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ENS Form 4: Wynter Rudolph W. Receives 2,088 Deferred Stock Units

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys director Wynter Rudolph W. was granted 2,088 Deferred Stock Units (DSUs) on 08/08/2025, recorded on a Form 4. The grant is shown at a reported price of $0.00 and increases the reporting person’s reported beneficial ownership to 14,007.3249 shares (direct).

The DSUs "vest upon grant" and are payable no earlier than six months following termination of service, payable at the director’s election. The company retains a right to claw back the value of the DSUs within one year following termination if certain events occur.

Positive

  • 2,088 Deferred Stock Units (DSUs) granted to Director Wynter Rudolph W., as disclosed on Form 4
  • Post‑transaction beneficial ownership of 14,007.3249 shares reported (direct)

Negative

  • DSUs payable no earlier than six months following termination, delaying realization of value
  • Company retains a clawback right to recover DSU value within one year following termination upon certain events

Insights

TL;DR: Routine director compensation recorded as 2,088 DSUs; modest direct increase in reported ownership, no cash purchase reported.

The Form 4 documents a non‑cash grant of 2,088 Deferred Stock Units to Wynter Rudolph W., with a reported price of $0.00, consistent with equity‑based director compensation. Post‑transaction beneficial ownership is listed as 14,007.3249 shares (direct). This disclosure is standard and does not indicate a market‑moving change in control or liquidity; it primarily updates ownership and compensation records.

TL;DR: The DSU grant includes deferred payout timing and a one‑year clawback, reflecting common governance controls on director awards.

The DSUs "vest upon grant" but are subject to deferred payout rules: payable no earlier than six months after termination and at the director’s election. The company’s retained ability to claw back DSU value within one year following termination is explicitly noted. These terms are material to the director’s compensation profile and to how and when economic exposure to equity will be realized, but they represent standard governance protections rather than extraordinary arrangements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wynter Rudolph W.

(Last) (First) (Middle)
C/O ENERSYS
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 A 2,088(1) A $0.00 14,007.3249 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted as Deferred Stock Units (DSUs) and vest upon grant. These DSUs are payable no earlier than six months following termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the DSUs within one year following a termination of service upon the occurrence of certain events.
Remarks:
John Yarbrough, by Power of Attorney 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Wynter Rudolph W. report on the EnerSys (ENS) Form 4?

The Form 4 reports a grant of 2,088 Deferred Stock Units (DSUs) on 08/08/2025, recorded at a price of $0.00, increasing beneficial ownership to 14,007.3249 shares (direct).

What are the payout terms for the DSUs granted to the ENS director?

The DSUs "vest upon grant" and are payable no earlier than six months following termination of service, with payment at the director’s election.

Does the Form 4 indicate a cash purchase for the reported shares?

No. The transaction is reported with a price of $0.00, and the explanation states these were granted as Deferred Stock Units (DSUs).

Is there any clawback or recovery provision for the DSUs?

Yes. The filing states the company has the right to claw back the value of the DSUs within one year following termination upon the occurrence of certain events.

Who is the reporting person for this Form 4 for ENS?

The reporting person is Wynter Rudolph W., identified as a Director of EnerSys on the Form 4; the form was signed by John Yarbrough by Power of Attorney.
EnerSys

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