Welcome to our dedicated page for Enterprise Finl Svcs SEC filings (Ticker: EFSC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Enterprise Financial Services Corp (Nasdaq: EFSC) files a range of documents with the U.S. Securities and Exchange Commission as part of its role as a publicly traded financial holding company in the commercial banking industry. Through this page, users can access EFSC’s SEC filings, including current reports on Form 8-K, annual and quarterly reports, and disclosures related to capital markets activity and corporate governance.
Recent Form 8-K filings for EFSC have covered topics such as quarterly financial results, investor and analyst presentation materials, branch acquisitions, temporary suspensions of trading under employee benefit plans, and executive leadership changes. For example, the company has filed 8-Ks to furnish press releases announcing results for quarters ended March 31, June 30, and September 30, to describe the completion of a twelve-branch acquisition by Enterprise Bank & Trust from First Interstate Bank, and to outline changes in executive roles and compensation arrangements.
Other EFSC filings include Regulation FD disclosures providing slide decks used in investor meetings, and notices related to blackout periods for the company’s incentive savings plan, which affect trading in EFSC common stock acquired in connection with employment or service. These documents give investors detailed insight into EFSC’s operations, risk management, capital structure, and governance practices.
On Stock Titan, EFSC filings are updated as they are made available through the SEC’s EDGAR system. AI-powered summaries help explain the key points in lengthy filings, highlighting items such as earnings information, material events, branch transactions, and changes in executive leadership. Users can also review filings that relate to equity compensation, benefit plans, and other regulatory disclosures that are important for understanding Enterprise Financial Services Corp’s public company reporting.
Enterprise Financial Services Corp filed a Form S-8 to register an additional 700,000 shares of common stock under its Amended and Restated 2018 Stock Incentive Plan, increasing the plan authorization from 2,900,000 to 3,600,000 shares following shareholder approval at the Annual Meeting on May 7, 2025. The filing incorporates by reference the company’s prior Form S-8 (file no. 333-273380) and other Exchange Act reports to satisfy prospectus requirements.
Enterprise Financial Services Corp (EFSC): Form 3 by Lars C. Anderson. This is an initial Section 16 filing by a director, dated 08/12/2025, signed 08/14/2025. The filing reports that the reporting person does not beneficially own any securities of the issuer at the time of the statement. The form lists the reporting person’s address in St. Louis, MO, and indicates the filing is by one reporting person.
Enterprise Financial Services Corp filed a Form 13F reporting its institutional holdings. The filing lists 309 holdings entries with a total market value of $187,378,690 and names 1 other included manager. The report was signed by Troy Dumlao on 08-12-2025.
Enterprise Financial Services Corp. (EFSC) – Insider Buy
Form 4 dated 08/06/2025 discloses that Director Michael E. Finn bought 1,500 EFSC common shares on 08/04/2025 at $54.11, a cash outlay of roughly $81,000. The open-market purchase doubles his direct ownership—held jointly with his spouse—from 1,500 to 3,000 shares. No sales, derivative positions, or additional reporting persons were listed.
Enterprise Financial Services Corp. (EFSC) – Form 4 filing
Senior Executive Vice President & Chief Administrative Officer Mark G. Ponder disclosed the purchase of 450 shares of EFSC common stock on 30 June 2025 through the company’s 2018 Employee Stock Purchase Plan (ESPP). The transaction price was $46.84, representing the ESPP’s 15% discount to the 30 June closing price. The filing is exempt under Rule 16b-3(c).
- Post-transaction ownership (direct): 2,860 shares.
- Indirect holdings: 1,275 shares in the 401(k) plan unitized stock fund and 200 shares in a self-directed IRA.
- Additional jointly held shares: 23,726 shares with spouse.
- Equity incentive portfolio: 25,712 options and 10,397 restricted stock units with staggered vesting from 2024-2035.
The acquisition represents a small, pre-scheduled purchase under the ESPP rather than an open-market buy. While insider purchases can be a constructive signal, the volume is immaterial relative to EFSC’s ~37 million shares outstanding and therefore unlikely to influence valuation or liquidity.
Enterprise Financial Services Corp. (EFSC) – Form 4 insider activity
Chief Executive Officer and Director James Brian Lally reported a purchase of 450 common shares on 30 June 2025 through the Company’s 2018 Employee Stock Purchase Plan (ESPP). The shares were acquired at $46.84, reflecting the plan’s 15 % discount to the closing price, and the transaction is coded “J,” indicating an exempt ESPP acquisition under Rule 16b-3.
Following this trade, Lally’s direct holdings rise to 101,335 shares. He also reports 18,535 shares held indirectly via the 401(k) unitized stock fund and 4,107 jointly-held shares with his spouse. In addition, the filing details sizeable derivative positions, including 105,205 non-qualified stock options with strike prices ranging from $39.50 to $57.17 and expiration dates between 2031-2035, plus 31,395 restricted stock units scheduled to vest between 2026-2028.
The purchase increases Lally’s direct ownership by roughly 0.4 % and, while modest in size, reinforces ongoing insider participation in corporate equity programs.