk factors, and financial statements over multiple periods. Through Stock Titan, users can view these filings as they are updated from EDGAR and use AI-powered summaries to understand key points in lengthy documents such as registration statements or current reports. The filings page also offers a way to monitor capital raises, equity incentive plans, and other material events that may affect DUOT shareholders.
Duos Technologies Group, Inc. (Nasdaq: DUOT) has filed a preliminary prospectus supplement for a public offering of common stock and, for investors whose post-deal ownership would surpass 4.99% (optionally 9.99%), pre-funded warrants. The warrants are priced at the share offering price minus $0.001 and carry a $0.001 exercise price, are immediately exercisable, unlisted and subject to the same ownership cap. Titan Partners Group, a division of American Capital Partners, is sole bookrunner and will receive a 7% underwriting discount plus reimbursement of up to $125,000 in expenses. The underwriter holds a 30-day option to purchase additional shares and will receive five-year warrants equal to 5% of the securities sold, exercisable at 120% of the public price.
Proceeds (net amount not yet specified) will be used to “expand, accelerate and further commercialize” the Company’s Edge Data Center business and for general working capital. Management plans Stage 2 deployment of more than 65 edge data centers that leverage technology originally developed for its Railcar Inspection Portal. As of March 31 2025, Duos reported $3.8 million in cash and $5.2 million in stockholders’ equity against a $76.4 million accumulated deficit.
Recent strategic actions include: 1) formation of Duos Edge AI (July 2024); 2) formation of Duos Energy and a two-year Asset Management Agreement with Fortress Investment Group’s New APR Energy expected to generate approximately $42 million in revenue and a 5% equity stake; and 3) three new U.S. patents strengthening the Company’s machine-vision rail inspection portfolio. Risk factors emphasize potential dilution, lack of dividend policy, illiquidity of the warrants and broad discretion over use of proceeds. The last reported share price on July 29 2025 was $7.42.
Duos Technologies Group, Inc. (DUOT) – Form 4 insider filing
Chief Financial Officer Adrian G. Goldfarb reported the purchase of 2,789 shares of common stock on 30 June 2025 through the company’s Employee Stock Purchase Plan (ESPP). The shares were acquired at $6.0435, reflecting the ESPP’s 15 % discount to the closing price on the measurement date. After the transaction, Goldfarb’s direct ownership rose to 3,266 shares. No dispositions were reported and no derivative transactions were disclosed.
The filing also notes that Goldfarb holds 441,275 unvested shares granted under the 2021 Equity Incentive Plan, subject to a three-year cliff vesting schedule with full vesting on 1 January 2028.
Although the purchase value is modest (about US$17 thousand), insider buying by a senior executive can signal confidence in the company’s outlook and strengthen alignment with shareholders.
Form 4 filing overview for Duos Technologies Group, Inc. (DUOT)
On 04/09/2025, former Chairman and Director Kenneth S. Ehrman reported the acquisition of 10,000 shares of DUOT common stock under the company’s 2021 Equity Incentive Plan. These shares were originally granted on 04/01/2025 with a one-year vesting schedule, but, following Mr. Ehrman’s resignation on 04/09/2025, the vesting period was accelerated to a 90-day cliff, resulting in full vesting on 07/08/2025.
After the transaction, Mr. Ehrman’s direct beneficial ownership stands at 91,768 shares. No derivative securities were reported.
The filing confirms Mr. Ehrman’s change in role — he is no longer Chairman or Director — and that the report was submitted by a single reporting person.