Welcome to our dedicated page for Enterprise Finl Svcs SEC filings (Ticker: EFSC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Enterprise Financial Services Corp (Nasdaq: EFSC) files a range of documents with the U.S. Securities and Exchange Commission as part of its role as a publicly traded financial holding company in the commercial banking industry. Through this page, users can access EFSC’s SEC filings, including current reports on Form 8-K, annual and quarterly reports, and disclosures related to capital markets activity and corporate governance.
Recent Form 8-K filings for EFSC have covered topics such as quarterly financial results, investor and analyst presentation materials, branch acquisitions, temporary suspensions of trading under employee benefit plans, and executive leadership changes. For example, the company has filed 8-Ks to furnish press releases announcing results for quarters ended March 31, June 30, and September 30, to describe the completion of a twelve-branch acquisition by Enterprise Bank & Trust from First Interstate Bank, and to outline changes in executive roles and compensation arrangements.
Other EFSC filings include Regulation FD disclosures providing slide decks used in investor meetings, and notices related to blackout periods for the company’s incentive savings plan, which affect trading in EFSC common stock acquired in connection with employment or service. These documents give investors detailed insight into EFSC’s operations, risk management, capital structure, and governance practices.
On Stock Titan, EFSC filings are updated as they are made available through the SEC’s EDGAR system. AI-powered summaries help explain the key points in lengthy filings, highlighting items such as earnings information, material events, branch transactions, and changes in executive leadership. Users can also review filings that relate to equity compensation, benefit plans, and other regulatory disclosures that are important for understanding Enterprise Financial Services Corp’s public company reporting.
Enterprise Financial Services Corp. (EFSC) – Form 4 insider transaction
On 06/30/2025, SEVP & Chief Risk Officer Bridget Huffman acquired 243 shares of EFSC common stock through the company’s 2018 Employee Stock Purchase Plan. The purchase price was $46.84 per share (85 % of the 06/30/25 close), for an outlay of roughly $11.4 k. Following the transaction, Huffman directly owns 6,042 shares; no shares were sold.
The filing also lists previously granted equity awards: 10,334 non-qualified stock options with exercise prices between $39.50 and $57.17 expiring 2031-2035, and 2,556 restricted share units scheduled to vest 2026-2028. All derivative holdings remain unchanged.
The “J” transaction code confirms the acquisition is exempt under Rule 16b-3(c). While the dollar amount is modest, it adds to cumulative insider buying indicators and may be viewed as a marginally positive confidence signal, but it is not material to EFSC’s capital structure or near-term valuation.
Enterprise Financial Services Corp. (EFSC) – Form 4 insider activity
EVP & Chief Accounting Officer Troy Dumlao voluntarily reported buying 450 EFSC common shares on 30 Jun 2025 through the company’s 2018 Employee Stock Purchase Plan (ESPP). The shares were acquired at $46.84, equal to 85 % of the 30 Jun closing price, and lift Dumlao’s direct ownership to 7,537 shares. No shares were sold.
Table II lists previously granted options and RSUs (totaling 10,267 underlying shares) but reflects no new derivative transactions; the filing simply updates Dumlao’s outstanding equity awards and future vesting schedules.
The dollar value of the purchase (≈ $21 k) is immaterial to EFSC’s market capitalization, yet insider buying—especially by a senior accounting executive—can signal management confidence. Investors may view the activity as incrementally positive sentiment rather than a catalyst for the stock.
Enterprise Financial Services Corp. (EFSC) – Form 4 filing, 27 Jun 2025
CEO and Director James Brian Lally reported a single open-market sale of 1,828 common shares on 26 Jun 2025 at a weighted-average price of $55.16. After the transaction, he still directly owns 100,885 shares, plus 18,535 shares held through the company’s 401(k) plan and 4,107 jointly held shares.
The filing also discloses substantial outstanding equity incentives:
- Stock options: 105,205 options with exercise prices between $39.50 and $57.17, expiring 2028-2035.
- Restricted Stock Units (RSUs): 31,395 units scheduled to vest between 2024 and 2028.
No derivatives were exercised or disposed of in this filing. The sale represents ~1.5-2% of Mr. Lally’s directly held common shares and does not materially change his overall economic exposure to EFSC equity.
On 26 June 2025, Enterprise Financial Services Corp. (EFSC) filed a Form 144 signaling that President & CEO James B. Lally, who is also a director, plans to dispose of 1,828 common shares via Fidelity Brokerage Services on NASDAQ. At the reported aggregate market value of $100,823.65, the block represents only about 0.005 % of the company’s 36.93 million shares outstanding, indicating minimal dilution risk.
The notice also lists four prior insider sales executed by Lally between 12 May and 24 June 2025 totaling 8,950 shares for gross proceeds of $493,264.80. Including the proposed transaction, cumulative planned and completed insider sales over the last three months reach 10,778 shares, worth roughly $594,000.
The shares originated from restricted-stock vesting on 26 January 2018 and the trades are governed by a Rule 10b5-1 plan adopted 17 December 2024. While a Form 144 is only a notice of intent, recurring insider disposals by the chief executive can influence investor sentiment. Given the small percentage of float involved, the immediate financial impact is limited, but the trend merits monitoring for insight into management’s outlook.
Enterprise Financial Services Corp. (EFSC) – Form 4 insider activity: On 06/24/2025, President & CEO James Brian Lally sold 1,655 shares of EFSC common stock at a weighted-average price of $55.04, representing roughly 1.6% of his directly held shares. Following the sale, Lally still directly owns 102,713 shares, plus 18,535 shares via the 401(k) plan and 4,107 shares held jointly with his spouse.
No new derivative transactions occurred; the filing merely restates existing equity awards, including 105,205 in-the-money options with strike prices between $39.50 and $57.17 expiring 2031-2035, and 31,395 unvested RSUs that settle between 2026-2028. Vesting and exercise schedules remain unchanged and are contingent on continued employment.
The cash value of the sale (~$91k) is immaterial relative to Lally’s remaining equity exposure, which exceeds $5.5 million at the filing price, indicating his overall alignment with shareholders remains intact. No indication of a 10b5-1 trading plan is referenced, and the filing does not cite any material corporate developments.
Enterprise Financial Services Corporation (EFSC) has filed a Form 144 to disclose a proposed insider sale. James Lally intends to sell 1,655 common shares through Fidelity Brokerage Services on 24 June 2025 on the NASDAQ. The shares have an aggregate market value of $91,092.16, implying a price of roughly $55 per share. EFSC has 36.93 million shares outstanding, so the planned sale represents approximately 0.004% of the float.
The filing also lists prior insider sales by the same seller in the last three months:
- 4,689 shares on 12 May 2025 for $258,757.14
- 2,206 shares on 13 May 2025 for $121,411.50
- 400 shares on 15 May 2025 for $22,004.00
The shares were acquired via restricted-stock vesting on 30 January 2023 and are being disposed of for personal account purposes. No other material financial or strategic information is presented in the filing.