Welcome to our dedicated page for Duos Technologies Group SEC filings (Ticker: DUOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duos Technologies Group, Inc. filings document governance, capital structure, material agreements, executive compensation, and operating results for a Nasdaq-listed technology infrastructure company. Proxy materials cover annual meeting matters and board oversight, while Form 8-K reports disclose leadership changes, employment and equity compensation arrangements, and other governance events.
The company’s filings also record public offering activity, shelf registration and prospectus supplement disclosures, common stock financing, preliminary financial results, and material agreements tied to Duos Edge AI and high-density GPU infrastructure. These documents frame the company’s reporting around edge data centers, AI infrastructure, machine-vision technology, and related risk and financing matters.
Duos Technologies Group, Inc. entered into a new three-year employment agreement with its Chief Financial Officer, Leah F. Brown, effective November 16, 2025. The contract renews automatically in one-year terms unless either party gives 60 days’ notice before a term ends.
Ms. Brown will receive an annual base salary of $250,000, subject to annual review, and is eligible for an annual performance bonus of up to 80% of base salary based on revenue, profitability, and other goals approved as part of the Company’s Annual Strategic Plan. She was also granted 150,000 restricted shares under the 2021 Equity Incentive Plan, which cliff vest on December 31, 2028, subject to continued employment, with accelerated vesting upon a change of control, death or disability, termination without cause, or resignation for good reason.
Duos Technologies Group CEO and director Charles P. Ferry reported acquiring additional company stock. On December 31, 2025, he acquired 648 shares of common stock under the Duos Technologies Group, Inc. Employee Stock Purchase Plan at $6.171 per share, with the purchase price based on 85% of the closing price on the relevant measurement date. After this transaction, he directly beneficially owned 5,044 shares. He also reported 9,773 shares held in a joint account with his spouse and 522,889 shares granted under the company’s 2021 Equity Incentive Plan, which are subject to a three-year cliff vesting period and vest in full on January 1, 2028.
Duos Technologies Group, Inc. insider Adrian G. Goldfarb, noted as the company’s former CFO, reported acquiring 715 shares of common stock on December 31, 2025 at a price of $6.171 per share. These shares were purchased through the company’s Employee Stock Purchase Plan (ESPP) and the transaction is described as exempt under Rule 16b-3(c).
After this ESPP purchase, Goldfarb beneficially owned 3,981 shares of common stock directly. The filing also reports 441,275 shares of common stock that were granted under the company’s 2021 Equity Incentive Plan, which are subject to a three-year cliff vesting schedule, with all of these shares scheduled to vest on January 1, 2028. The remarks section notes that Goldfarb retired as CFO effective November 15, 2025, and the form is filed by one reporting person.
Duos Technologies Group, Inc. reported a leadership change in its finance organization. Adrian Goldfarb retired from his role as Chief Financial Officer effective November 15, 2025, and will continue with the company as a strategic advisor reporting to Chief Executive Officer Charles Ferry. This helps maintain continuity as responsibilities transition.
The company appointed Leah Brown as its new Chief Financial Officer, also effective November 15, 2025. Brown previously served as Senior Vice President of Accounting since January 2025 and joined Duos in 2022 after holding controller and leadership roles in the transportation sector. Her annual salary as CFO is $250,000, and she participates in the same benefit plans available to all employees. The company states that she has no family relationships with existing directors or executive officers and no related-party transactions requiring disclosure.
Duos Technologies Group, Inc. (DUOT) reported insider equity holdings for its Chief Financial Officer, Leah F. Brown. The filing shows she holds options to purchase 10,000 shares of Duos Technologies common stock at an exercise price of $4.22 per share, expiring on 11/30/2028. These options were granted on 04/01/2023 and vest over three years, with one third vesting each year. As of the event date of 11/15/2025, options to purchase 6,667 shares have vested and are exercisable.
Duos Technologies Group (DUOT) filed its Q3 2025 report, showing higher revenue and improved margins while remaining loss‑making. Revenue reached $6.88 million, up from $3.24 million a year ago, driven largely by services and consulting with related parties ($5.15 million). Gross margin increased to $2.52 million from $0.92 million. The quarter’s net loss narrowed to $1.04 million (loss per share $0.06) from $1.40 million.
For the nine months, revenue rose to $17.57 million from $5.82 million, with related‑party work a major contributor. The company recognized $2.7 million of revenue under its Asset Management Agreement with New APR and reported $4.5 million of remaining deferred revenue. Liquidity improved: cash increased to $33.2 million from $6.27 million, primarily from equity issuance proceeds of $53.96 million during the period. Total liabilities declined to $20.29 million, and stockholders’ equity rose to $49.50 million. Shares outstanding were 20,415,288 as of November 13, 2025.
Duos Technologies Group, Inc. furnished investor materials under Regulation FD. The company presented at the LD Micro Main Event XIX on October 21, 2025 at 5:30 p.m. Eastern and made the presentation deck available as Exhibit 99.1, along with a press release dated October 14, 2025 as Exhibit 99.2. The information under Item 7.01 is furnished, not filed, and the presentation is also available on the company’s website.
DUOS Technologies Group, Inc. director Frank A. Lonegro received 2,018 shares of common stock as compensation for board service on 09/30/2025 at a reported price of $7.4347 per share. After the issuance, Mr. Lonegro beneficially owns 22,626 shares. The Form 4 identifies the transaction as an issuance for services and the filing is signed by Mr. Lonegro on 10/02/2025. The filing is limited to this single non-derivative issuance and does not disclose additional transactions, changes in officer status, or derivative holdings.
Ned Mavrommatis, a Director of Duos Technologies Group, Inc. (DUOT), reported transactions on Form 4. On 09/30/2025 he received 1,346 shares of common stock as director compensation at a price of $7.4347 per share, bringing his post-transaction beneficial ownership to 39,148 shares. Separately, 10,000 shares were granted under the Issuer's 2021 Equity Incentive Plan and are subject to a one-year cliff vesting schedule; all of those shares vest on April 1, 2026. The Form 4 is signed by Mr. Mavrommatis on 10/02/2025.
James Craig Nixon, a director of Duos Technologies Group, Inc. (DUOT), was issued 2,018 shares of common stock as compensation for his director services on 09/30/2025 at an effective price of $7.4347 per share. After the issuance, Mr. Nixon beneficially owns 61,283 shares. The Form 4 was signed on 10/02/2025.