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ENS Form 4: 3,038 Deferred Stock Units Added to Director Holding

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys director Paul J. Tufano received a grant of Deferred Stock Units (DSUs) covering 3,038 shares on 08/08/2025. The DSUs vest upon grant and are payable no earlier than six months after the director leaves the company. The filing lists a grant price of $0.00, indicating a compensatory award rather than a market purchase.

Following the grant the reporting person’s beneficial ownership is shown as 49,184.2104 shares. The DSUs include a company right to claw back value within one year after termination if certain events occur. The transaction was reported on Form 4 by a single reporting person who is identified as a director.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine director compensation: deferred stock units granted with post-termination payout and limited clawback.

The Form 4 documents a standard director compensation grant: 3,038 DSUs issued and payable no earlier than six months after termination, giving the director deferred economic exposure without immediate cash payout. The one-year clawback provision is typical for retention and risk-mitigation purposes. This is a governance-level disclosure that clarifies insider holdings and potential future dilution but does not indicate material corporate change.

TL;DR: Small, non-cash insider grant with limited near-term market impact on ENS outstanding shares.

The entry shows an acquisition code and a $0.00 price, consistent with equity-based compensation (DSUs) rather than open-market purchases. The reported post-transaction beneficial ownership of 49,184.2104 shares quantifies the director’s stake. For investors, this is a transparency item about insider compensation and ownership; the absolute size of the grant (3,038 shares) suggests no material effect on share count or control.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TUFANO PAUL J

(Last) (First) (Middle)
C/O ENERSYS
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 A 3,038(1) A $0.00 49,184.2104 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted as Deferred Stock Units (DSUs) and vest upon grant. These DSUs are payable no earlier than six months following termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the DSUs within one year following a termination of service upon the occurrence of certain events.
Remarks:
John Yarbrough, by Power of Attorney 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Paul J. Tufano report on Form 4 for ENS?

The report shows a grant of 3,038 Deferred Stock Units (DSUs) acquired on 08/08/2025 for $0.00 (compensatory award).

How many shares does the reporting person own after the reported transaction?

The Form 4 lists beneficial ownership following the transaction as 49,184.2104 shares.

What are the key terms of the DSUs granted to the director?

The DSUs vest upon grant, are payable no earlier than six months after termination of service, and the company has the right to claw back the value within one year after termination under certain events.

What is the reporting person’s relationship to EnerSys (ENS)?

The filing identifies Paul J. Tufano as a director of EnerSys.

Was this Form 4 filed by multiple reporting persons?

No. The form indicates it was filed by one reporting person.
EnerSys

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